SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, Crystal Strategy Absolute Income Fund, Crystal Strategy Absolute Return Fund and Crystal Strategy Leveraged Alternative Fund (the “Funds”)
On behalf of its series, Crystal Strategy Absolute Income Fund, Crystal Strategy Absolute Return Fund and Crystal Strategy Leveraged Alternative Fund (the “Funds”)
This Agreement is made effective as of the 16th day of December, 2013 between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Funds.
WHEREAS, the Funds wish to sell to ALPS, and ALPS wishes to purchase from the Funds, shares of beneficial interest of each class of shares of the Funds in the amount listed on Appendix A hereto (collectively, the “Shares”); and
WHEREAS, ALPS is purchasing the Shares for the purpose of acquiring the initial Shares of the Funds.
NOW, THEREFORE, the parties hereto agree as follows:
1. Simultaneously with the execution of this Agreement, ALPS is delivering to the Funds payment in the amount listed on Appendix A hereto in full payment for the Shares.
Executed as of the date first set forth above.
| ALPS FUND SERVICES, INC. |
| /s/ Xxxxxx X. May |
| By: Xxxxxx X. May |
| Its: President |
| on behalf of the Funds |
| /s/ XxXxxxx X. Xxxx |
| By: XxXxxxx X. Xxxx |
| Its: Secretary |
Appendix A
Class A Shares
| Fund |
Number of Shares |
Share Price |
Total Purchase Price Paid to Fund | |||
| Crystal Strategy Absolute Income Fund |
1 | $10.00 | $10 | |||
| Crystal Strategy Absolute Return Fund |
1 | $10.00 | $10 | |||
| Crystal Strategy Leveraged Alternative Fund |
1 | $10.00 | $10 |
Class I Shares
| Fund |
Number of Shares |
Share Price |
Total Purchase Price Paid to Fund | |||
| Crystal Strategy Absolute Income Fund |
1 | $10.00 | $10 | |||
| Crystal Strategy Absolute Return Fund |
1 | $10.00 | $10 | |||
| Crystal Strategy Leveraged Alternative Fund |
1 | $10.00 | $10 |
Class R Shares
| Fund |
Number of Shares |
Share Price |
Total Purchase Price Paid to Fund | |||
| Crystal Strategy Absolute Income Fund |
1 | $10.00 | $10 | |||
| Crystal Strategy Absolute Return Fund |
1 | $10.00 | $10 | |||
| Crystal Strategy Leveraged Alternative Fund |
1 | $10.00 | $10 |
