Exhibit (h)(3)(b) TRANSPARENT VALUE TRUST AMENDMENT TO TRANSFER AGENCY AND INTERACTIVE CLIENT SERVICES AGREEMENT
Exhibit (h)(3)(b)
AMENDMENT TO
TRANSFER AGENCY AND INTERACTIVE CLIENT
SERVICES AGREEMENT
THIS AMENDMENT is made as of January 28, 2013 by and between ALPS Fund Services, Inc. (“ALPS”) and Transparent Value Trust (the “Trust”).
WHEREAS, ALPS and the Trust have entered into a Transfer Agency and Interactive Client Services Agreement dated April 1, 2010, as amended January 28, 2011 and June 11, 2012 (the “Agreement”);
WHEREAS, effective January 28, 2013, the Transparent Value Dow Xxxxx RBP U.S Large-Cap Aggressive Index Fund, Transparent Value Dow Xxxxx RBP U.S Large-Cap Core Index Fund, Transparent Value Dow Xxxxx RBP U.S Large-Cap Defensive Index Fund, Transparent Value Dow Xxxxx RBP U.S Dividend Index Fund, Transparent Value Dow Xxxxx RBP U.S Large-Cap Growth Index Fund, Transparent Value Dow Xxxxx RBP U.S Large-Cap Market Index Fund, Transparent Value Dow Xxxxx RBP U.S Large-Cap Value Index Fund, and Transparent Value Dow Xxxxx RBP Directional Allocation Index Fund changed their names to Transparent Value Large-Cap Aggressive Fund, Transparent Value Large-Cap Core Fund, Transparent Value Large-Cap Defensive Fund, Transparent Value Dividend Fund, Transparent Value Large-Cap Growth Fund, Transparent Value Large-Cap Market Fund, Transparent Value Large-Cap Value Fund, and Transparent Value Directional Allocation Fund, each a series of the Trust, respectively; and
WHEREAS, in light of the foregoing, ALPS and the Trust wish to modify the provisions of the Agreement to reflect revised APPENDIX A – LIST OF PORTFOLIOS.
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
1. | APPENDIX A – LIST OF PORTFOLIOS. APPENDIX A – LIST OF PORTFOLIOS of the Agreement is replaced in its entirety with the attached APPENDIX A – LIST OF PORTFOLIOS. |
2. | Remainder of the Agreement. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement. |
[signature page follows]
IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of this Amendment first set forth above.
ALPS FUND SERVICES, INC. |
TRANSPARENT VALUE TUST | |||||||
By: |
/s/ Xxxxxx X. May |
By: |
/s/ Xxxxx Xxxx | |||||
Name: Xxxxxx X. May |
Name: Xxxxx Xxxx | |||||||
Title: President |
Title: President |
APPENDIX A
LIST OF PORTFOLIOS
Transparent Value Large-Cap Aggressive Fund
Transparent Value Large-Cap Core Fund
Transparent Value Large-Cap Defensive Fund
Transparent Value Dividend Fund
Transparent Value Large-Cap Growth Fund
Transparent Value Large-Cap Market Fund
Transparent Value Large-Cap Value Fund
Transparent Value Directional Allocation Fund