Exhibit 77o
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Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
Xxxxxxx Strategic Income Trust
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Security Purchased Comparsion Security Comparsion Security
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Issuer JEFFERSON SMURFIT CORP SILGAN HOLDINGS INC KANSAS CITY SOUTHERN
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Underwriters Xxxxxx Xxxxxxx, Bank of America, DBAB, Xxxxxx Xxxxxxx, Xxxxxx Xxxxxxx, Banc One,
DBSI, XX Xxxxxx, Salomon, Bank of Salomon, Fleet Bank DBSI, XX Xxxxxx, Scotia
New York, Scotia Capital, XX Xxxxx Capital
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Years of continuous operation, > 3 years > 3 years > 3 years
including predecessors
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Security SSCC 8.25%, 10/1/2012 SLGN 9%, 6/1/2009 KSU 7.5%, 6/15/2009
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Is the affiliate a manager or Co-Manager Co-Manager Co-Manager
co-manager of offering?
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Name of underwriter or dealer from Xxxxxx Xxxxxxx N/A N/A
which purchased
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Firm commitment underwriting? Yes Yes Yes
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Trade date/Date of Offering 9/10/2002 4/23/2002 6/5/2002
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Total dollar amount of offering $700,000,000 $200,000,000 $200,000,000
sold to QIBs
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Total dollar amount of any $0 $0 $0
concurrent public offering
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Total $700,000,000 $200,000,000 $200,000,000
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Public offering price $100 $103 $100
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Price paid if other than public N/A N/A N/A
offering price
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Underwriting spread or commission 1.50% 1.75% 1.75%
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Rating B2/B B1/B Ba2/BB-
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Current yield 8.25% 8.74% 7.50%
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Total par value purchased $55,000 N/A N/A
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$ amount of purchase $55,000 N/A N/A
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% of offering purchased by fund 0.01% N/A N/A
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% of offering purchased by 0.47% N/A N/A
associated funds
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Total 0.48% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Strategic Income Fund
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Security Purchased Comparison Security Comparison Security
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Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP XXXXXXX ENTERPRISES
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Underwriters DBSI, CSFB, BNP, Comercia Bank, Credit Suisse, XX Xxxxxx, Bank of America, DBAB, Credit
Fleet Bank, Fortis, Frost Credit Lyonnais, DBAB Lyonnais, Suntrust Bank
Securities, Xxxxxxx Xxxxx,
Wachovia Bank
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Years of continuous operation, > 3 years > 3 years > 3 years
including predecessors
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Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008
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Is the affiliate a manager or Co-Manager Co-Manager Co-Manager
co-manager of offering?
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Name of underwriter or dealer from CSFB N/A N/A
which purchased
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Firm commitment underwriting? Yes Yes Yes
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Trade date/Date of Offering 6/19/2002 11/15/2001 6/19/2001
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Total dollar amount of offering
sold to QIBs $150,000,000.00 $250,000,000.00 $300,000,000.00
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Total dollar amount of any $0.00 $0.00 $0.00
concurrent public offering
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Total $150,000,000.00 $250,000,000.00 $300,000,000.00
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Public offering price $100.00 $100.00 $100.00
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Price paid if other than public N/A N/A N/A
offering price
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Underwriting spread or commission 2.50% 2.60% 2.75%
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Rating B2/B B3/B B2/B
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Current yield 8.38% 10.00% 10.75%
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Total par value purchased 130,000 N/A N/A
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$ amount of purchase $130,000.00 N/A N/A
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% of offering purchased by fund 0.09% N/A N/A
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% of offering purchased by 0.61% N/A N/A
associated funds
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Total 0.70% N/A N/A
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