ALPS SERIES TRUST CRYSTAL STRATEGY ABSOLUTE INCOME FUND CRYSTAL STRATEGY ABSOLUTE RETURN FUND CRYSTAL STRATEGY LEVERAGED ALTERNATIVE FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • December 16th, 2013 • ALPS Series Trust • Colorado
Contract Type FiledDecember 16th, 2013 Company JurisdictionThis Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of December 16, 2013 (the “Effective Date”) by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CRYSTAL STRATEGY ABSOLUTE INCOME FUND CRYSTAL STRATEGY ABSOLUTE RETURN FUND CRYSTAL STRATEGY LEVERAGED ALTERNATIVE FUND DISTRIBUTION AGREEMENTDistribution Agreement • December 16th, 2013 • ALPS Series Trust • Colorado
Contract Type FiledDecember 16th, 2013 Company JurisdictionTHIS AGREEMENT is made as of December 16, 2013, between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST CRYSTAL STRATEGY ABSOLUTE INCOME FUND CRYSTAL STRATEGY ABSOLUTE RETURN FUND CRYSTAL STRATEGY LEVERAGED ALTERNATIVE FUND TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 16th, 2013 • ALPS Series Trust • Colorado
Contract Type FiledDecember 16th, 2013 Company JurisdictionTHIS AGREEMENT is made as of December 16, 2013, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST CRYSTAL STRATEGY ABSOLUTE INCOME FUND CRYSTAL STRATEGY ABSOLUTE RETURN FUND CRYSTAL STRATEGY LEVERAGED ALTERNATIVE FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping and Pricing Services Agreement • December 16th, 2013 • ALPS Series Trust • Colorado
Contract Type FiledDecember 16th, 2013 Company JurisdictionTHIS AGREEMENT is made as of December 16, 2013, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST CRYSTAL STRATEGY ABSOLUTE INCOME FUND CRYSTAL STRATEGY ABSOLUTE RETURN FUND CRYSTAL STRATEGY LEVERAGED ALTERNATIVE FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 16th, 2013 • ALPS Series Trust • Colorado
Contract Type FiledDecember 16th, 2013 Company JurisdictionThis Investment Advisory Agreement (this “Agreement”) is made and entered into as of this 16th day of December, 2013, by and between Brinker Capital, Inc. (the “Adviser”), a Delaware corporation, and ALPS Series Trust, a Delaware statutory trust (the “Trust”), regarding the Funds listed in Appendix A attached hereto (each, a “Fund” and together, the “Funds”).
SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, Crystal Strategy Absolute Income Fund, Crystal Strategy Absolute Return Fund and Crystal Strategy Leveraged Alternative Fund (the “Funds”)Share Purchase Agreement • December 16th, 2013 • ALPS Series Trust
Contract Type FiledDecember 16th, 2013 CompanyThis Agreement is made effective as of the 16th day of December, 2013 between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Funds.
BRINKER CAPITAL, INC.Expense Limitation Agreement • December 16th, 2013 • ALPS Series Trust
Contract Type FiledDecember 16th, 2013 Company