Exhibit (e)(3) BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • January 28th, 2013 • Transparent Value Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
Exhibit (h)(5) SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • January 28th, 2013 • Transparent Value Trust • Colorado
THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business at , , (hereinafter “Servicer”).
Exhibit (h)(3)(b) TRANSPARENT VALUE TRUST AMENDMENT TO TRANSFER AGENCY AND INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency and Interactive Client Services Agreement • January 28th, 2013 • Transparent Value Trust
WHEREAS, ALPS and the Trust have entered into a Transfer Agency and Interactive Client Services Agreement dated April 1, 2010, as amended January 28, 2011 and June 11, 2012 (the “Agreement”);
Exhibit (e)(2) TRANSPARENT VALUE TRUST AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2013 • Transparent Value Trust
WHEREAS, effective January 28, 2013, the Transparent Value Dow Jones RBP U.S Large-Cap Aggressive Index Fund, Transparent Value Dow Jones RBP U.S Large-Cap Core Index Fund, Transparent Value Dow Jones RBP U.S Large-Cap Defensive Index Fund, Transparent Value Dow Jones RBP U.S Dividend Index Fund, Transparent Value Dow Jones RBP U.S Large-Cap Growth Index Fund, Transparent Value Dow Jones RBP U.S Large-Cap Market Index Fund, Transparent Value Dow Jones RBP U.S Large-Cap Value Index Fund, and Transparent Value Dow Jones RBP Directional Allocation Index Fund changed their names to Transparent Value Large-Cap Aggressive Fund, Transparent Value Large-Cap Core Fund, Transparent Value Large-Cap Defensive Fund, Transparent Value Dividend Fund, Transparent Value Large-Cap Growth Fund, Transparent Value Large-Cap Market Fund, Transparent Value Large-Cap Value Fund, and Transparent Value Directional Allocation Fund, each a series of the Trust, respectively; and
Exhibit (d)(2)(b) TRANSPARENT VALUE TRUST AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2013 • Transparent Value Trust
THIS AMENDMENT is made as of January 28, 2013 by and between Guggenheim Partners Investment Management LLC (“GPIM”) and Transparent Value Trust (the “Trust”).
Exhibit (d)(1)(b) TRANSPARENT VALUE TRUST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 28th, 2013 • Transparent Value Trust
THIS AMENDMENT is made as of January 28, 2013 by and between Guggenheim PARTNERS Investment Management LLC (“GPIM”) and Transparent Value Trust (the “Trust”).
Exhibit (h)(4)(c) TRANSPARENT VALUE TRUST AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • January 28th, 2013 • Transparent Value Trust
WHEREAS, ALPS and the Trust have entered into a Chief Compliance Officer Services Agreement dated April 1, 2010, as amended January 28, 2011 and June 11, 2012 (the “Agreement”);
Exhibit (h)(1)(c) TRANSPARENT VALUE TRUST AMENDMENT TO ADMINISTRATION, BOOKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • January 28th, 2013 • Transparent Value Trust
WHEREAS, ALPS and the Trust have entered into an Administration, Bookkeeping and Pricing Services Agreement dated April 1, 2010, as amended January 28, 2011 and June 11, 2012 (the “Agreement”);
Exhibit (d)(3)(b) TRANSPARENT VALUE TRUST AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 28th, 2013 • Transparent Value Trust
THIS AMENDMENT is made as of January 28, 2013 by and between, GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (“GPIM”) and TRANSPARENT VALUE ADVISORS, LLC ( “TVA”).
Exhibit (h)(2)(b) TRANSPARENT VALUE TRUST AMENDMENT TO TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 28th, 2013 • Transparent Value Trust
WHEREAS, ALPS and the Trust have entered into a Transfer Agency and Services Agreement dated April 1, 2010, as amended January 28, 2011 and June 11, 2012 (the “Agreement”);
