Exhibit h(8)
FIRST AMENDMENT TO
TRANSFER AGENT SERVICING AGREEMENT
THIS AMENDMENT, dated as of the 4th day of May, 2005, by and between
Xxxxxx Xxxx Investment Funds, a Massachusetts Trust, and U.S. Bancorp Fund
Services, LLC, a Wisconsin limited liability company, as parties to the Transfer
Agent Servicing Agreement dated July 19, 2004 (the "Agreement")
WHEREAS, the parties to the Agreement desire to amend the Agreement in the
manner set forth herein;
NOW THEREFORE, pursuant to section 9 of the Agreement, parties hereby
amend the Agreement as follows:
1. Effective as of the date of this Amendment, Exhibit A of the
Agreement shall be replaced in its entirety by the Amended Exhibit
A ("Amended Exhibit A") attached herein.
2. Effective as of the date of this Amendment, Exhibit B of the
Agreement shall be replaced in its entirety by the Amended Exhibit
B ("Amended Exhibit B") attached herein.
The Agreement, as amended, shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed by a duly authorized officer on one or more counterparts as of the date
first above written.
XXXXXX XXXX INVESTMENT FUNDS U.S. BANCORP FUND SERVICES, LLC
By: /s/ XXXX XXXXXXXX /S/ XXXXX X. XXXXXX By: /s/ XXX X. XXXXXXX
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Xxxx Xxxxxxxx/ Xxxxx X. Xxxxxx Xxx X. Xxxxxxx
Title: President/ Chief Financial Officer Title: President
AMENDED
EXHIBIT A
TO THE
DISTRIBUTION AGREEMENT
FUND NAMES
(Effective May 4, 2005)
SEPARATE SERIES OF
XXXXXX XXXX INVESTMENT FUNDS
NAME OF SERIES
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Xxxxxx Xxxx International Equity Fund
Xxxxxx Xxxx International Equity Fund II
Xxxxxx Xxxx Total Return Bond Fund
Xxxxxx Xxxx Global High Yield Bond Fund
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Amended
EXHIBIT B
TO THE
TRANSFER AGENT SERVICING AGREEMENT
(Effective May 4, 2005)
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TRANSFER AGENT & SHAREHOLDER SERVICES
ANNUAL FEE SCHEDULE
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Insurance, records retention, microfilm/fiche
Service Charges to the Fund* ACH fees
Mailing, postage printing
Shareholder Services Per Account Fee: Stationery, envelopes
Programming, special reports
Proxies, proxy services
$14.25 /open account (includes telephone calls) NSCC charges from DTCC
$ 2.50 /closed or zero balance account All other out-of-pocket expenses
Subject to a minimum of $12,000/fund*
$5,000 per additional class
Fees are billed monthly
For the Xxxxxx Xxxx International Equity Fund II the
schedule is as follows * Subject to CPI increase, Milwaukee MSA.Service
Charges billed to shareholders
Inception to Oct 30, 2005 -waived *
Nov- Jan 2005 A class min $6,000 $2,500 additional XXX Fees (generally billed to shareholders)
class ** $15.00 /qualified plan acct (Cap at
Feb- June 2005 A class min $9,000 $3,500 additional $30.00/SSN)
class ***
July 2005 (thereafter) $12.00 /outgoing wires
$12,000 A class $5,000 I class
Technology Charges
*subject to next tier if assets reach $50M+ Fund Setup $2,000 for new funds.
** subject to text tier if assets reach $100M+
***subject to next tier if assets reach $125+ MFx - Report source - $1,500/year
Activity Charges NSCC Service Interface
AML New Account service - $1.00 per new account. - Setup - $1,500/fund family
- Annual - $1,500/cusip
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OUT-OF-POCKET COSTS -
Telephone toll-free lines, call transfers, etc. Development/Programming - $150 /hour
Telecommunications and Voice File Transmissions - subject to
Services requirements
- Service Setup - $1,650 per AT&T Select reports (non-standard) - $300 per
transfer select
- VRU Setup - $500/fund family
- VRU Maintenance - $1,200/year/cusip
- $.35 /voice response call Conversion of Records - Included, but we
estimate our total conversion cost to be roughly
$60,000 to move 25,000+ accounts from your
current provider.
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