AMENDMENT TO PARTICIPATION AGREEMENT
Franklin Xxxxxxxxx Variable Insurance Products Trust
Franklin Xxxxxxxxx Distributors, Inc.
Allmerica Financial Life Insurance and Annuity Company
First Allmerica Financial Life Insurance Company
Allmerica Investments, Inc.
The Participation Agreement dated as of March 1, 2000, by and among
FRANKLIN XXXXXXXXX VARIABLE INSURANCE PRODUCTS TRUST, TEMPLETON VARIABLE
PRODUCTS SERIES FUND, FRANKLIN XXXXXXXXX DISTRIBUTORS, INC. and ALLMERICA
FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY, and FIRST ALLMERICA FINANCIAL LIFE
INSURANCE COMPANY (the "Agreement") is hereby amended as follows:
1. Allmerica Investments, Inc. is added as a party to the Agreement.
2. The following Section 2.1.12 is added to the Agreement:
"2.1.12 You undertake and agree to comply, and to take full
responsibility in complying with any and all laws, regulations,
protocols and other requirements relating to money laundering both
United States and foreign, including, without limitation, the
International Money Laundering Abatement and Anti-Terrorist Financing
Act of 2001 (Title III of the USA Patriot Act), hereinafter,
collectively with the rules, regulations and orders promulgated
thereunder, the "Act," and any requirements and/or requests in
connection therewith, made by regulatory authorities, the Trust or the
Underwriter or their duly appointed agents, either generally or in
respect of a specific transaction, and/or in the context of a "primary
money laundering concern" as defined in the Act.
You agree as a condition precedent to any transaction taking or
continuing to be in effect, to comply with any and all anti-money
laundering laws, regulations, orders or requirements, and without
prejudice to the generality of the above, to provide regulatory
authorities, the Trust, the Underwriter or their duly appointed
agents, with all necessary reports and information for them to fulfill
their obligations, if any, under the Act for the purposes of the
Trust, the Underwriter, or other third parties complying with any and
all anti-money laundering requirements, including, without limitation,
the enhanced due diligence obligations imposed by the Act, the filing
of Currency Transaction Reports and/or of Suspicious Activity Reports
obligations required by the Act, and/or the sharing of information
requirements imposed by the Act.
In the event satisfactory reports and information are not received
within a reasonable time period from the date of the request, the
Trust or the Underwriter reserve the right to reject any transaction
and/or cease to deal with you and/or the Accounts.
Further, you represent that you have not received notice of, and to
your knowledge, there is no basis for, any claim, action, suit,
investigation or
1
proceeding that might result in a finding that you are not or have not
been in compliance with the Act, and the rules and regulations
promulgated thereunder. You agree to notify the Trust and the
Underwriter immediately if the representation in the previous sentence
is no longer true or if you have a reasonable basis for believing that
such representation may no longer be true."
3. Section 9.2 of the Agreement is hereby deleted in its entirety and
replaced with the following Section 9.2:
"9.2 This Agreement may be terminated immediately by us upon
written notice to you if:
9.2.1 (i) you breach any of the representations and
warranties made in this Agreement; or (ii) you inform us that any
of such representations and warranties may no longer be true or
might not be true in the future; or (iii) any of such
representations and warranties were not true on the effective
date of this Agreement, are at any time no longer true, or have
not been true during any time since the effective date of this
Agreement; or
9.2.2 either one or both of the Trust or the Underwriter
respectively, shall determine, in their sole judgment exercised
in good faith, that you have suffered a material adverse change
in your business, operations, financial condition or prospects
since the date of this Agreement or are the subject of material
adverse publicity; or
9.2.3 you give us the written notice specified above in
Section 3.3 and at the same time you give us such notice there
was no notice of termination outstanding under any other
provision of this Agreement; provided, however, that any
termination under this Section 9.2.3 shall be effective
forty-five (45) days after the notice specified in Section 3.3
was given."
4. Section 9.3 of the Agreement is hereby deleted in its entirety and
replaced with the following Section 9.3:
"9.3 If this Agreement is terminated with respect to any
Portfolio for any reason, except as required by the Shared Funding
Order, we may, as mutually agreed, and pursuant to the terms and
conditions of this Agreement, continue to make available additional
shares of any Portfolio for any or all Contracts or Accounts existing
on the effective date of termination of this Agreement. Upon
liquidation of a Portfolio, or if this Agreement is terminated with
respect to any Portfolio by the Trust's Board of Trustee's in the
exercise of its duties and it determines it is a necessary and
appropriate remedy for a material breach of the Agreement, including a
violation of laws, the Trust may involuntarily redeem, at its option
in kind or for cash, shares of any Portfolio, for any or all Contracts
or Accounts existing on the effective date of termination of this
Agreement. If this
2
Agreement is terminated as required by the Shared Funding Order, its
provisions shall govern."
