Second Addendum to Transfer Agency and Services Agreement Dated
Exhibit 99.(h)(3)
Exhibit (h) (3) Second Addendum to Transfer Agency and Services Agreement
Second Addendum to Transfer Agency and Services Agreement Dated
December 12, 2005
By and Among
ALPS Fund Services, Inc.
and
Financial & Investment Management Group, Ltd.
and
THIS ADDENDUM is made as of April 9, 2007, by and among ALPS Fund Services, Inc. (“ALPS”), Financial & Investment Management Group, Ltd. (the “Advisor”) and Utopia Funds (the “Fund”).
WHEREAS, ALPS, the Advisor and the Fund have entered into a Transfer Agency and Services Agreement (the “Agreement”) dated December 12, 2005;
WHEREAS, effective April 9, 2007, ALPS will move to 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx, XX 00000.
WHEREAS, in light of the foregoing, ALPS and the Trust wish to modify the provisions of the Agreement to reflect ALPS’ new address.
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
1. ALPS’ Address. All references to ALPS’ address as 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx, XX 00000 within the Agreement shall be replaced with references to 0000 Xxxxxxxx, Xxxxx 0000, Xxxxxx, XX 00000.
2. Remainder of the Agreement. All other provisions of the Agreement shall remain unchanged.
IN WITNESS WHEREOF, this Addendum has been executed by a duly authorized representative of each of the parties hereto as of the date of the Addendum first set forth above.
ALPS Fund Services, Inc. |
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Financial & Investment Management |
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Group, Ltd |
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By: |
/s/ Xxxxxx X. May |
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By: |
/s/ Xxxx Xxxxxxxxxx |
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Name: |
Xxxxxx X. May |
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Name: |
Xxxx Xxxxxxxxxx |
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Title: |
Managing Director |
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Title: |
President |
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By: |
/s/ Xxx Xxxxxxxxx |
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Name: |
Xxx Xxxxxxxxx |
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Title: |
Treasurer |
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