ARTICLE I DEFINITIONSStock Transfer Agency Agreement • June 22nd, 2007 • Calamos Global Dynamic Income Fund • New York
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • March 25th, 2015 • Calamos Dynamic Convertible & Income Fund • New York
AMENDED AND RESTATED AGREEMENT, made as of June 15, 2007, by and between EACH ENTITY SET FORTH IN SCHEDULE II HERETO, as such Schedule may be amended from time to time to add additional funds managed by Calamos Advisors LLC (each such existing fund, and any additional fund, hereinafter referred to as the “Customer”), each a business trust organized and existing under the laws of the State of Delaware, and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • February 22nd, 2008 • Calamos Convertible Opportunities & Income Fund • New York
AMENDED AND RESTATED AGREEMENT, made as of June 15, 2007, by and between EACH ENTITY SET FORTH IN SCHEDULE II HERETO, as such Schedule may be amended from time to time to add additional funds managed by Calamos Advisors LLC (each such existing fund, and any additional fund, hereinafter referred to as the “Customer”), each a business trust organized and existing under the laws of the State of Delaware, and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
ARTICLE I. DEFINITIONSStock Transfer Agency Agreement • March 21st, 2005 • Ing Global Equity Dividend & Premium Opportunity Fund • New York
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • June 22nd, 2011 • Calamos Convertible & High Income Fund • New York
AMENDED AND RESTATED AGREEMENT, made as of June 15, 2007, by and between EACH ENTITY SET FORTH IN SCHEDULE II HERETO, as such Schedule may be amended from time to time to add additional funds managed by Calamos Advisors LLC (each such existing fund, and any additional fund, hereinafter referred to as the “Customer”), each a business trust organized and existing under the laws of the State of Delaware, and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • January 25th, 2007 • Aberdeen Global Income Fund Inc • New York
AGREEMENT, made as of July 19, 2004 by and between ABERDEEN GLOBAL INCOME FUND, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter referred to as the "Customer"), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the "Bank"). Schedule I is deemed a part of this Agreement and all activities contained in Schedule I are subject to the provisions of this Agreement.
DEFINITIONSStock Transfer Agency Agreement • July 26th, 2004 • Madison Claymore Covered Call Fund • New York
ADDENDUM TO STOCK TRANSFER AGENCY AGREEMENT between TORTOISE ENERGY CAPITAL CORPORATION and COMPUTERSHARE INVESTOR SERVICES, LLCStock Transfer Agency Agreement • April 21st, 2011 • Tortoise Energy Capital Corp
This Addendum to the Stock Transfer Agency Agreement is by and between Computershare Investor Services, LLC (“Computershare”), (the “Transfer Agent”) and Tortoise Energy Capital Corporation (the “Company”), and amends that certain form of agreement entitled Stock Transfer Agency Agreement (the “Agreement”) by and between the Company and the Transfer Agent executed on May 10, 2005 (“Effective Date”), This Addendum is an integral part of the Agreement. Except as to those portions of the Agreement which are modified by this Addendum, the terms and conditions of the Agreement shall continue in full force and effect.
WITNESSETH:Stock Transfer Agency Agreement • October 24th, 2005 • Calamos Global Total Return Fund • New York
Fourth Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • December 27th, 2018 • Calamos Convertible Opportunities & Income Fund
THIS FOURTH AMENDMENT (“Amendment”), effective as of October 18, 2017 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”), made as of June 15, 2007, as amended, between each entity set forth in Schedule II attached to the Agreement, (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • February 22nd, 2013 • Cohen & Steers MLP Income & Energy Opportunity Fund • New York
AGREEMENT, made as of [ ], 2013, by and between COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter referred to as the “Customer”), and COMPUTERSHARE SHAREOWNER SERVICES LLC, a New Jersey Limited Liability Company (hereinafter referred to as the “Agent”).
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • March 7th, 2022 • Calamos Global Convertible & Dynamic Income Trust • New York
AMENDED AND RESTATED AGREEMENT, made as of June 15, 2007, by and between EACH ENTITY SET FORTH IN SCHEDULE II HERETO, as such Schedule may be amended from time to time to add additional funds managed by Calamos Advisors LLC (each such existing fund, and any additional fund, hereinafter referred to as the “Customer”), each a business trust organized and existing under the laws of the State of Delaware, and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
STOCK TRANSFER AGENCY AGREEMENT between ING CLARION REAL ESTATE INCOME FUND and THE BANK OF NEW YORK Dated as of September 26, 2003, ACCOUNT NUMBER(S) [ ]Stock Transfer Agency Agreement • November 13th, 2006 • Ing Clarion Real Estate Income Fund • New York
AGREEMENT, made as of , 2003, by and between ING Clarion Real Estate Income Fund, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
FORM OF STOCK TRANSFER AGENCY AGREEMENT] STOCK TRANSFER AGENCY AGREEMENT between GLOBAL LOGISTICS ACQUISITION CORPORATION and THE BANK OF NEW YORK Dated as of _________ __, 2005 ACCOUNT NUMBER(S)Stock Transfer Agency Agreement • December 15th, 2005 • Global Logistics Acquisition CORP • Blank checks • New York
AGREEMENT, made as of ___, 2005, by and between GLOBAL LOGISTICS ACQUISITION CORPORATION, a corporation organized and existing under the laws of the State of Delaware (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
Second Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • December 27th, 2018 • Calamos Convertible & High Income Fund
THIS SECOND AMENDMENT (“Amendment”), effective as of March 20, 2015 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “‘Agreement”), made as of June 15, 2007, and amended as of July 1, 2012, between each entity set forth in Schedule II attached to the Agreement (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
Kerri Shenkin Assistant Vice President, Relationship Manager The Bank of New YorkStock Transfer Agency Agreement • September 25th, 2006 • ING Risk Managed Natural Resources Fund
FIRST AMENDMENT TO STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • January 17th, 2020 • Cohen & Steers Quality Income Realty Fund Inc
This First Amendment (“Amendment”), effective as of August 19, 2015 (“Effective Date”) is to the Stock Transfer Agency Agreement (the “Agreement”) made as of August 13, 2013, by and between Each of the Cohen & Steers Capital Management, Inc. Closed End Investment Companies (the “Company”) and Computershare Inc. (“Computershare”) and Computershare Trust Company, N.A. (“Trust Company”, and together with Computershare, “Transfer Agent”).
Fourth Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • May 27th, 2021 • Calamos Dynamic Convertible & Income Fund
THIS FOURTH AMENDMENT (“Amendment”), effective as of October 18, 2017 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”), made as of June 15, 2007, as amended, between each entity set forth in Schedule II attached to the Agreement, (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
April 26, 2011 Jeanette Rivera Vice President BNY Mellon Shareowner ServicesStock Transfer Agency Agreement • April 26th, 2011 • ING Emerging Markets High Dividend Equity Fund
Fourth Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • April 9th, 2018 • Calamos Global Total Return Fund
THIS FOURTH AMENDMENT (“Amendment”), effective as of October 18, 2017 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”), made as of June 15, 2007, as amended, between each entity set forth in Schedule II attached to the Agreement, (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
March , 2007 Kerri Shenkin Assistant Vice President, Relationship Manager The Bank of New YorkStock Transfer Agency Agreement • February 20th, 2007 • ING Asia Pacific High Dividend Equity Income Fund
AMENDMENT NO. 1 TO STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • February 27th, 2008 • Gladstone Commercial Corp • Lessors of real property, nec • New York
This Amendment to the Stock Transfer Agency Agreement dated as of November 7, 2007 by and between Gladstone Commercial Corporation, a Maryland corporation (the “Customer”), and THE BANK OF NEW YORK, a New York banking corporation (the “Bank”).
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • May 7th, 2010 • Neuberger Berman High Yield Strategies Fund Inc. • New York
AGREEMENT, made as of April 9, 2007, by and between LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND INC., a statutory trust formed and existing under the laws of the State of Delaware (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”). Schedule A is deemed a part of this Agreement and all functions and activities contained in Schedule A are subject to the provisions of this Agreement.
