TWENTY-FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
TWENTY-FIRST AMENDMENT
TO THE TRANSFER AGENT SERVICING AGREEMENT
THIS TWENTY-FIRST AMENDMENT effective as of the last date on the signature block, to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of December 21, 2018, as amended, is entered into by and between TIDAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to amend the Agreement to update Amended Exhibit A to:
Add the following fund:
| ● | Non-Traded REIT Fund Tracker ETF |
Reflect a change in name for:
| ● | the Home Appreciation U.S. REIT ETF to the Residential REIT Income ETF; |
| ● | the Unlimited Hedge Industry Tracker ETF to the Unlimited HFND Multi-Strategy Return Tracker ETF; and |
Remove the following fund:
| ● | Newday Sustainable Development Equity ETF. |
WHEREAS, Section 12 of the Agreement allows for its amendment by a written instrument executed by both parties and authorized or approved by the Board of Trustees of the Trust.
NOW, THEREFORE, the parties agree as follows:
| 1. | Amended Exhibit A of the Agreement is hereby superseded and replaced in its entirety with Amended Exhibit A attached hereto. |
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Twenty-first Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year last written below.
| TIDAL ETF TRUST | U.S. BANCORP FUND SERVICES, LLC | ||||
| By: | /s/ Xxxx Xxxxxxx | By: | /s/ Xxxxxxx Xxxxxx | ||
| Name: | Xxxx Xxxxxxx | Name: | Xxxxxxx Xxxxxx | ||
| Title: | President | Title: | Sr. Vice President | ||
| Date: | 5/9/2023 | Date: | 6/1/2023 | ||
Amended Exhibit A to the Transfer Agent Servicing Agreement
Separate Series of Tidal ETF Trust
Name of Series
SoFi Select 500 ETF |
| SoFi Next 500 ETF |
| SoFi Social 50 ETF |
| SoFi Be Your Own Boss ETF |
| SoFi Weekly Income ETF |
SoFi Weekly Dividend ETF SoFi Web 3 ETF SoFi Smart Energy ETF |
RPAR Risk Parity ETF UPAR Ultra Risk Parity ETF
|
| SP Funds Dow Xxxxx Global Sukuk ETF |
| SP Funds S&P 500 Sharia Industry Exclusions ETF |
| SP Funds S&P Global REIT Sharia ETF |
| Adasina Social Justice All Cap Global ETF |
| Leatherback Long/Short Absolute Return ETF |
| Leatherback Long/Short Alternative Yield ETF |
| ATAC US Rotation ETF |
ATAC Credit Rotation ETF ATAC Equity Leverage Rotation ETF |
Gotham Enhanced 500 ETF Gotham 1000 Value ETF |
| Sound Fixed Income ETF |
| Sound Enhanced Fixed Income ETF |
| Sound Equity Income ETF |
| Sound Enhanced Equity Income ETF |
| Sound Total Return ETF |
Acruence Active Hedge U.S. Equity ETF
|
| American Customer Satisfaction ETF |
| SonicSharesTM Global Shipping ETF |
| Xxxxxxxx Alternative Yield Pre-Merger SPAC ETF |
XXXX Buy and Xxxxx ETF
FolioBeyond Rising Rates ETF |
|
Residential REIT Income ETF Non-Traded REIT Fund Tracker ETF
Elevate Shares 2X Daily Blockchain ETF Elevate Shares 2X Daily METV ETF Elevate Shares 2X Daily XXXX ETF
Newday Ocean Health ETF Newday Diversity, Equity & Inclusion ETF
Ionic Inflation Protection ETF
Constrained Capital ESG Orphans ETF Constrained Capital ESG Orphans Daily Inverse ETF
Unlimited HFND Multi-Strategy Return Tracker ETF
Aztlan Global Stock Selection XX XXXX ETF
Noble Absolute Return ETF
God Bless America ETF
Subversive Cannabis ETF |