5. Section 3.6 of the Agreement is hereby deleted in its entirety and
replaced with the following Section 3.6:
"3.6 You shall submit payment for the purchase of shares of a
Portfolio on behalf of an Account in federal funds transmitted by wire
to the Trust or to its designated custodian, which must receive such
wires no later than the close of the Reserve Bank, which is 6:00 p.m.
East Coast time, on the Business Day following the Business Day as of
which such purchases orders are made."
6. Schedules B, D and F of the Agreement are hereby deleted in their
entirety and replaced with the Schedules B, D and F attached hereto,
respectively.
All other terms and provisions of the Agreement not amended herein shall remain
in full force and effect.
Effective Date: May 1, 2002
FRANKLIN XXXXXXXXX VARIABLE INSURANCE FRANKLIN XXXXXXXXX DISTRIBUTORS, INC
PRODUCTS TRUST
By: /s/ (illegible signature) By: /s/ (illegible signature)
------------------------------- ---------------------------
Name: Name:
Title: Title:
ALLMERICA FINANCIAL LIFE INSURANCE AND FIRST ALLMERICA FINANCIAL LIFE
ANNUITY COMPANY INSURANCE COMPANY
By: /s/ Xxxx X. Hug By: /s/ Xxxx X. Hug
------------------------------- ---------------------------
Name: Xxxx X. Hug Name: Xxxx X. Hug
Title: President Title: Vice President
ALLMERICA INVESTMENTS, INC.
By: /s/ Xxxxxxx X. Xxxxxx Xx.
-------------------------------
Name: Xxxxxxx X. Xxxxxx Xx.
Title: President
3
SCHEDULE B
ACCOUNTS OF THE COMPANY
1. Name: Separate Account FUVUL of Allmerica Financial
Life Insurance and Annuity Company
Date Established: 12.17.99
SEC Registration Number: 000-000-00000
2. Name: Separate Account FUVUL of First Allmerica Financial
Life Insurance Company
Date Established: Pending
SEC Registration Number: Pending
3. Name: Separate Account VA-P of First Allmerica Financial
Life Insurance Company
Date Established: 6.13.96
SEC Registration Number: 811-8872
4. Name: Separate Account VA-P of Allmerica Financial Life
Insurance and Annuity Company
Date Established: 6.13.96
SEC Registration Number: 811-8848
5. Name: Separate Account VA-K of Allmerica Financial Life
Insurance and Annuity Company
Date Established: 6.13.96
SEC Registration Number: 811-6293
6. Name: Separate Account VA-K of First Allmerica Financial
Life Insurance Company
Date Established: 6.13.96
SEC Registration Number: 811-8114
7. Name: Separate Account VA-K (Delaware) of Allmerica
Financial Life Insurance and Annuity Company
Date Established: 6.13.96
SEC Registration Number: 811-6293
8. Name: Separate Account VA-P of First Allmerica Financial
Life Insurance Company
Date Established: 6.13.96
SEC Registration Number: 811-8114
4
9. Name: FR1 Separate Account of Allmerica Financial Life
Insurance and Annuity Company
Date Established: 6.13.96
SEC Registration Number: N/A
10. Name: FR1 Separate Account of First Allmerica Life Insurance
Company
Date Established: 6.13.96
SEC Registration Number: N/A
11. Name: FQ1 Separate Account of Allmerica Financial Life
Insurance and Annuity Company
Date Established: 6.13.96
SEC Registration Number: N/A
12. Name: FQ1 Separate Account of First Allmerica Life Insurance
Company
Date Established: 6.13.96
SEC Registration Number: N/A
13. Name: UR1 Separate Account of Allmerica Financial Life
Insurance and Annuity Company
Date Established: 6.13.96
SEC Registration Number: N/A
14. Name: UR1 Separate Account of First Allmerica Life Insurance
Company
Date Established: 6.13.96
SEC Registration Number: N/A
15. Name: UQ1 Separate Account of Allmerica Financial Life
Insurance and Annuity Company
Date Established: 6.13.96
SEC Registration Number: N/A
16. Name: UQ1 Separate Account of First Allmerica Life Insurance
Company
Date Established: 6.13.96
SEC Registration Number: N/A
17. Name: Allmerica Select Separate Account of Allmerica
Financial Life Insurance and Annuity Company
Date Established: 6.13.96
SEC Registration Number: 811-6293
18. Name: Allmerica Select Separate Account of First Allmerica
Financial Life Insurance Company
Date Established: 6.13.96
SEC Registration Number: 811-8114
5
19. Name: Group VEL Separate Account of Allmerica Financial Life
Insurance and Annuity Company
Date Established: 6.13.96
SEC Registration Number: 811-8704
20. Name: Group VEL Separate Account of First Allmerica
Financial Life Insurance Company
Date Established: 6.13.96
SEC Registration Number: 811-7663
21. Name: VEL Account of Allmerica Financial
Life Insurance and Annuity Company
Date Established: 04.02.87
SEC Registration Number: 811-8130
22. Name: VEL II Separate Account of Allmerica Financial
Life Insurance and Annuity Company
Date Established: 01.21.93
SEC Registration Number: 811-7466
23. Name: VEL II Separate Account of First Allmerica
Financial Life Insurance Company
Date Established: 08.20.91
SEC Registration Number: 811-5183
24. Name: Inheiritage Separate Account of
Allmerica Financial
Life Insurance and Annuity Company
Date Established: 09.15.93
SEC Registration Number: 811-8120
25. Name: Inheiritage Separate Account of First Allmerica
Financial Life Insurance Company
Date Established: 08.20.91
SEC Registration Number: 811-8304
26. Name: VEL III Separate Account of Allmerica Financial
Life Insurance and Annuity Company
Date Established: 06.13.96
SEC Registration Number: 811-8857
27. Name: Separate Account SPVL of First Allmerica
Financial Life Insurance Company
Date Established: 06.13.96
SEC Registration Number: 811-10133
6
28: Name: Allmerica Select Separate Account III of
Allmerica Financial Life Insurance and
Annuity Company
Date Established: 06.13.96
SEC Registration Number: 811-8859
29. Name: Allmerica Select Separate Account II of
Allmerica Financial Life Insurance and
Annuity Company
Date Established: 10.12.93
SEC Registration Number: 811-8746
30. Name: Allmerica Select Separate Account II of
First Allmerica Financial Life Insurance
Company
Date Established: 10.12.93
SEC Registration Number: 811-8987
31. Name: Separate Account IMO of Allmerica Financial
Life Insurance and Annuity Company
Date Established: 06.13.96
SEC Registration Number: 811-09529
7
SCHEDULE D
CONTRACTS OF THE COMPANY
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
1 Yes ValuPlus Assurance 333-93031 1036-99 Separate Account - Templeton
(First Union) 811-09731 FUVUL of Allmerica Foreign Securities
Financial Life Fund, Class 2
Insurance and Annuity XXXXXXXXX INVESTMENT
Company COUNSEL, INC.
- Templeton Global Asset
12.17.99 Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
2 Pending ValuPlus Assurance Pending 1036-99 Separate Account - Templeton
(First Union) Pending FUVUL of First Foreign Securities
Allmerica Financial Fund, Class 2
Life Insurance and XXXXXXXXX INVESTMENT
Annuity Company COUNSEL, INC.
- Templeton Global Asset
Pending Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
3 Yes Pioneer Vision 2 33-86664 A3025-96 Separate Account VA-P - Franklin Small
81-8872 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Templeton
Foreign Securities
06.13.96 Fund, Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
4 Yes Pioneer Vision 2 33-85916 A3025-96 Separate Account VA-P - Franklin Small
811-8848 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Templeton Foreign
Company Securities Fund,
Class 2
06.13.96 XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
5 Yes Pioneer C-Vision 333-64833 A3027-98 Separate Account VA-P - Franklin Small
811-8872 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Templeton Foreign
Securities
06.13.96 Fund, Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
8
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
6 Yes Pioneer C-Vision 333-64831 A3027-98 Separate Account VA-P - Franklin Small
811-8848 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Templeton Foreign
Company Securities Fund,
Class 2
06.13.96 XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
7 Yes Pioneer XtraVision 333-81017 A3028-99 Separate Account VA-P - Franklin Small
811-8848 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Templeton Foreign
Company Securities Fund,
Class 2
06.13.96 XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
8 Yes Pioneer XtraVision 333-54040 A3028-99 Separate Account VA-P - Franklin Small
811-8872 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Templeton Foreign
Securities Fund,
06.13.96 Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
9 Yes Pioneer (no load) 333-90535 A3030-99 Separate Account VA-P - Franklin Small
811-8848 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Xxxxxxxxx
Company Foreign Securities
Fund, Class 2
06.13.96 XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
10 Yes Pioneer (no load) 333-90537 A3030-99 Separate Account VA-P - Franklin Small
811-8872 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Templeton Foreign
Securities
06.13.96 Fund, Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
9
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
11 Yes Agency C-Shares 333-38274 A3033-99 Separate Account VA-K - Franklin Growth
PremierChoice 811-6293 of Allmerica and Income Securities
Financial Life Fund, Class 2
Insurance and Annuity FRANKLIN ADVISERS, INC.
