Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement
Exhibit k.1.vii
Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement
THIS FIFTH AMENDMENT ("Amendment"), effective as of February 28, 2022, ("Effective Date"), is to the Amended and Restated Stock Transfer Agency Agreement (the "Agreement") made as of June 15, 2007, and amended as of March 20, 2015, September 6, 2017, October 18, 2017, and August 24, 2021, between each entity set forth in Schedule II attached to the Agreement (each, a "Customer") and Computershare Inc., successor-in-interest to The Bank of New York ("Agent"). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
WHEREAS, Customer and the Agent are parties to the Agreement; and
1. | Amendment to Schedule II of the Agreement: |
Delete Schedule II of the Agreement and replace with the new Schedule II attached hereto.
2. | Amendments to Fee and Service Schedule for Stock Transfer Services. |
(a) | Insert the following new fund to the "ISSUES COVERED: Closed End Funds:" section: |
"Calamos Strategic Total Return Fund, Series F Mandatory Redeemable Preferred Shares"
(b) | Insert the following new fee to the "FEES" section: |
"$250.00 One-Time Set Up fee - (Calamos Strategic Total Return Fund, Series F Mandatory Redeemable Preferred Shares")
3. | Limited Effect. Except as expressly modified herein, the Agreement shall continue to be and shall remain, in full force and effect and the valid and binding obligation of the parties thereto in accordance with its terms. |
4. | Counterparts. This Amendment may be executed in counterparts, each of which shall be deemed as original, but all of which together shall constitute one and the same instrument. A signature to this Amendment executed and/or transmitted electronically shall have the same authority, effect and enforceability as an original signature. |
Computershare Inc. | Each Customer as set forth in Schedule II | |||
as such may be amended from time to time | ||||
By: Calamos Advisors LLC | ||||
As Investment manager of each Customer | ||||
By: | /s/ Xxxxxx X. Xxxxxx | By: | /s/ Xxxxxxx X. Xxxxxx | |
Name: | Xxxxxx X. Xxxxxx | Name: | Xxxxxxx X. Xxxxxx | |
Title: | Senior Manager, Contract Operations | Title: | Senior Vice President |
SCHEDULE II
Calamos Strategic Total Return Fund Common Shares
Calamos Strategic Total Return Fund, Series A Mandatory Redeemable Preferred Shares
Calamos Strategic Total Return Fund, Series B Mandatory Redeemable Preferred Shares
Calamos Strategic Total Return Fund, Series C Mandatory Redeemable Preferred Shares
Calamos Strategic Total Return Fund, Series D Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Global Total Return Fund Common Shares
Calamos Global Total Return Fund, Series A Mandatory Redeemable Preferred Shares
Calamos Global Total Return Fund, Series B Mandatory Redeemable Preferred Shares
Calamos Global Total Return Fund, Series C Mandatory Redeemable Preferred Shares
Calamos Global Total Return Fund, Series D Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Global Total Return Fund, Series E Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Global Dynamic Income Fund Common Shares
Calamos Global Dynamic Income Fund, Series A Mandatory Redeemable Preferred Shares
Calamos Global Dynamic Income Fund, Series B Mandatory Redeemable Preferred Shares
Calamos Global Dynamic Income Fund, Series C Mandatory Redeemable Preferred Shares
Calamos Global Dynamic Income Fund, Series D Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Global Dynamic Income Fund, Series E Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Convertible Opportunities & Income Fund Common Shares
Calamos Convertible Opportunities & Income Fund, Series A Mandatory Redeemable Preferred Shares
Calamos Convertible Opportunities & Income Fund, Series B Mandatory Redeemable Preferred Shares
Calamos Convertible Opportunities & Income Fund, Series C Mandatory Redeemable Preferred Shares
Calamos Convertible Opportunities & Income Fund, Series D Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Convertible Opportunities & Income Fund, Series E Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Convertible & High Income Fund Common Shares
Calamos Convertible & High Income Fund, Series A Mandatory Redeemable Preferred Shares
Calamos Convertible & High Income Fund, Series B Mandatory Redeemable Preferred Shares
Calamos Convertible & High Income Fund, Series C Mandatory Redeemable Preferred Shares
Calamos Convertible & High Income Fund, Series D Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Convertible & High Income Fund, Series E Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Dynamic Convertible and Income Fund Common Shares
Calamos Dynamic Convertible and Income Fund, Series A Mandatory Redeemable Preferred Shares
Calamos Dynamic Convertible and Income Fund, Series B Mandatory Redeemable Preferred Shares
Calamos Dynamic Convertible and Income Fund, Series C Mandatory Redeemable Preferred Shares
Calamos Dynamic Convertible and Income Fund, Series D Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Dynamic Convertible and Income Fund, Series E Mandatory Redeemable Preferred Shares
(effective August 24, 2021)
Calamos Long/Short Equity & Dynamic Income Trust Common Shares
Calamos Strategic Total Return Fund, Series F (effective February , 2022)