AMENDMENT TO AMENDED AND RESTATED AGENCY AGREEMENT
AMENDMENT TO AMENDED AND RESTATED AGENCY AGREEMENT
THIS AMENDMENT (“Amendment”), made as of May 20, 2011 (the “Effective Date”), by and between OLD MUTUAL FUNDS I (“OMF I”), OLD MUTUAL FUNDS II (“OMF II”), OLD MUTUAL FUNDS III (“OMF III”), each a Delaware statutory trust (each a “Trust” and together, the “Trusts”) and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware (“DST”), to the Amended and Restated Agency Agreement made as of March 1, 2008, by and between the Trusts and DST (the “Agency Agreement”).
WHEREAS, effective after the close of business May 20, 2011, the Old Mutual Strategic Small Company Fund was renamed the Old Mutual Copper Rock International Small Cap Fund.
NOW, THEREFORE, in consideration of the mutual covenants contained herein and in the Agency Agreement and for other good and sufficient consideration, receipt of which each party hereby acknowledges, DST and the Trusts each hereto agree as follows:
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1.
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Defined Terms. Capitalized terms used in this Amendment but not defined herein shall have the meaning ascribed thereto in the Agency Agreement.
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2.
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Exhibit A to the Agency Agreement shall be replaced with the Amended Exhibit A attached hereto.
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3.
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Except as expressly amended and provided herein, all of the terms, conditions and provisions of the Agreement shall continue in full force and effect.
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IN WITNESS WHEREOF, the parties have caused this amendment to be executed by their respective duly authorized officers, to be effective as of the day and year first written above.
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OLD MUTUAL FUNDS I
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By:
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/s/ Xxxxxx X. Sluyters
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By:
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/s/ Xxxxxx X. Sluyters
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Name:
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Xxxxxx X. Sluyters
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Name:
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Xxxxxx X. Sluyters
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Title:
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President
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Title:
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President
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DST SYSTEMS, INC.
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By:
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/s/ Xxxxxx X. Sluyters
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By:
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/s/ Xxxxxx X. Xxxxxxx
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Name:
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Xxxxxx X. Sluyters
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Name:
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Xxxxxx X. Xxxxxxx
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Title:
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Trustee
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Title:
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Vice President
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AMENDED EXHIBIT A
DATED AS OF MAY 20, 2011
TO
DST SYSTEMS, INC.
OLD MUTUAL FUNDS I, II, and III
TRANSFER AGENCY AGREEMENT
DATED MARCH 1, 2008
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FUND DETAILS
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Class Z Shares
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CUSIP
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TICKER
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TAX ID #
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OMF I
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Old Mutual Analytic Fund
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680029782
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ANDEX
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232963469
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Old Mutual Copper Rock Emerging Growth
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680029626
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OMZRX
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202908053
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Old Mutual Asset Allocation Conservative Portfolio
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680029667
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OMCZX
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201250611
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Old Mutual Asset Allocation Balanced Portfolio
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680029659
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OMBZX
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201250687
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Old Mutual Asset Allocation Moderate Growth Portfolio
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680029642
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OMMZX
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201250736
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Old Mutual Asset Allocation Growth Portfolio
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680029634
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OMGZX
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201250766
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Old Mutual International Equity Fund
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680029691
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OMXZX
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203743037
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OMF II
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Old Mutual Analytic U.S. Long/Short Fund
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00000X000
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OBDEX
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233101388
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Old Mutual Cash Reserves Fund
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00000X000
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OBCXX
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232798368
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Old Mutual Copper Rock International Small Cap Fund
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00000X000
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OSSCX
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232862590
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Old Mutual Barrow Hanley Value Fund
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00000X000
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OBFOX
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233101392
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Old Mutual Xxxxxx Intermediate Fixed Income
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00000X000
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OBFJX
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651195626
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund
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00000X000
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OBCPX
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233101389
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Old Mutual Focused Fund
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00000X000
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OBFVX
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232988594
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Old Mutual Xxxxxxx REIT Fund
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00000X000
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OBRTX
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233101391
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Old Mutual Large Cap Growth Fund
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00000X000
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OLCPX
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232860860
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Old Mutual TS&W Mid-Cap Value Fund
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00000X000
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OTMZX
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320194738
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Old Mutual TS&W Small Cap Value Fund
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00000X000
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OSMVX
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651195628
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Class A Shares
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CUSIP
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TICKER
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TAX ID #
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OMF I
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Old Mutual Analytic Fund
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680029816
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ANAEX
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232963469
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Old Mutual Copper Rock Emerging Growth
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680029840
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OMARX
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202908053
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Old Mutual Asset Allocation Conservative Portfolio
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680029105
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OMCAX
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201250611
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Old Mutual Asset Allocation Balanced Portfolio
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680029303
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OMABX
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201250687
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Old Mutual Asset Allocation Moderate Growth Portfolio
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680029501
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OMMAX
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201250736
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Old Mutual Asset Allocation Growth Portfolio
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680029709
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OMGAX
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201250766
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Old Mutual International Equity Fund
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680029725
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OMXAX
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203743037
