AMENDMENT #1 TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • January 28th, 2008 • Utopia Funds • Colorado
This Amendment #1 to Transfer Agency and Service Agreement (the “Amendment”) effective as of the 16th day of October, 2007, between Utopia Funds, a Delaware statutory trust (the “Fund”), Financial & Investment Management Group, Ltd., a Michigan corporation (“FIM”) and ALPS Funds Services, Inc., a Colorado corporation (the “Transfer Agent”).
Second Addendum to Transfer Agency and Services Agreement DatedTransfer Agency and Services Agreement • January 28th, 2008 • Utopia Funds
THIS ADDENDUM is made as of April 9, 2007, by and among ALPS Fund Services, Inc. (“ALPS”), Financial & Investment Management Group, Ltd. (the “Advisor”) and Utopia Funds (the “Fund”).
Addendum to Distribution Agreement DatedDistribution Agreement • January 28th, 2008 • Utopia Funds
THIS ADDENDUM is made as of April 9, 2007, by and among ALPS Distributors, Inc. (“ADI”), Financial & Investment Management Group, Ltd. (the “Advisor”) and Utopia Funds (the “Fund”).
Second Addendum to Transfer Agency Interactive Services Agreement DatedTransfer Agency Interactive Services Agreement • January 28th, 2008 • Utopia Funds
WHEREAS, ALPS and the Fund have entered into a Transfer Agency Interactive Services Agreement (the “Agreement”) dated December 12, 2005;
Addendum to Transfer Agency and Service Agreement Dated December 12, 2005Transfer Agency and Services Agreement • January 28th, 2008 • Utopia Funds
THIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc. (“ALPS”), Financial & Investment Management Group, Ltd. (“FIM”) and Utopia Funds (“Fund”).
AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2008 • Utopia Funds
AMENDMENT TO EXPENSE LIMITATION AGREEMENT (the “Amendment”), effective as of February 1, 2008, by and between Financial & Investment Management Group, Ltd., a corporation (the “Adviser”), and Utopia Funds (the “Trust”), on behalf of the Utopia Growth Fund, the Utopia Core Fund, the Utopia Core Conservative Fund and the Utopia Yield Income Fund, each a series of the Trust (each a “Fund” and collectively, the “Fund”).
Addendum to Transfer Agency Interactive Client Services Agreement Dated December 12, 2005Transfer Agency Interactive Client Services Agreement • January 28th, 2008 • Utopia Funds
WHEREAS, ALPS and Utopia have entered into a Transfer Agency Interactive Client Services Agreement (the “Agreement”) dated December 12, 2005.
Second Addendum to Fund Accounting and Administration Agreement DatedFund Accounting and Administration Agreement • January 28th, 2008 • Utopia Funds
THIS ADDENDUM is made as of April 9, 2007, by and among ALPS Fund Services, Inc. (“ALPS”), Financial & Investment Management Group, Ltd. (the “Advisor”) and Utopia Funds (the “Fund”).
Addendum to Fund Accounting and Administration Agreement Dated December 12, 2005Fund Accounting and Administration Agreement • January 28th, 2008 • Utopia Funds
THIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc. (“ALPS”), Financial & Investment Management Group (“FIM”) and Utopia Funds (“Fund”).
