FORm of AMENDMENT #1 DISTRIBUTION AGREEMENT
Exhibit (e)(3)
FORm of
AMENDMENT #1
AMENDMENT made this ____ day of _____________, 2015 to the Distribution Agreement dated August 7, 2014 between ARK ETF Trust (“Trust”), a Delaware statutory trust, and Foreside Fund Services, LLC (“Distributor”), a Delaware limited liability company (“Agreement”).
WHEREAS, on October 20, 2015, the Board of Trustees of the Trust ratified and approved the creation of two new series of the Trust, the ARK 3D Printing ETF and the ARK Israeli Innovation ETF; and
WHEREAS, the Trust desires to add these two new series to the Agreement under the same terms and conditions of the Agreement and the Distributor has agreed to add such series to the Agreement; and
WHEREAS, the Trust and the Distributor desire to amend Exhibit A to the Agreement to reflect these changes.
NOW THEREFORE, in consideration of the promises and covenants contained herein, the Trust and the Distributor agree to amend the Agreement as follows:
1. | Exhibit A of the Agreement is hereby replaced with the attached Exhibit A effective as of __________________________. |
2. | All other terms and conditions of the Agreement not modified in this Amendment shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below on the day and year first above written.
ARK ETF TRUST | ||
By: | ||
Name: | Xxxx X. Xxxxxx | |
Title: | President | |
FORESIDE FUND SERVICES, LLC | ||
By: | ||
Name: | Xxxx Xxxxxxxxx | |
Title: | President |
EXHIBIT A
Between ARK ETF Trust and Foreside Fund Services, LLC
As of ____________________
Funds |
ARK Innovation ETF |
ARK Genomic Revolution Multi-Sector ETF |
ARK Industrial Innovation ETF |
ARK Web x.0 ETF |
ARK 3D Printing ETF |
ARK Israeli Innovation ETF |