Exhibit 99.77.O
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Development Fund
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Security Purchased Comparison Security Comparison Security
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Issuer Altiris Inc Netflix Inc. Commerce One Inc.
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CS First Boston, US Bancorp
Xxxxxxx Xxxxx, Xxxxxx Xxxxx Xxxxxxx, BancBoston
Xxxxxx, US Bancorp Xxxxx Xxxxxxxxx Xxxxxxxx, XX
Xxxxxxx, Xxxxx & Co. XX Xxxxxxx, Invemed Assos, Moor
Credit Suisse First Xxxxx, Xxxxxxxx Capital & Xxxxx, Xxxxxxx Xxxxxx,
Underwriters Boston, UBS,Deutsche Bank Partners SoundView Technology.
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Years of continuous operation,
including predecessors > 3 years > 3 years > 3 years
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Security Common Stock Common Stock Common Stock
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Is the affiliate a manager or
co-manager of offering? Co-Manager N/A N/A
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Name of underwriter or dealer
from which purchased Credit Suisse First Boston N/A N/A
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Firm commitment underwriting? Yes Yes Yes
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Trade date/Date of Offering 5/22/2002 5/22/2002 5/5/1999
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Total dollar amount of offering
sold to QIBs $-
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Total dollar amount of any
concurrent public offering $ 50,000,000 $82,500,000.00 $69,300,000.00
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Total $ 50,000,000 $82,500,000.00 $69,300,000.00
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Public offering price 10.00 $15.00 $21.00
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Price paid if other than public
offering price N/A N/A N/A
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Realized Gain/Loss on Sale of
Security ($12,874.82) N/A N/A
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Unrealized Gain/Loss at 6/30/02 N/A N/A N/A
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Underwriting spread or commission 7.00% 7.00% 7.00%
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Total shares purchased 13,000 N/A N/A
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$ amount of purchase 130,000 N/A N/A
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% of offering purchased by fund 0.26% N/A N/A
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% of offering purchased by
associated funds 0.96% N/A N/A
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Total 1.22% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Development Fund
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Security Purchased Comparison Security Comparison Security
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Issuer Premcor Inc. Sunoco Logistics ExpressJet
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Xxxxxx Xxxxxxx & Co, Credit Credit Suisse First
Suisse First Boston, Goldman Boston, Banc of America, CS First Boston, Xxxxxxx Lynch,
Sachs, Deutsche Bank, Bear Xxxxxxx Xxxxx, Deutsche Xxxxxxx Xxxxx, Xxxxxxx Xxxxx
Underwriters Xxxxxx. Xxxxxxx Xxxxx Xxxxxx Bank Xxxxxx
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Years of continuous operation,
including predecessors > 3 years > 3 Years > 3 years
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Security Common Stock Common Units Common Stock
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Is the affiliate a manager or
co-manager of offering? Co-Manager No No
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Name of underwriter or dealer from
which purchased Xxxxxx Xxxxxxx & Co N/A N/A
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Firm commitment underwriting? Yes N/A N/A
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Trade date/Date of Offering 4/26/2002 2/8/2002 4/23/2002
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Total dollar amount of offering sold
to QIBs N/A N/A N/A
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Total dollar amount of any
concurrent public offering $345,000,000.00 $101,250,000.00 $480,000,000.00
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Total $345,000,000.00 $101,250,000.00 $480,000,000.00
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Public offering price $24.00 $20.25 $16.00
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Realized Gain/Loss on Sale of
Security $89,430.00 N/A N/A
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Unrealized Gain/Loss at 6/30/02 N/A N/A N/A
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Price paid if other than public
offering price N/A N/A N/A
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Underwriting spread or commission 6.25% 6.70% 6.38%
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Total shares purchased 27,100 N/A N/A
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$ amount of purchase $650,400 N/A N/A
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% of offering purchased by fund 0.15% N/A N/A
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% of offering purchased by
associated funds 0.41% N/A N/A
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Total 0.56% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx Development Fund
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Security Purchased Comparison Security Comparison Security
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Issuer Heritage Property Investors Xxxxxxxxxx Realty Pan Pacific Retail PPTYS Inc
Investors
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Xxxxxxx Xxxxx, Deutsche Bank,
Xxxxxx Xxxxx, Xxxxxx Xxxxxxx, Prudential Securities,
UBS Warburg, Xxxx Xxxxx, Bancamerica, Xxxxxxxxx Xxxxxx
Underwriters Wachovia Securities Xxxxxx X. Xxxxx & Co. Xxxxxxxx, Xxxxxxx Xxxxx Xxxxxx
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Years of continuous operation,
including predecessors > 3 years > 3 years > 3 years
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Security Common Stock Common Stock Common Stock
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Is the affiliate a manager or
co-manager of offering? Syndicate Member N/A N/A
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Name of underwriter or dealer from
which purchased Xxxxxxx Xxxxx N/A N/A
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Firm commitment underwriting? Yes Yes Yes
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Trade date/Date of Offering 4/22/2002 5/7/2001 5/18/1998
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Total dollar amount of offering sold
to QIBs $ -
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Total dollar amount of any
concurrent public offering $ 450,000,000 $ 25,710,000 $ 42,250,000
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Total $ 450,000,000 $ 25,710,000 $ 42,250,000
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Public offering price $ 25.000 $ 48.850 $ 21.125
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Realized Gain/Loss on Sale of
Security $1,772.34 N/A N/A
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Unrealized Gain/Loss at 6/30/02 N/A N/A N/A
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Price paid if other than public
offering price N/A N/A N/A
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Underwriting spread or commission 6.25% 5.00% 5.25%
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Total shares purchased 27,100 N/A N/A
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$ amount of purchase $677,500 N/A N/A
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% of offering purchased by fund 0.15% N/A N/A
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% of offering purchased by
associated funds 0.41% N/A N/A
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Total 0.56% N/A N/A
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