ALPS FUND SERVICES, INC.
Exhibit (h)(98)
ALPS FUND SERVICES, INC.
0000 Xxxxxxxx, Xxxxx 0000
Denver, CO 80203
September 15, 2015
Xx. Xxxxxx X. Xxxxx
President and Chairman
0000 Xxxxxxxx, Xxxxx 0000
Denver, CO 80203
| Re: | ALPS/Red Rocks Listed Private Equity Fund (the “Fund”), a Series of Financial Investors Trust (the “Trust”) |
Dear Xx. Xxxxx:
This letter confirms the agreement between ALPS Fund Services, Inc. (“ALPS”) and the Trust that ALPS’ Annual Open Account Fee, Annual Inactive Account Fee and Annual Closed Account Fee, as set forth in Schedule B (Fee Schedule) of the Transfer Agency and Service Agreement between ALPS and the Trust, dated October 1, 2007, as amended, with respect to the Fund (the “Agreement”), shall be reduced as follows for the period beginning September 1, 2015 through August 31, 2017:
Annual Open Account Fee:
|
Open Accounts
|
Fee Per Account
|
|
ALL
|
$__
|
Annual Inactive Account Fee: $__ per inactive account (an inactive account is an account with a zero balance that has had activity in the last 18 months)
Annual Closed Account Fee: $__ per closed account (a closed account is an account with a zero balance that has not had activity in the last 18 months)
The parties agree that the other provisions of the Agreement and of Schedule B (Fee Schedule) are not affected by this waiver and remain in full force and effect.
ALPS FUND SERVICES, INC.
By: /s/ Xxxxxx X. Xxx
Name: Xxxxxx X. Xxx
Title: President
Your signature below acknowledges acceptance of this letter agreement:
By: /s/ Xxxxxx X. Xxxxx
Name: Xxxxxx X. Xxxxx
Title: President
