0001144204-15-059812 Sample Contracts

FORm of AMENDMENT #1 TRANSFER AGENCY AND SERVICE AGREEMENT
Transfer Agency and Service Agreement • October 16th, 2015 • Ark ETF Trust

AMENDMENT made this ____ day of _____________, 2015 to the Fund Administration and Accounting Agreement dated September 8, 2014 between ARK ETF Trust (“Trust”), a Delaware statutory trust, and The Bank of New York Mellon, (“Bank”), a New York corporation authorized to do a banking business (“Agreement”).

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FORm of AMENDMENT #1 DISTRIBUTION AGREEMENT
Distribution Agreement • October 16th, 2015 • Ark ETF Trust

AMENDMENT made this ____ day of _____________, 2015 to the Distribution Agreement dated August 7, 2014 between ARK ETF Trust (“Trust”), a Delaware statutory trust, and Foreside Fund Services, LLC (“Distributor”), a Delaware limited liability company (“Agreement”).

FORm of AMENDMENT #1 INVESTMENT ADVISORY AGREEMENT ARK ETF Trust
Investment Advisory Agreement • October 16th, 2015 • Ark ETF Trust

AMENDMENT made this ____ day of _____________, 2015 to the Investment Advisory Agreement dated June 30, 2014 between ARK Investment Management LLC, a Delaware limited liability company (“Adviser”), and ARK ETF Trust, a Delaware statutory trust (“Trust”), on behalf of each series of the Trust (“Agreement”).

FORm of AMENDMENT #1 CUSTODY AGREEMENT
Custody Agreement • October 16th, 2015 • Ark ETF Trust

AMENDMENT made this ____ day of _____________, 2015 to the Custody Agreement dated September 24, 2014 between ARK ETF Trust (“Trust”), a Delaware statutory trust, and The Bank of New York Mellon, (“Custodian”), a New York corporation authorized to do a banking business (“Agreement”).

FORm of AMENDMENT #1 DISTRIBUTION SERVICES AGREEMENT
Distribution Services Agreement • October 16th, 2015 • Ark ETF Trust

AMENDMENT made this ____ day of _____________, 2015 to the Distribution Services Agreement dated August 7, 2014 between ARK Investment Management LLC (“Adviser”), a Delaware limited liability company, and Foreside Fund Services, LLC (“Distributor”), a Delaware limited liability company (“Agreement”).

FORm of AMENDMENT #1 FUND ADMINISTRATION AND ACCOUNTING AGREEMENT
Fund Administration and Accounting Agreement • October 16th, 2015 • Ark ETF Trust

AMENDMENT made this ____ day of _____________, 2015 to the Fund Administration and Accounting Agreement dated September 24, 2014 between ARK ETF Trust (“Trust”), a Delaware statutory trust, and The Bank of New York Mellon, (“BNY Mellon”), a New York corporation authorized to do a banking business (“Agreement”).

FORm of AMENDMENT #1 SUPERVISION AGREEMENT
Supervision Agreement • October 16th, 2015 • Ark ETF Trust

AMENDMENT made this ____ day of _____________, 2015 to the Supervision Agreement dated June 30, 2014 between ARK ETF Trust (“Trust”), a Delaware statutory trust, and ARK Investment Management LLC (“Adviser”), a Delaware limited liability company (“Agreement”).

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