FORM OF April 20, 2011 DST Systems, Inc.
FORM OF
April 20, 2011
DST Systems, Inc.
0000 Xxxxxxxx, 0xx Xxxxx
Kansas City, MO 64105
Attn: Group Vice President – Full Service
Dear Sir or Madam:
Xxxx Xxxxxx Investment Trust (the “Trust”), as a party to the Agency Agreement by and among each of the funds within the Lord Xxxxxx Family of Funds and DST Systems, Inc. dated April 30, 2010 (the “Agreement”), hereby requests an amendment to the Schedule A of Agreement.
This letter is to notify DST Systems, Inc. that on December 15, 2010, the Trust’s officers executed an Amendment to the Declaration and Agreement of Trust establishing a new series of the Trust – Lord Xxxxxx Short Duration Real Return Fund; and on January 27, 2011 the Trust’s officers executed an Amendment to the Declaration and Agreement of Trust changing the name of such new series to Lord Xxxxxx Inflation Focused Fund (the “Fund”). It is the Trust’s desire to have DST Systems render services as transfer agent, dividend disbursing agent, and shareholder servicing agent to the Fund under the terms of the Agreement; therefore, the Trust requests that DST Systems, Inc. agree, in writing, to provide such services to the Fund thereby making the Fund a Series under the terms of the Agreement. Attached is the revised Schedule A, amended to reflect the addition of the new series.
It is currently anticipated that the registration statement for the Fund will become effective on April 20, 2011. Accordingly, we appreciate your prompt attention to this matter. Please indicate DST Systems, Inc.’s acceptance by signing below.
| Lord Xxxxxx Investment Trust | ||
| By: | ___________________________ | |
| Xxxxxxxx X. Xxxxxx | ||
| Vice President and Secretary | ||
| Accepted: |
| __________________________ |
| Vice President– Full Service |
| DST Systems, Inc. |
| Enclosures |
FORM OF SCHEDULE A (amended as of April 20, 2011)1
List of Funds
This Schedule A, as may be amended from time to time, is incorporated into that certain Agency Agreement dated April 30, 2010 by and between DST Systems, Inc. and Xxxx Xxxxxx Family of Funds. Capitalized terms used herein but not defined herein in this Schedule A have the meanings given to such terms in the Agreement.
The following table is the list of the Funds within the Lord Xxxxxx Family of Funds. Registrants are listed in bold font and each Registrant’s Series, if any, are listed in italics immediately below the Registrant.
XXXX XXXXXX AFFILIATED FUND, INC.
XXXX XXXXXX BLEND TRUST
Lord Xxxxxx Small-Cap Blend Fund
XXXX XXXXXX BOND-DEBENTURE FUND, INC.
XXXX XXXXXX DEVELOPING GROWTH FUND, INC.
LORD XXXXXX GLOBAL FUND, INC.
Lord Xxxxxx Emerging Markets Currency Fund
Xxxx Xxxxxx Global Allocation Fund
LORD XXXXXX INVESTMENT TRUST
Lord Xxxxxx Convertible Fund
Lord Xxxxxx Core Fixed Income Fund
Lord Xxxxxx Floating Rate Fund
Lord Xxxxxx High Yield Fund
Lord Xxxxxx Income Fund
Lord Xxxxxx Inflation Focused Fund
Lord Xxxxxx Short Duration Income Fund
Xxxx Xxxxxx Total Return Fund
Lord Xxxxxx Balanced Strategy Fund
Lord Xxxxxx Diversified Income Strategy Fund
Lord Xxxxxx Growth & Income Strategy Fund
Xxxx Xxxxxx Diversified Equity Strategy Fund
XXXX XXXXXX MID-CAP VALUE FUND, INC.
XXXX XXXXXX MUNICIPAL INCOME FUND, INC.
Xxxx Xxxxxx AMT Free Municipal Bond Fund
Lord Xxxxxx California Tax-Free Income Fund
1 As amended on April 20, 2011 to reflect (1) the addition of Lord Xxxxxx Investment Trust – Lord Xxxxxx Inflation Focused Fund; and (2) the name change of Lord Xxxxxx Global Fund, Inc. – Lord Xxxxxx Emerging Markets Currency Fund (formerly, Lord Xxxxxx Developing Local Markets Fund).
Lord Xxxxxx High Yield Municipal Bond Fund
Lord Xxxxxx Intermediate Tax-Free Fund
Lord Xxxxxx National Tax-Free Income Fund
Xxxx Xxxxxx New Jersey Tax-Free Income Fund
Lord Xxxxxx New York Tax-Free Income Fund
Lord Xxxxxx Short Duration Tax Free Fund
XXXX XXXXXX RESEARCH FUND, INC.
Lord Xxxxxx Capital Structure Fund
Lord Xxxxxx Classic Stock Fund
Lord Xxxxxx Growth Opportunities Fund
Small-Cap Value Series
LORD XXXXXX SECURITIES TRUST
Lord Xxxxxx Alpha Strategy Fund
Xxxx Xxxxxx Fundamental Equity Fund
Xxxx Xxxxxx International Core Equity Fund
Xxxx Xxxxxx International Dividend Income Fund
Xxxx Xxxxxx International Opportunities Fund
Lord Xxxxxx Large-Cap Value Fund
Lord Xxxxxx Micro-Cap Growth Fund
Lord Xxxxxx Micro-Cap Value Fund
Lord Xxxxxx Value Opportunities Fund
LORD XXXXXX SERIES FUND, INC.
Bond-Debenture Portfolio
Capital Structure Portfolio
Classic Stock Portfolio
Developing Growth Portfolio
Fundamental Equity Portfolio
Growth and Income Portfolio
Growth Opportunities Portfolio
International Core Equity Portfolio
International Opportunities Portfolio
Mid-Cap Value Portfolio
Total Return Portfolio
Value Opportunities Portfolio
XXXX XXXXXX STOCK APPRECIATION FUND
XXXX XXXXXX U.S. GOVERNMENT & GOVERNMENT SPONSORED ENTERPRISES MONEY MARKET FUND, INC.
