Exhibit 4.7
*CONFIDENTIAL MATERIAL HAS BEEN OMITTED AND FILED SEPARATELY WITH THE
COMMISSION.
SECOND AMENDMENT
TO
AMENDED AND RESTATED OPERATING AGREEMENT
OF
VAN DER MOOLEN SPECIALISTS USA, LLC
Dated: January 3, 0000
XXXXXX XXXXXXXXX, dated January 3, 2005 (the "Amendment"), to the
Amended and Restated Operating Agreement, dated December 1, 2004, as amended by
that certain First Amendment, dated December 30, 2004 (the "Operating
Agreement"), of Van der Moolen Specialists USA, LLC, a New York limited
liability company (the "Company"), by and among the entity and individuals
listed on Schedule A hereto (each, a "Member" and collectively, the "Members").
WHEREAS, effective as of the close of business on December 31, 2004,
Xxxxx X. Xxxxxxx, Xx. retired and ceased to be a member of the Company;
WHEREAS, the Profit & Loss Percentage held by Xx. Xxxxxxx has been
added to the Float; and
WHEREAS, the Members wish to amend Schedule A to the Operating
Agreement of the Company to reflect the foregoing changes.
NOW, THEREFORE, in consideration of the foregoing premises and the
terms and conditions set forth in this Amendment, the Members hereby agree as
follows:
1. Capitalized terms used but not defined herein shall have the
meanings ascribed to such terms in the Operating Agreement.
2. Schedule A to the Operating Agreement is hereby deleted and Schedule
A annexed to this Amendment shall be substituted therefor.
3. In all other respects the Operating Agreement is hereby ratified and
confirmed in its entirety.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK;
SIGNATURE PAGES FOLLOW]
IN WITNESS WHEREOF, the Members have executed this Amendment as of the
date and year first written above.
MILL BRIDGE IV, LLC
By:
----------------------------
Name:
Title: Manager
-------------------------------- --------------------------------
XXXXX X. XXXXX XXXXXXXX X. XXXXXXXX
-------------------------------- --------------------------------
XXXXXX X. XXXXX XXXXXXXX X. XXXXX
-------------------------------- --------------------------------
XXXXX X. XXXXXXXXXX XXXXXXX X. XXXXXXXX
-------------------------------- --------------------------------
XXXXXXX CLOSE, II XXXXXXXXXXX X. XXXXXXXX
-------------------------------- --------------------------------
XXXXX X. XXXXXXX, XX. XXXXXXX X. XXXXX
-------------------------------- --------------------------------
XXXX F. X. XXXXX XXXXXX X. XXXXXXXX
-------------------------------- --------------------------------
XXXX X. XXXXXXX XXXXXX X. XXXXXXXXX
2
-------------------------------- --------------------------------
XXXXXX X. XXXXXXX XXXXXXX X. XXXXX
-------------------------------- --------------------------------
XXXXXX X. XXXXXXXXX XXXXXX XXXXXXXX
-------------------------------- --------------------------------
XXXX X. XXXXXXX XXXXXX X. XXXXXXX
-------------------------------- --------------------------------
M. XXXXXX XXXXX XXXXX X. XXXXX
-------------------------------- --------------------------------
XXXX X. XXXXXXXX XXXXX X. XXXXXXXX
-------------------------------- --------------------------------
XXXXXXX X. XXXXXXXXX XXXXX X. XXXXXXX
-------------------------------- --------------------------------
XXXXX X. XXXXXX XXXXX X. XXXXXXX
-------------------------------- --------------------------------
XXXXX XXXXXXXX XXXX X. XXXXXXX
-------------------------------- --------------------------------
XXXXXX X. XXXXXXXX XXXXXXXX X. XXXXXXX
3
-------------------------------- --------------------------------
XXXX X. XXXXXX XXXXXX XXXXX
-------------------------------- --------------------------------
XXXXXX X. XXXXXXXXXX XXXXXX X. XXXXXXX
-------------------------------- --------------------------------
XXXXX X. XXXXXXX XXXXXXX X. XXXXXXX
-------------------------------- --------------------------------
XXXXXX X. XXXXXXX XXXXXX X. XXXXXX
-------------------------------- --------------------------------
XXXXXXX X. XXXXXXX XXXXXXXXXXX X. XXXXX
-------------------------------- --------------------------------
XXXXX X. XXXXXXXXXX XXXXXX X. XXXXXXXXXXX
-------------------------------- --------------------------------
XXXXX X. XXXXX XXXXXX X. XXXXXXXXX, III
-------------------------------- --------------------------------
XXXX X. XXXXXXXX XXXXXX X. XXXXXXX
4
-------------------------------- --------------------------------
XXXXXX X. XXXXXXX XXXXXX XXXXXXXX
-------------------------------- --------------------------------
XXXXXX X. XXXXXXXXXXX XXXX X. XXXXXX
-------------------------------- --------------------------------
XXXXXXX X. XXXXX XXXXXX XXXXX
5
*CONFIDENTIAL MATERIAL HAS BEEN OMITTED AND FILED SEPARATELY WITH THE
COMMISSION.
Schedule A
----------
to
AMENDED AND RESTATED OPERATING AGREEMENT
of
VAN DER MOOLEN SPECIALISTS USA, LLC
-----------------------------------
Dated: January 3, 2005
--------------------------------------------------------------------------------------------------------
MEMBERS
--------------------------------------------------------------------------------------------------------
Stated Profit and Loss
Name Address Capital ($) Percentage (%)
---- ------- ----------- --------------
--------------------------------- ---------------------------- ------------------ ----------------------
Mill Bridge IV, LLC 00 Xxxxxxxx, 00xx Xx. * 75.0000
Xxx Xxxx, XX 00000
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxxx Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx X. Xxxxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxx X. Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxx Close, II * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxxxxxx X. Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx X. XxXxxxx, Xx. * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxx F. X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
M. Xxxxxx Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxx X. Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx X. Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxx X. XxXxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
i
Xxxxx X. XxXxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx X. Xxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxxxxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx Xxxxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxxxx III * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxx X. Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx Xxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx X. Xxxxxxxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxx X. Xxxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxxx X. Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Xxxxxx Xxxxx * * *
--------------------------------- ---------------------------- ------------------ ----------------------
Float Percentage * *
--------------------------------- ---------------------------- ------------------ ----------------------
TOTAL * 100,000%
--------------------------------- ---------------------------- ------------------ ----------------------
ii
Exhibit 8: Subsidiaries of Van der Moolen Holding N.V.
Subsidiary Country of Incorporation % Ownership Interest
---------- ------------------------ --------------------
VDM Specialists United States of America 75.0
Van der Moolen Options USA, LLC(1) United States of America 100.0
Van der Moolen Effecten Specialist B.V. Netherlands 100.0
Van der Moolen Obligaties B.V. Netherlands 100.0
Van der Moolen Trading GmbH Germany 100.0
Van der Moolen Equities, Ltd. United Kingdom 100.0
(1) The activities of Van der Moolen Options USA, LLC were sold in December
2004.