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OMF II
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Old Mutual Analytic U.S. Long/Short Fund
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00000X000
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OADEX
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233101388
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Old Mutual Barrow Hanley Value Fund
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00000X000
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OAFOX
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233101392
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Old Mutual Cash Reserves Fund
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00000X000
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OCAXX
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232798368
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Old Mutual Copper Rock International Small Cap Fund
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00000X000
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OSSAX
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232862590
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Old Mutual Xxxxxx Intermediate Fixed Income Fund
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00000X000
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OAFJX
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651195626
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund
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00000X000
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OIRAX
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233101389
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Old Mutual Focused Fund
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00000X000
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OAFCX
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232988594
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Old Mutual Xxxxxxx REIT Fund
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00000X000
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OARTX
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233101391
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Old Mutual Large Cap Growth Fund
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00000X000
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OLGBX
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232860860
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Old Mutual TS&W Mid-Cap Value Fund
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00000X000
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OTMAX
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320194738
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Old Mutual TS&W Small Cap Value Fund
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00000X000
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OACVX
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651195628
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Class C Shares
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CUSIP
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TICKER
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TAX ID #
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OMF I
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Old Mutual Analytic Fund
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680029790
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ANCEX
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232963469
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Old Mutual Asset Allocation Conservative Portfolio
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680029204
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OMCCX
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201250611
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Old Mutual Asset Allocation Balanced Portfolio
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680029402
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OMBCX
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201250687
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Old Mutual Asset Allocation Moderate Growth Portfolio
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680029600
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OMMCX
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201250736
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Old Mutual Asset Allocation Growth Portfolio
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680029808
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OMCGX
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201250766
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OMF II
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Old Mutual Xxxxxx Intermediate Fixed Income
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00000X000
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OCIRX
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651195626
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund
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00000X000
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OIRCX
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233101389
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Institutional Class Shares
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CUSIP
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TICKER
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TAX ID #
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OMF I
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Old Mutual Analytic Fund
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680029774
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ANIEX
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232963469
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Old Mutual Copper Rock Emerging Growth
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680029824
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OMIRX
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202908053
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Old Mutual Asset Allocation Conservative Portfolio
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680029857
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OMCIX
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201250611
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Old Mutual Asset Allocation Balanced Portfolio
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680029881
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OMBLX
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201250687
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Old Mutual Asset Allocation Moderate Growth Portfolio
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680029873
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OMMIX
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201250736
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Old Mutual Asset Allocation Growth Portfolio
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680029865
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OMGIX
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201250766
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Old Mutual International Equity Fund
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680029683
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OMXIX
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203743037
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OMF II
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Old Mutual Analytic U.S. Long/Short Fund
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00000X000
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OISLX
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233101388
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Xxx Xxxxxx Xxxxxx Xxxxxx Xxxx Xxxx Xxxx
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00000X000
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OCBIX
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320213461
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Xxx Xxxxxx Xxxxxx Xxxxxx Xxxxx Xxxx
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00000X000
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OIBHX
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233101392
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Old Mutual Cash Reserves Fund
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00000X000
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OCIXX
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232798368
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Old Mutual Copper Rock International Small Cap Fund
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00000X000
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OISSX
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232862590
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Old Mutual Xxxxxx High Yield Fund
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00000X000
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ODHYX
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320213464
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Old Mutual Xxxxxx Intermediate Fixed Income
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00000X000
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OIDIX
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651195626
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Old Mutual Xxxxxx Xxxxx Term Fixed Income Fund
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00000X000
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OIDSX
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233101389
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Old Mutual Focused Fund
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00000X000
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OIFCX
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232988594
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Old Mutual Xxxxxxx REIT Fund
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00000X000
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OIHRX
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233101391
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Old Mutual Large Cap Growth Fund
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00000X000
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OILLX
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232860860
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Old Mutual TS&W Mid-Cap Value Fund
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00000X000
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OTMIX
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320194738
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Old Mutual TS&W Small Cap Value Fund
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00000X000
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OICVX
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651195628
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Old Mutual US Government Money Market Fund
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Old Mutual US Treasury Money Market Fund
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