Company - Franklin Small
Cap Fund, Class 2
06.13.96 FRANKLIN ADVISERS, INC.
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
12 Yes Agency C-Shares 333-38276 3033-99 Separate Account VA-K - Franklin Growth and
PremierChoice 811-8114 of First Allmerica Income Securities Fund,
Financial Life Class 2
Insurance Company FRANKLIN ADVISERS, INC.
- Franklin Small
06.13.96 Cap Fund, Class 2
FRANKLIN ADVISERS, INC.
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
13 Yes Delaware Medallion 33-44830 A3025-96 Separate Account VA-K - Franklin Small
III 811-6293 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Mutual Shares
Company Securities Fund,
Class 2
06.13.99 FRANKLIN MUTUAL
ADVISERS, LLC
- Templeton Growth
Securities Fund,
Class 2
XXXXXXXXX GLOBAL
ADVISORS LIMITED
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
10
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
14 Yes Delaware Medallion 33-71054 A3025-96 Separate Account VA-K - Franklin Small
III 811-8114 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Mutual Shares
Securities Fund,
Class 2
06.13.99 FRANKLIN MUTUAL
ADVISERS, LLC
- Templeton Growth
Securities Fund,
Class 2
XXXXXXXXX GLOBAL
ADVISORS LIMITED
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
15 Yes Delaware Golden 333-81281 A3028-98 Separate Account VA-K - Franklin Small
Medallion 811-6293 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Mutual Shares
Company Securities Fund,
Class 2
06.13.99 FRANKLIN MUTUAL
ADVISERS, LLC
- Templeton Growth
Securities Fund,
Class 2
XXXXXXXXX GLOBAL
ADVISORS LIMITED
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
16 Yes Delaware Golden 333-54218 A3028-98 Separate Account VA-K - Franklin Small
Medallion 811-8114 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Mutual Shares
Securities Fund,
Class 2
06.13.99 FRANKLIN MUTUAL
ADVISERS, LLC
- Templeton Growth
Securities Fund,
Class 2
XXXXXXXXX GLOBAL
ADVISORS LIMITED
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
17 Yes DirectedAdvisory 333-90543 A3030-99 Separate Account VA-K - Franklin Small
Solutions (Fund 811-6293 of Allmerica Cap Fund, Class 2
Quest) Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Mutual Shares
Company Securities Fund,
Class 2
06.13.99 FRANKLIN MUTUAL
ADVISERS, LLC
- Templeton Growth
Securities Fund,
Class 2
XXXXXXXXX GLOBAL
ADVISORS LIMITED
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
11
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
18 Yes DirectedAdvisory 333-90545 A3030-99 Separate Account VA-K - Franklin Small
Solutions (Fund 811-8114 of First Allmerica Cap Fund, Class 2
Quest) Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Mutual Shares
Securities Fund,
Class 2
06.13.99 FRANKLIN MUTUAL
ADVISERS, LLC
- Templeton Growth
Securities Fund,
Class 2
XXXXXXXXX GLOBAL
ADVISORS LIMITED
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
19 No PremierFocus N/A 1037-99 FR1 Separate Account - Templeton
of Allmerica Foreign Securities
Financial Life Fund, Class 2
Insurance and Annuity TEMPLETON INVESTMENT
Company COUNSEL, INC.
20 No PremierFocus N/A 1037-99 FR1 of First - Templeton
Allmerica Financial Foreign Securities
Life Insurance Company Fund, Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
21 No PremierFocus N/A 1037-99 FQ1 of Allmerica - Templeton
Financial Life Foreign Securities
Insurance and Annuity Fund, Class 2
Company XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
22 No PremierFocus N/A 1037-99 FQ1 of First - Templeton
Allmerica Financial Foreign Securities
Life Insurance Company Fund, Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
23 No First Union Private N/A 3034-00 UQ1 Separate Account - Templeton
Placement Annuity of Allmerica Foreign Securities
Financial Life Fund, Class 2
Insurance and Annuity XXXXXXXXX INVESTMENT
Company COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
24 No First Union Private N/A 3034-00 UQ1 of First - Templeton
Placement Annuity Allmerica Financial Foreign Securities
Life Insurance Company Fund, Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Templeton Global Asset
Allocation Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
25 No First Union Private N/A 3034-99 UR1 of Allmerica - Templeton
Placement Annuity Financial Life Foreign Securities
Insurance and Annuity Fund, Class 2
Company XXXXXXXXX INVESTMENT
COUNSEL, INC.
12
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
26 No First Union Private N/A 3034-99 UR1 of First - Templeton
Placement Annuity Allmerica Financial Foreign Securities
Life Insurance Company Fund, Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
27 Yes Allmerica Advantage 33-39702 A-3025-96 Separate Account VA-K - Franklin Growth
811-6293 of Allmerica and Income Securities
Financial Life Fund, Class 2
Insurance and Annuity FRANKLIN ADVISERS, INC.
