FORM OF LETTER AMENDMENT [October 28, 2013] DST Systems, Inc. 1055 Broadway, 7th Floor Kansas City, MO 64105 Attn: Group Vice President – Full Service Dear Sir or Madam:
EX-99.28(h)(iii)
FORM OF LETTER AMENDMENT
[October 28, 2013]
DST Systems, Inc.
0000 Xxxxxxxx, 0xx Xxxxx
Xxxxxx Xxxx, XX 00000
Attn: Group Vice President – Full Service
Dear Sir or Madam:
Xxxx Xxxxxx Global Fund, Inc. (the “Company”), party to the Agency Agreement by and among each of the funds within the Lord Xxxxxx Family of Funds and DST Systems, Inc. (“DST”) dated April 30, 2010 (as amended March 15, 2011) (the “Agreement”), hereby requests an amendment to Schedule A of the Agreement.
This letter is to notify DST of the following changes within the Lord Xxxxxx Family of Funds:
| (1) | Effective July 24, 2013, the Company’s officers executed Articles Supplementary to the Articles of Incorporation to reflect the addition of Lord Xxxxxx Emerging Markets Corporate Debt Fund (the “Fund”) as a series of the Company; and |
| (2) | It is the Lord Xxxxxx Family of Funds’ desire to have DST render services as transfer agent, dividend disbursing agent, and shareholder servicing agent to the Fund under the terms of the Agreement; therefore, we request that DST agree, in writing, to provide such services to the Fund thereby making the Fund a Series under the terms of the Agreement. Attached is the revised Schedule A, amended to reflect the changes in the Lord Xxxxxx Family of Funds. |
Accordingly, we appreciate your prompt attention to this matter. Please indicate DST’s acceptance by signing below.
| On Behalf of: | |||
| Lord Xxxxxx Global Fund, Inc. | |||
| By: | |||
| Xxxxxxxx X. Xxxxxx | |||
| Vice President and Secretary | |||
| Accepted: | |||
Xxxxxx X. Xxxxxxx, Vice President – Full Service
DST Systems, Inc.
Enclosures
FORM OF SCHEDULE A (amended as of [October 28, 2013])1
List of Funds
This Schedule A, as may be amended from time to time, is incorporated into that certain Agency Agreement dated April 30, 2010 (as amended March 15, 2011) by and between DST Systems, Inc. and the Lord Xxxxxx Family of Funds, as amended. Capitalized terms used herein but not defined in this Schedule A have the meanings given to such terms in the Agreement.
The following table is the list of the Funds within the Lord Xxxxxx Family of Funds. Registrants are listed in bold font and each Registrant’s Series, if any, are listed in italics immediately below the Registrant.
| Lord Xxxxxx Affiliated Fund, Inc. |
| Lord Xxxxxx Xxxx-Debenture Fund, Inc. |
| Lord Xxxxxx Developing Growth Fund, Inc. |
| Xxxx Xxxxxx Equity Trust |
| Xxxx Xxxxxx Calibrated Large Cap Value |
| Xxxx Xxxxxx Calibrated Mid Cap Value Fund |
| Lord Xxxxxx Global Fund, Inc. |
| Xxxx Xxxxxx Emerging Markets Corporate Debt Fund |
| Lord Xxxxxx Emerging Markets Currency Fund |
| Xxxx Xxxxxx Emerging Markets Local Bond Fund |
| Xxxx Xxxxxx Global Allocation Fund |
| Lord Xxxxxx Investment Trust |
| Lord Xxxxxx Balanced Strategy Fund |
| Lord Xxxxxx Convertible Fund |
| Lord Xxxxxx Core Fixed Income Fund |
| Xxxx Xxxxxx Diversified Equity Strategy Fund |
| Lord Xxxxxx Diversified Income Strategy Fund |
| Lord Xxxxxx Floating Rate Fund |
| Lord Xxxxxx Growth & Income Strategy Fund |
| Lord Xxxxxx High Yield Fund |
| Lord Xxxxxx Income Fund |
| Lord Xxxxxx Inflation Focused Fund |
| Lord Xxxxxx Short Duration Income Fund |
| Xxxx Xxxxxx Total Return Fund |
| Lord Xxxxxx Mid Cap Stock Fund, Inc. |
| Lord Xxxxxx Municipal Income Fund, Inc. |
1 As amended to reflect: (1) effective July 19, 2013, the Reorganization of Lord Xxxxxx Small Cap Blend Fund into Lord Xxxxxx Value Opportunities Fund, a series of Lord Xxxxxx Securities Trust; and (2) effective [October 28, 2013], the addition of Lord Xxxxxx Emerging Markets Corporate Debt Fund as a series of Lord Xxxxxx Global Fund, Inc.
| Xxxx Xxxxxx AMT Free Municipal Bond Fund |
| Lord Xxxxxx California Tax-Free Income Fund |
| Lord Xxxxxx High Yield Municipal Bond Fund |
| Lord Xxxxxx Intermediate Tax Free Fund |
| Lord Xxxxxx National Tax-Free Income Fund |
| Xxxx Xxxxxx New Jersey Tax-Free Income Fund |
| Lord Xxxxxx New York Tax-Free Income Fund |
| Lord Xxxxxx Short Duration Tax Free Fund |
| Lord Xxxxxx Research Fund, Inc. |
| Xxxx Xxxxxx Calibrated Dividend Growth Fund |
| Lord Xxxxxx Classic Stock Fund |
| Lord Xxxxxx Growth Opportunities Fund |
| Small-Cap Value Series |
| Lord Xxxxxx Securities Trust |
| Lord Xxxxxx Alpha Strategy Fund |
| Xxxx Xxxxxx Fundamental Equity Fund |
| Xxxx Xxxxxx Growth Leaders Fund |
| Xxxx Xxxxxx International Core Equity Fund |
| Xxxx Xxxxxx International Dividend Income Fund |
| Xxxx Xxxxxx International Opportunities Fund |
| Lord Xxxxxx Micro-Cap Growth Fund |
| Lord Xxxxxx Micro-Cap Value Fund |
| Lord Xxxxxx Value Opportunities Fund |
| Lord Xxxxxx Series Fund, Inc. |
| Bond-Debenture Portfolio |
| Calibrated Dividend Growth Portfolio |
| Classic Stock Portfolio |
| Developing Growth Portfolio |
| Fundamental Equity Portfolio |
| Growth and Income Portfolio |
| Growth Opportunities Portfolio |
| International Core Equity Portfolio |
| International Opportunities Portfolio |
| Mid Cap Stock Portfolio |
| Total Return Portfolio |
| Value Opportunities Portfolio |
| Xxxx Xxxxxx U.S. Government & Government Sponsored Enterprises Money Market Fund, Inc. |
