INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT MAGNET TOTAL MARKET GROWTH FUND (A SERIES OF FINANCIAL INVESTORS TRUST) THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement") is made this _____ day of June, 2000, between Revqual Index-Plus Investors,...Investment Advisory Agreement • August 25th, 2000 • Financial Investors Trust • Colorado
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT between FINANCIAL INVESTORS TRUST and ALPS MUTUAL FUNDS SERVICES, INC.Transfer Agency and Service Agreement • August 25th, 2000 • Financial Investors Trust • Colorado
AMENDED AND RESTATED DISTRIBUTION AGREEMENT This Agreement entered into as of this 14th day of December, 1999, by and between Financial Investors Trust, a Delaware business trust having its principal place of business at 370 17th Street, Suite 3100,...Distribution Agreement • June 5th, 2002 • Financial Investors Trust • Colorado
WITNESSETH:Custody Agreement • August 25th, 2000 • Financial Investors Trust • Ohio
1 EXHIBIT (d)(7) ADVISORY AGREEMENT This Advisory Agreement (together with each amendment, if any, thereto, this "AGREEMENT") is made as of February XX, 2000 between __________ (the "TRUST"), a Massachusetts business trust, and National City...Advisory Agreement • February 14th, 2000 • Financial Investors Trust • Ohio
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT DATED JUNE 10, 2003, BETWEEN FINANCIAL INVESTORS TRUST AND SSGA FUNDS MANAGEMENT, INC.Investment Advisory Agreement • June 9th, 2005 • Financial Investors Trust • Colorado
EXHIBIT 99.(h)(3) ADMINISTRATION AGREEMENTAdministration Agreement • August 28th, 2003 • Financial Investors Trust • Colorado
RECITALSInvestment Advisory Agreement • June 12th, 1998 • Financial Investors Trust • Colorado
1 EXHIBIT (g)(3) CUSTODIAN SERVICES AGREEMENT This Agreement is made as of _________________________ by and between NATIONAL CITY BANK (the "Custodian") and FINANCIAL INVESTORS TRUST, a Massachusetts business trust (the "Fund"). The Fund is registered...Custodian Services Agreement • February 14th, 2000 • Financial Investors Trust
EXHIBIT 99.(h)(11) ASSUMPTION AGREEMENT AGREEMENT made as of April 2, 2001 among ALPS Mutual Funds Services, Inc. ("AMFSI"), a Colorado corporation, ALPS Distributors Inc., formerly known as ALPS Mutual Funds Services, Inc. ("ADI"), a Colorado...Assumption Agreement • August 28th, 2003 • Financial Investors Trust • Colorado
SELLING AGREEMENT THIS AGREEMENT made and entered into as of this ____day of _______, 20__, by and between ALPS Distributors, Inc., a Colorado corporation having its principal place of business at 370 Seventeenth Street, Suite 3100, Denver, Colorado...Selling Agreement • August 28th, 2002 • Financial Investors Trust • Colorado
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • November 27th, 2013 • Financial Investors Trust • Massachusetts
This Agreement is made as of June 11, 2013 and effective as of November 1, 2013 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
August 12, 2004 Financial Investors Trust 1625 Broadway, Suite 2200 Denver, Colorado 80202 Re: Financial Investors Trust (the "Trust") --------------------------------------- To Whom It May Concern: This letter confirms ALPS Mutual Funds Services,...Expense Reimbursement Agreement • August 27th, 2004 • Financial Investors Trust
This letter confirms ALPS Mutual Funds Services, Inc.'s ("ALPS") agreement with the Trust to reimburse Fund expenses and/or waive a portion of its administration fee that it is entitled to receive from the Trust so that the net annual fund operating expenses of each Fund set forth below of the Trust do not exceed the amounts set forth below for the fiscal year ending April 30, 2005:
FINANCIAL INVESTORS TRUST AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 30th, 2024 • Financial Investors Trust • Colorado
This Amended and Restated Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 17th day of September, 2024, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Fund listed in Appendix A (the “Fund”).
