THIRD AMENDMENT TO UNDERWRITING AGREEMENT
Exhibit 28(e)(iv)
THIRD AMENDMENT TO
This Third Amendment (the “Amendment”) to the Underwriting Agreement (the “Agreement”) dated as of April 1, 2012, by and between FundVantage Trust, a Delaware statutory trust (the “Trust”) and Foreside Funds Distributors LLC, a Delaware limited liability company (“Foreside”) is entered into as of August 27, 2012 (the “Effective Date”).
WHEREAS, the Trust and Foreside desire to amend Exhibit A of the Agreement to add the Gotham Enhanced Return Fund; and
WHEREAS, Section 14 of the Agreement requires all amendments to be in writing and signed by the parties;
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
1. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
2. Exhibit A to the Agreement is hereby amended and restated as provided on Appendix A attached hereto.
3. All other terms, conditions, provisions and sections of the Agreement remain in effect and are hereby incorporated herein by reference.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
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FORESIDE FUNDS DISTRIBUTORS LLC | ||||
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By: |
/s/ Xxxx Xxxxx |
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By: |
/s/Xxxx. A Fairbanks |
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Name: Xxxx Xxxxx |
Name: Xxxx X. Xxxxxxxxx | |||
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Title: President |
Title: President | |||
APPENDIX A
EXHIBIT A
Boston Advisors Broad Allocation Strategy Fund
Compak Dynamic Asset Allocation Fund
Cutwater High Yield Fund
Cutwater Investment Grade Bond Fund
Cutwater Multi-Sector Inflation Protection Fund
Cutwater Municipal Bond Inflation Protection Fund
DuPont Capital Emerging Markets Debt Fund
DuPont Capital Emerging Markets Fund
EIC Value Fund
Xxxxxxxxx Investment Grade Fixed Income Fund
Xxxxxxxxx Value Fund
Formula Investing International Value Select Fund
Formula Investing International Value 400 Fund
Formula Investing U.S. Value 1000 Fund
Formula Investing U.S. Value Select Fund
Gotham Absolute Return Fund
Xxxxxxx REIT Fund
Lateef Fund
Origin International Equity Fund
Pacific Capital Tax-Free Securities Fund
Pacific Capital Tax-Free Short Intermediate Securities Fund
Pemberwick Fund
Xxxxx Growth Fund
Private Capital Management Value Fund
Timberline Small Cap Growth Fund
WHV Emerging Markets Equity Fund
WHV International Equity Fund