Company - Franklin Small
Cap Fund, Class 2
06.13.96 FRANKLIN ADVISERS, INC.
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Xxxxxxxxx Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
28 Yes Allmerica Advantage 33-70152 A-3025-96 Separate Account VA-K - Franklin Growth
811-8114 of First Allmerica and Income Securities
Financial Life Fund, Class 2
Insurance Company FRANKLIN ADVISERS, INC.
- Franklin Small
06.13.96 Cap Fund, Class 2
FRANKLIN ADVISERS, INC.
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
29 Yes ExecAnnuity Plus 33-39702 A-3018-91 Separate Account VA-K - Franklin Growth
811-6293 A-3021-93 of Allmerica and Income Securities
Financial Life Fund, Class 2
Insurance and Annuity FRANKLIN ADVISERS, INC.
Company - Franklin Small
Cap Fund, Class 2
06.13.96 FRANKLIN ADVISERS, INC.
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
13
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
30 Yes ExecAnnuity Plus 33-70152 A-3018-91 Separate Account VA-K - Franklin Growth
811-8114 A-3021-93 of First Allmerica and Income Securities
Financial Life Fund, Class 2
Insurance Company FRANKLIN ADVISERS, INC.
- Franklin Small
06.13.96 Cap Fund, Class 2
FRANKLIN ADVISERS, INC.
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
31 Yes Select Reward 333-78245 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-6632 Separate Account of Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance and - Mutual Shares
Annuity Company Securities Fund,
Class 2
06.13.96 FRANKLIN MUTUAL
ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
32 Yes Select Reward 333-54070 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-8116 Separate Account of Cap Fund, Class 2
First Allmerica FRANKLIN ADVISERS, INC.
Financial Life - Franklin Mutual
Insurance Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN MUTUAL
ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
14
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
33 Yes Select Resource 333-47216 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-6632 A3025-96 Separate Account of Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance and - Franklin Mutual
Annuity Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN MUTUAL
ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
34 Yes Select Resource 333-71058 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-8116 A3025-96 Separate Account of Cap Fund, Class 2
First Allmerica FRANKLIN ADVISERS, INC.
Financial Life - Franklin Mutual
Insurance Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN MUTUAL
ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
35 Yes Select Charter 333-63093 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-6632 Separate Account of Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance and - Franklin Mutual
Annuity Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN MUTUAL
ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
15
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
36 Yes Select Charter 333-63087 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-8116 Separate Account of Cap Fund, Class 2
First Allmerica FRANKLIN ADVISERS, INC.
Financial Life - Franklin Mutual
Insurance Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN MUTUAL
ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
37 Yes Select Acclaim 333-92115 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-6632 Separate Account of Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance and - Franklin Mutual
Annuity Company Shares Securities,
Class 2
06.13.96 FRANKLIN MUTUAL
ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
38 Yes Select Acclaim 333-90533 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-8116 Separate Account of Cap Fund, Class 2
First Allmerica FRANKLIN ADVISERS, INC.
Financial Life - Franklin Mutual
Insurance Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN MUTUAL
ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
16
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
39 Yes Allmerica Value 333-87099 A3031-99 Separate Account VA-K - Franklin Mutual
Generation (Annuity 811-6293 of Allmerica Shares Securities
Scout) Financial Life Fund, Class 2
Insurance and Annuity FRANKLIN MUTUAL
Company ADVISERS, LLC
- Templeton
06.13.96 Developing Markets
Securities Fund,
Class 2
XXXXXXXXX ASSET
MANAGEMENT, LTD
40 Yes Allmerica Value 333-87105 A3031-99 Separate Account VA-K - Franklin Mutual
Generation (Annuity 811-8114 of First Allmerica Shares Securities
Scout) Financial Life Fund, Class 2
Insurance Company FRANKLIN MUTUAL
ADVISERS, LLC
06.13.96 - Templeton
Developing Markets
Securities Fund,
Class 2
TEMPLETON ASSET
MANAGEMENT, LTD
41 Yes Executive Solutions, 33-92658 1029-94 Group VEL Account of - Templeton
Group VEL 811-8704 Allmerica Financial Foreign Securities
Life Insurance and Fund, Class 2
Annuity Company XXXXXXXXX INVESTMENT
COUNSEL, INC.
06.13.96
42 Yes Executive Solutions, 333-06383 1029-94 Group VEL Account of - Templeton
Group VEL 811-7663 First Allmerica Foreign Securities
Financial Life Fund, Class 2
Insurance Company XXXXXXXXX INVESTMENT
COUNSEL, INC.