FINANCIAL INVESTORS TRUST DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of March 16, 2012, between Financial Investors Trust, organized as a statutory trust under the laws of the State of Delaware (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
CUSTODIAN CONTRACT BETWEEN FGIC PUBLIC TRUST AND STATE STREET BANK AND TRUST COMPANY OF CONNECTICUT, N.A. TABLE OF CONTENTSCustodian Contract • August 28th, 1997 • Financial Investors Trust • Massachusetts
AMENDED AND RESTATED DISTRIBUTION AGREEMENT This Agreement entered into as of this 14th day of December, 1999, by and between Financial Investors Trust, a Delaware business trust having its principal place of business at 370 17th Street, Suite 3100,...Distribution Agreement • August 25th, 2000 • Financial Investors Trust • Colorado
CUSTODIAN AGREEMENTCustodian Agreement • June 29th, 2015 • Financial Investors Trust • New York
THIS AGREEMENT, dated as of December 16th, 2013, between Financial Investors Trust, a management investment company organized under the laws of the State of Massachusetts, and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) on behalf of each series listed on Schedule I hereto (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of March 21, 2017 (the “Effective Date”) by and between Financial Services Trust (the “Trust”), a Delaware statutory trust, on behalf of its series listed in Exhibit A (together, the “Funds” and each, a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
DISTRIBUTION AGREEMENTDistribution Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of April 16, 2018, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 16th, 2024 • Financial Investors Trust
THIS AGREEMENT is made as of the 5th day of July, 2024, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and FINANCIAL INVESTORS TRUST, a Delaware statutory business trust having its principal office and place of business at 1290 Broadway, Suite 1000, Denver CO 80203 (the “Trust”), solely on behalf of each Portfolio, severally and not jointly.
FINANCIAL INVESTORS TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 5th, 2024 • Financial Investors Trust • Delaware
AGREEMENT, dated as of June 28, 2024 (the “Effective Date”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time to add or remove a fund, each a series of the Trust (each, a “Fund” and collectively, the "Funds"), and CoreCommodity Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 680 Washington Blvd., 11th Floor, Stamford, Connecticut 06901.
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of March 21, 2017, between Financial Investors Trust (the “Trust”), organized as a Delaware statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
INVESTMENT ADVISORY AGREEMENT BETWEEN FINANCIAL INVESTORS TRUST AND SSGA FUNDS MANAGEMENT, INC.Investment Advisory Agreement • August 28th, 2003 • Financial Investors Trust • Delaware
EXHIBIT 99.(e)(7) SELLING DEALER AGREEMENT We at ALPS Distributors, Inc. invite you, ( ) to distribute shares of the open-end investment companies, or the separate series or classes of the open-end investment companies, listed on Schedule A attached...Selling Dealer Agreement • August 28th, 2003 • Financial Investors Trust • Colorado
AMENDED AND RESTATED BOOKKEEPING AND PRICING AGREEMENT Between FINANCIAL INVESTORS TRUST and ALPS MUTUAL FUNDS SERVICES, INC.Bookkeeping and Pricing Agreement • August 25th, 2000 • Financial Investors Trust • Colorado
ADMINISTRATION AGREEMENTAdministration Agreement • June 5th, 2002 • Financial Investors Trust • Colorado
RECITALSInterim Advisory Agreement • August 27th, 2004 • Financial Investors Trust • Colorado
FINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 28th, 2013 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of December 31, 2012 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • February 28th, 2020 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of March 16, 2012, between Financial Investors Trust, organized as a Delaware statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • May 6th, 2008 • Financial Investors Trust • New York
AGREEMENT made as November 13, 2007 between Financial Investors Trust on behalf of each fund listed on Schedule I hereto as such Schedule may be amended from time to time by The Bank of New York (“BNY”) (each hereinafter the “Fund”).
BANK AGREEMENT ALPS Distributors, Inc. 370 Seventeenth Street Suite 3100 Denver, Colorado 80202 Gentlemen: We are either (i) a "bank" (as such term is defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended) or (ii) a...Bank Agreement • August 28th, 2002 • Financial Investors Trust • Colorado
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • June 30th, 2020 • Financial Investors Trust • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT Clough China FundInvestment Advisory Agreement • August 28th, 2018 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (this “Agreement”) is made and entered into as of this 3rd day of August, 2018, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each, a “Fund” and collectively, the “Funds”).
FINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • August 28th, 2013 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of December 31, 2103, among Financial Investors Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