Fourth Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • March 7th, 2022 • Calamos Global Convertible & Dynamic Income Trust
THIS FOURTH AMENDMENT (“Amendment”), effective as of October 18, 2017 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”), made as of June 15, 2007, as amended, between each entity set forth in Schedule II attached to the Agreement (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • October 17th, 2005 • Ensource Energy Income Fund LP • Crude petroleum & natural gas • Delaware
This STOCK TRANSFER AGENCY AGREEMENT (the “Agreement”), effective as of ___(the “Effective Date”), is between Ensource Energy Income Fund LP (the “Company”), a Delaware partnership, with its principal office at 7500 San Felipe St., Suite 440, Houston, Texas 77063, and Computershare Trust Company, Inc. (“Computershare”), a Colorado limited purpose trust company, with its principal office at 350 Indiana Street, Suite 800, Golden, Colorado, 80401.
August 28, 2007 Keith Sobocinski Assistant Vice President, Transfer Agency Services The Bank of New YorkStock Transfer Agency Agreement • September 25th, 2007 • ING International High Dividend Equity Income Fund
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • November 16th, 2017 • Calamos Long/Short Equity & Income 2028 Term Trust • New York
AMENDED AND RESTATED AGREEMENT, made as of June 15, 2007, by and between EACH ENTITY SET FORTH IN SCHEDULE II HERETO, as such Schedule may be amended from time to time to add additional funds managed by Calamos Advisors LLC (each such existing fund, and any additional fund, hereinafter referred to as the “Customer”), each a business trust organized and existing under the laws of the State of Delaware, and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
October 24, 2006 Kerri Shenkin Assistant Vice President, Relationship Manager The Bank of New YorkStock Transfer Agency Agreement • October 24th, 2006 • ING Risk Managed Natural Resources Fund
Fifth Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • March 29th, 2022 • Calamos Global Convertible & Dynamic Income Trust
THIS FIFTH AMENDMENT (“Amendment”), effective as of August 24, 2021, (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”) made as of June 15, 2007, and amended as of March 20, 2015, September 6, 2017, and October 18, 2017, between each entity set forth in Schedule II attached to the Agreement (each, a “Customer”) and Computershare Inc., successor-in-interest to
Second Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • June 16th, 2021 • Calamos Global Dynamic Income Fund
THIS SECOND AMENDMENT ("Amendment"), effective as of March 20, 2015 (“Effective Date"), is to the Amended and Restated Stock Transfer Agency Agreement (the "'Agreement"), made as of June 15, 2007, and amended as of July 1, 2012, between each entity set forth in Schedule II attached to the Agreement (each, a "Customer") and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • September 28th, 2004 • Ares Capital Corp • Illinois
This STOCK TRANSFER AGENCY AGREEMENT (the "Agreement"), effective as of [XXX] (the "Effective Date"), is between Ares Capital Corporation (the "Company"), a Maryland corporation, with its principal office currently located at 1999 Avenue of the Stars, Suite 1900, Los Angeles, California 90067 and Computershare Investor Services, LLC ("Computershare"), a Delaware limited liability company, with its principal office at Two North LaSalle Street, Chicago, Illinois.
FORM OFStock Transfer Agency Agreement • March 25th, 2011 • ING Emerging Markets High Dividend Equity Fund
Fourth Amendment to the Amended and Restated Stock Transfer Agency AgreementStock Transfer Agency Agreement • November 16th, 2017 • Calamos Long/Short Equity & Income 2028 Term Trust
THIS FOURTH AMENDMENT (“Amendment”), effective as of October 18, 2017 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”), made as of June 15, 2007, as amended, between each entity set forth in Schedule II attached to the Agreement (each, a “Customer”) and Computershare Inc., successor-in-interest to The Bank of New York (“Agent”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
AMENDMENT TO STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • August 8th, 2005 • Aberdeen Australia Equity Fund Inc
Reference is made to the Stock Transfer Agency Agreement dated as of July 19, 2004, between Aberdeen Australia Equity Fund, Inc. and The Bank of New York (“Agreement”).
ADDENDUM TO STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • April 27th, 2015 • Tortoise Energy Infrastructure Corp
This fee covers all administration of the services listed in the services section except as noted below. Out of pocket costs associated with providing these services will be charged separately.