06.13.96
43 Yes Delaware I & II 33-44380 A3019-91 Separate Account VA-K - Franklin Small
811-6293 A3022-93 (Delaware) of Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance and - Franklin Mutual
Annuity Company Shares Securities
Fund, Class 2
06.13.99 FRANKLIN MUTUAL
ADVISERS, LLC
- Templeton Growth
Securities Fund,
Class 2
XXXXXXXXX GLOBAL
ADVISORS LIMITED
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
44 Yes Delaware I & II 33-71054 A3019-91 Separate Account VA-K - Franklin Small
811-8114 A3022-93 (Delaware) of First Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance Company - Franklin Mutual Shares
Securities Fund,
06.13.99 Class 2
FRANKLIN MUTUAL
ADVISERS, LLC
- Templeton Growth
Securities Fund,
Class 2
XXXXXXXXX GLOBAL
ADVISORS LIMITED
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
17
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
45 Yes VEL 87 33-14672 1018-87 VEL Separate Account - Franklin Small
811-5183 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Large
Company Cap Growth Securities
Fund, Class 2
04.02.87 FRANKLIN ADVISERS, INC.
46 Yes VEL 91 33-90320 1018-87 VEL Separate Account - Franklin Small
811-5183 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Large
Company Cap Growth Securities
Fund, Class 2
04.02.87 FRANKLIN ADVISERS, INC.
47 Yes VEL 93 33-57792 1018-39 VEL II Separate - Franklin Small
811-7466 Account of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Large
Company Cap Growth Securities
Fund, Class 2
01.21.93 FRANKLIN ADVISERS, INC.
48 Yes VEL 93 33-71056 1018-39 VEL II Separate - Franklin Small
811-8130 Account of First Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance Company - Franklin Large Cap
Growth Securities Fund,
08.20.91 Class 2
FRANKLIN ADVISERS, INC.
49 Yes Variable Inheiritage 33-70948 1026-94 Inheiritage Separate - Franklin Small
811-8120 Account of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Large
Company Cap Growth Securities
Fund, Class 2
09.15.93 FRANKLIN ADVISERS, INC.
50 Yes Variable Inheiritage 33-74184 1026-94 Inheiritage Separate - Franklin Small
811-8304 Account of First Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance Company - Franklin Large Cap
Growth Securities
08.20.91 Fund, Class 2
FRANKLIN ADVISERS, INC.
51 Yes VEL III 333-58385 1018-93 VEL III Separate - Franklin Small
Account of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Large
Company Cap Growth Securities
Fund, Class 2
06.13.96 FRANKLIN ADVISERS, INC.
52 Yes VEL III 333-45914 1030-99 Separate Account SPVL - Franklin Small
of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Franklin Large
Cap Growth Securities
06.13.96 Fund, Class 2
FRANKLIN ADVISERS, INC.
18
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
53 Yes Select SPL III 33-58551 1030-96 Allmerica Select - Franklin Small
Separate Account III Cap Fund, Class 2
of Allmerica FRANKLIN ADVISERS, INC.
Financial Life - Franklin Mutual
Insurance and Annuity Shares Securities
Company Fund, Class 2
FRANKLIN ADVISERS, LLC
06.13.96
54 Yes Select SPL 333-45914 1030-NY-99 Separate Account SPVL - Franklin Small
811-10133 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Franklin Mutual
Shares Securities
06.13.96 Fund, Class 2
FRANKLIN ADVISERS, LLC
55 Yes Select Life II 33-83604 1027-95 Allmerica Select - Franklin Small
811-8746 Separate Account II Cap Fund, Class 2
of Allmerica FRANKLIN ADVISERS, INC.
Financial Life - Franklin Mutual
Insurance and Annuity Shares Securities
Company Fund, Class 2
FRANKLIN ADVISERS, LLC
10.12.93
56 Yes Select Life II 333-62369 1027-95 Allmerica Select - Franklin Small
811-8987 Separate Account II Cap Fund, Class 2
of First Allmerica FRANKLIN ADVISERS, INC.
Financial Life - Franklin Mutual
Insurance Company Shares Securities
Fund, Class 2
10.12.93 FRANKLIN ADVISERS, LLC
57 Yes Select Inheiritage 33-70948 1026-94 Inheiritage Account - Franklin Small
811-8120 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Mutual
Company Shares Securities
Fund, Class 2
09.15.93 FRANKLIN ADVISERS, LLC
58 Yes Select Inheiritage 33-74184 1026-94 Inheiritage Account - Franklin Small
811-8304 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Franklin Large
Cap Growth Securities
08.20.91 Fund, Class 2
FRANKLIN ADVISERS, INC.
