ADDENDUM TO AGENCY AGREEMENT
The Agency Agreement, made the 28th day of February, 1997, between AUL
American Series Fund, Inc. (the "Fund"), a Maryland corporation, and The Bank of
New York (the "Bank"), a banking association with its principal place of
business in New York, New York (the "Agreement") is hereby amended by the
addition of the provisions set forth in this Addendum to the Agreement, which is
made this ____ day of ________________, 1997.
WITNESSETH:
WHEREAS, pursuant to the Agreement, the Fund has appointed the Bank as
Bookkeeping Agent, Transfer Agent, and Dividend Disbursing Agent and the Bank
has accepted such appointment; and
WHEREAS, the Fund currently consists of five separate portfolios designated
as AUL American Equity Portfolio, the AUL American Bond Portfolio, the AUL
American Money Market Portfolio, the AUL American Managed Portfolio, and the AUL
American Tactical Asset Allocation Portfolio (each a "Portfolio"); and
WHEREAS, the Fund intends to establish three additional Portfolios to be
designated as the AUL American Conservative Investor Portfolio (the"Conservative
Investor Portfolio"), the AUL American Moderate Investor Portfolio (the
"Moderate Investor Portfolio"), and the AUL American Aggressive Investor
Portfolio (the "Aggressive Investor Portfolio"); hereinafter collectively
referred to as the "LifeStyle Portfolios" and
WHEREAS, the Fund desires to appoint the Bank as Bookkeeping Agent,
Transfer Agent, and Dividend Disbursing Agent for the LifeStyle Portfolios on
the terms set forth in the Agreement and in this Addendum to the Agreement; and
WHEREAS, the Bank is willing to accept such appointment;
NOW THEREFORE, in consideration of the mutual promises and covenants
contained in this Addendum, it is agreed between the parties hereto as follows:
1. In addition to its responsibilities as specified in the Agreement, the
Fund hereby employs and appoints the Bank as Bookkeeping Agent, Transfer Agent,
and Dividend Disbursing Agent with respect to the LifeStyle Portfolios which, in
addition to all other Portfolios previously established by the Fund, shall be
deemed Portfolios under the Agreement as provided for in the Agreement, subject
to the terms and conditions as specified in the Agreement and this Addendum,
including the compensation provisions in paragraph fifteen (15) ("Fees and
Charges") of the Agreement.
IN WITNESS WHEREOF, the parties hereto have caused this Addendum to be
executed by their officers designated below on the date written above.
On Behalf of AUL AMERICAN SERIES FUND, INC.
By: ___________________________________ _________________________________
ATTEST: Xxxxxxx X. Xxxxxx, Secretary to Xxxxx X. Xxxxxx, Chairman of the
the Board of Directors Board of Directors and President
On Behalf of THE BANK OF NEW YORK
By: ________________________________ Attest:____________________________
Name: Name:
Title: Title:
