Xxxxx Xxxx
First Trust Corporation-Datalynx
000 00xx Xxxxxx, Xxxxx 0000
Xxxxxx, XX 00000
Subject: Xxxxxxxx Funds - Shareholder Service Agreement
Dear Xxxxx:
Please be advised that as of October 25, 2001, Xxxxxxxx & Company,
Inc., the parent corporation of Xxxxxxxx Research Corp., underwent a change of
control that results in the "assignment" (as defined in the Investment Company
Act of 1940) of the Shareholder Service Agreement between First Trust
Corporation-Datalynx and Xxxxxxxx Research Corp. dated December 12, 1996 (the
"Agreement"). Such an assignment technically causes the automatic termination of
the Agreement.
In order for Xxxxxxxx Research Corp. to be able to continue to
compensate First Trust Corporation-Datalynx for its services under the Agreement
after October 25, 0000, Xxxxxxxx Xxxxxxxx Corp. proposes that each party agree
to continue to be bound by the terms and conditions of the Agreement as if the
Agreement had not been assigned. If First Trust Corporation-Datalynx agrees to
so continue to be bound by the same terms and conditions of the Agreement,
please sign each copy of this letter as set forth below, retain one copy for
your files and return one copy to us to acknowledge your agreement to continue
to be bound by the terms and conditions of the Agreement.
Please do not hesitate to call Xxxxxxx Xxxxxxx at 000-000-0000 or I at
000-000-0000 with any questions you may have.
Sincerely,
XXXXXXXX RESEARCH CORP.
By _/s/_____________________, __VP________
Xxxxxxx X. Xxxxxx Vice President
(Name) (Title)
First Trust Corporation-Datalynx hereby agrees to continue to be bound
by the terms and conditions of the Agreement effective October 25, 2001, as if
the Agreement had not been assigned.
FIRST TRUST CORPORATION-DATALYNX
___11/27_______________, 2001 By __/s/____________________, __VP________
Xxxxxx Xxxxxxx Xxxxxx Vice President,
Compliance
(Name) (Title)