59 Yes Allmerica VUL 2001 333-84879 1033-99 Separate Account IMO - Franklin Small
811-09529 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Growth
Company and Income Securities
Fund, Class 2
06.13.96 FRANKLIN ADVISERS, LLC
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
19
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
60 Yes Allmerica Select Life 333-84879 1033-99 Separate Account IMO - Franklin Small
811-09529 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Mutual
Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC,
61 Yes VEL Plus 33-42687 1023-93 Separate Account VEL - Franklin Small
811-5183 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Large
Company Cap Growth Securities
Fund, Class 2
04.02.87 FRANKLIN ADVISERS, INC.
62 Yes Select Reward 333-78245 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-6632 Separate Account of Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance and - Franklin Mutual
Annuity Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN ADVISERS, LLC
63 Yes VUL 2001 Survivorship 333-90995 1034-99 Separate Account IMO - Franklin Small
811-09529 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Mutual
Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Xxxxxxxxx Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
20
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
64 Yes Select Resource 33-47216 X0000-00 Xxxxxxxxx Xxxxxx - Xxxxxxxx Small
811-6632 Separate Account of Cap Fund, Class 2
Allmerica Financial FRANKLIN ADVISERS, INC.
Life Insurance and - Franklin Mutual
Annuity Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
65 Yes Select Resource 33-71058 A3025-96GRC Allmerica Select - Franklin Small
811-8116 Separate Account of Cap Fund, Class 2
First Allmerica FRANKLIN ADVISERS, INC.
Financial Life - Franklin Mutual
Insurance Shares Securities
Fund, Class 2
06.13.96 FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
66 Yes Allmerica Immediate 333-81861 A3029-99 Separate Account VA-K - Franklin Small
Advantage 811-6293 of Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Annuity - Franklin Growth
Company and Income Securities
Fund, Class 2
06.13.96 FRANKLIN ADVISERS, INC.
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
21
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
67 Yes Allmerica Immediate 333-81859 A3029-99 Separate Account VA-K - Franklin Small
Advantage 811-8114 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance Company - Franklin Growth
and Income Securities
06.13.96 Fund, Class 2
FRANKLIN ADVISERS, INC.
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
68 Yes Allmerica VUL 2001 333-64162 1033-99 Separate Account IMO - Franklin Small
811-10433 of First Allmerica Cap Fund, Class 2
Financial Life FRANKLIN ADVISERS, INC.
Insurance and Company - Franklin Growth and
Income Securities Fund,
06.13.96 Class 2
FRANKLIN ADVISERS, LLC
- Franklin Mutual Shares
Securities Fund,
Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
69 Yes Select SPL II Pending 1030-96 Allmerica Select - Franklin Growth
811-8859 Separate Account III and Income Securities
of Allmerica Fund, Class 2
Financial Life FRANKLIN ADVISERS, LLC
Insurance and Annuity - Franklin Mutual
Company Shares Securities
Fund, Class 2
06.13.96 FRANKLIN ADVISERS, LLC
- Franklin Large
Cap Growth Securities
Fund, Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
22
SEC SEPARATE ACCOUNT
CONTRACT REGISTERED REGISTRATION REPRESENTATIVE NAME/DATE PORTFOLIOS AND CLASSES -
NO. (YES/NO) PRODUCT NAME NUMBERS FORM NUMBERS ESTABLISHED ADVISER
----------- ------------ -------------------- ------------ -------------- --------------------- -------------------------
70 Yes Select SPL II Pending 1030-99 Separate Account SPVL - Franklin Growth
811-10133 of First Allmerica and Income Securities
Financial Life Fund, Class 2
Insurance Company FRANKLIN ADVISERS, LLC
- Franklin Mutual
06.13.96 Shares Securities
Fund, Class 2
FRANKLIN ADVISERS, LLC
- Franklin Large Cap
Growth Securities Fund,
Class 2
FRANKLIN ADVISERS, INC.
- Templeton Foreign
Securities Fund,
Class 2
XXXXXXXXX INVESTMENT
COUNSEL, INC.
- Franklin Small Cap
Value Securities Fund,
Class 2
FRANKLIN ADVISORS, LLC
23
SCHEDULE F
RULE 12b-1 PLANS
COMPENSATION SCHEDULE
Each Portfolio named below shall pay the following amounts pursuant to the terms
and conditions referenced below under its Class 2 Rule 12b-1 Distribution Plan,
stated as a percentage per year of Class 2's average daily net assets
represented by shares of Class 2.
