SECOND AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT
SECOND AMENDMENT TO THE
THIS SECOND AMENDMENT dated as of August 31, 2010, to the Fund Accounting Servicing Agreement, dated as of August 15, 2005, as amended August 12, 2008 (the "Agreement"), is entered into by and among Xxxxxx X. Xxxxx & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
RECITALS
WHEREAS, the parties have entered into an Agreement; and
WHEREAS, the parties desire to amend the Agreement; and
WHEREAS, Section 15 of the Agreement allows for its amendment by a written instrument executed by the parties.
NOW, THEREFORE, the parties agree as follows:
The term of the Agreement is extended through August 31, 2013;
Exhibit A of the Agreement is hereby superseded and replaced with Amended Exhibit A attached hereto.
Exhibit B of the Agreement is hereby superseded and replaced with Amended Exhibit B attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Second Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
BAIRD FUNDS, INC. U.S. BANCORP FUND SERVICES, LLC
By: /s/ Xxxx Xxxxx Xxxxxx By: /s/ Xxxxxxx X. XxXxx
Name: Xxxx Xxxxx Xxxxxx Name: Xxxxxxx X. XxXxx
Title: President Title: Executive Vice President
XXXXXX X. XXXXX & CO. INCORPORATED
By: /s/ Xxxxxxx X. Xxxxx
Name: Xxxxxxx X. Xxxxx
Title: Managing Director
1
Amended Exhibit A
to the
Separate Series of Funds
Fund Names
Advisor
Name of Series Date Added
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Xxxxx Intermediate Bond Fund
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September 29, 2000
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Xxxxx Core Plus Bond Fund
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September 29, 2000
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Xxxxx Aggregate Bond Fund
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September 29, 2000
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Xxxxx Short-Term Bond Fund
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September 29, 2000
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Xxxxx Intermediate Municipal Bond Fund
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September 29, 2000
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Company
Name of Series Date Added
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Baird LargeCap Fund
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September 29, 2000
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Xxxxx XxxXxx Fund
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December 29, 2000
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2
Amended Exhibit B to the Fund Accounting Servicing Agreement – Baird Funds
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FUND ACCOUNTING SERVICES
FEE SCHEDULE - Effective September 1, 2010
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Annual Fund Accounting Fee Based Upon Average Net Assets Per Fund
Annual Base fee per fund (____ cusips): $____
____ basis points on the first $____ plus
____ basis points on the next $____ plus
____ basis point on the next $____ plus
____ basis point on the balance over $____
Services Included in Annual Fee Per Fund
§ Advisor Information Source Web portal
Out-Of-Pocket Expenses
Including but not limited to pricing services*, corporate action services*, fair value pricing services*, factor services*, and customized reporting.
Priced Separately
§ Master/Feeder Funds
§ International Funds
§ Additional Fund Classes (more than 2)
§ Multiple Managers/Subadvisors per Fund
§ New fund/Share Class Launch
NOTE: All schedules subject to change depending upon the use of derivatives – options, futures, short
sales, swaps, bank loans, etc.
Fees are billed monthly.
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*Fees Waived
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Pricing Services*
§ $____ Domestic and Canadian Equities/Options
§ $____ Corp/Gov/Agency Bonds/International Equities/Futures/Currency Rates
§ $____ CMOs/Municipal Bonds/Money Market Instruments/International Bonds
§ $____ /Fund per Day - Bank Loans
§ $____ /Fund per Day - Credit Default Swaps/Swaptions
§ $____ /Fund per Day - Basic Interest Rate Swaps
§ $____ /Fund per Month - Mutual Fund Pricing
§ $____ /Foreign Equity Security per Month for Corporate Action Service
§ $____ /Domestic Equity Security per Month for Corporate Action Service
§ $____ /Month Manual Security Pricing (>10/day)
Factor Services* (BondBuyer)
§ $____ /CMO/Month
§ $____ /Mortgage Backed/Month
§ $____ /Month Minimum/Fund Group
Fair Value Services* (FT Interactive)
§ $____ on the First 100 Securities/Day
§ $____ on the Balance of Securities/Day
NOTE: Prices above are based on using IDC as the primary pricing service and are subject to change.
Use of alternative sources may result in additional fees.
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