PORTFOLIO NAME MAXIMUM ANNUAL PAYMENT RATE
Franklin Growth and Income Securities Fund 0.25%
Franklin Large Cap Growth Securities Fund 0.25%
Franklin Mutual Shares Securities Fund 0.25%
Franklin Small Cap Fund 0.25%
Mutual Shares Securities Fund 0.25%
Xxxxxxxxx Developing Markets Securities Fund 0.25%
Xxxxxxxxx Foreign Securities Fund 0.25%
Templeton Global Asset Allocation Fund 0.25%
Templeton Growth Securities Fund 0.25%
Xxxxxxxxx Foreign Securities Fund 0.25%
Templeton Pacific Growth Securities Fund 0.25%
AGREEMENT PROVISIONS
If the Company, on behalf of any Account, purchases Trust Portfolio shares
("Eligible Shares") which are subject to a Rule 12b-1 plan adopted under the
1940 Act (the "Plan"), the Company may participate in the Plan.
To the extent the Company or its affiliates, agents or designees
(collectively "you") provide administrative and other services which assist in
the promotion and distribution of Eligible Shares or variable contracts offering
Eligible Shares, the Underwriter, the Trust or their affiliates (collectively,
"we") may pay you a Rule 12b-1 fee. "Administrative and other services" may
include, but are not limited to, furnishing personal services to owners of
Contracts which may invest in Eligible Shares ("Contract Owners"), answering
routine inquiries regarding a Portfolio, coordinating responses to Contract
Owner inquiries regarding the Portfolios, maintaining such accounts or providing
such other enhanced services as a Trust Portfolio or Contract may require, or
providing other services eligible for service fees as defined under NASD rules.
Your acceptance of such compensation is your acknowledgment that eligible
services have been rendered. All Rule 12b-1 fees, shall be based on the value of
Eligible Shares owned by the Company on behalf of its Accounts, and shall be
calculated on the basis and at the rates set forth in the Compensation Schedule
stated above. The aggregate annual fees paid pursuant to each Plan shall not
exceed the amounts stated as the "annual maximums" in the Portfolio's
prospectus, unless an increase is approved by shareholders as provided in the
Plan. These maximums shall be a specified percent of the value of a Portfolio's
net assets attributable to Eligible Shares owned by the Company on behalf of its
Accounts (determined in the same manner as the Portfolio uses to compute its net
assets as set forth in its effective Prospectus). The Rule 12b-1 fee will be
paid to you within thirty (30) days after the end of the three-month periods
ending in January, April, July and November.
You shall furnish us with such information as shall reasonably be requested
by the Trust's Boards of Trustees ("Trustees") with respect to the Rule 12b-1
fees paid to you pursuant to the Plans. We shall furnish to
24
the Trustees, for their review on a quarterly basis, a written report of the
amounts expended under the Plans and the purposes for which such expenditures
were made.
The Plans and provisions of any agreement relating to such Plans must be
approved annually by a vote of the Trustees, including the Trustees who are not
interested persons of the Trust and who have no financial interest in the Plans
or any related agreement ("Disinterested Trustees"). Each Plan may be terminated
at any time by the vote of a majority of the Disinterested Trustees, or by a
vote of a majority of the outstanding shares as provided in the Plan, on sixty
(60) days' written notice, without payment of any penalty. The Plans may also be
terminated by any act that terminates the Underwriting Agreement between the
Underwriter and the Trust, and/or the management or administration agreement
between Franklin Advisers, Inc. and its affiliates and the Trust. Continuation
of the Plans is also conditioned on Disinterested Trustees being ultimately
responsible for selecting and nominating any new Disinterested Trustees. Under
Rule 12b-1, the Trustees have a duty to request and evaluate, and persons who
are party to any agreement related to a Plan have a duty to furnish, such
information as may reasonably be necessary to an informed determination of
whether the Plan or any agreement should be implemented or continued. Under Rule
12b-1, the Trust is permitted to implement or continue Plans or the provisions
of any agreement relating to such Plans from year-to-year only if, based on
certain legal considerations, the Trustees are able to conclude that the Plans
will benefit each affected Trust Portfolio and class. Absent such yearly
determination, the Plans must be terminated as set forth above. In the event of
the termination of the Plans for any reason, the provisions of this Schedule F
relating to the Plans will also terminate. You agree that your selling
agreements with persons or entities through whom you intend to distribute
Contracts will provide that compensation paid to such persons or entities may be
reduced if a Portfolio's Plan is no longer effective or is no longer applicable
to such Portfolio or class of shares available under the Contracts.
Any obligation assumed by the Trust pursuant to this Agreement shall be limited
in all cases to the assets of the Trust and no person shall seek satisfaction
thereof from shareholders of the Trust. You agree to waive payment of any
amounts payable to you by Underwriter under a Plan until such time as the
Underwriter has received such fee from the Trust.
The provisions of the Plans shall control over the provisions of the
Participation Agreement, including this Schedule F, in the event of any
inconsistency.
You agree to provide complete disclosure as required by all applicable statutes,
rules and regulations of all rule 12b-1 fees received from us in the prospectus
of the Contracts.
25
