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EXHIBIT d.(xviii)
Form of Amendment Number 6 to Sub-Advisory Agreement
between Hartford Investment Financial Services Company
and Wellington Management Company LLP
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AMENDMENT NUMBER 6 TO
INVESTMENT SUB-ADVISORY AGREEMENT
The Investment Sub-Advisory Agreement between Hartford Investment
Financial Services Company and Wellington Management Company, LLP ("Wellington
Management") dated March 3, 1997, as amended (the "Agreement") is hereby amended
to include The Hartford Large Cap Value Fund, The Hartford MidCap Value Fund,
The Hartford International Capital Appreciation Fund, The Hartford International
Small Company Fund and The Hartford Focus Growth Fund (the "New Funds") as five
new Portfolios. All provisions in the Agreement shall apply to the New Funds
except as stated below.
The sub-advisory fee for each New Fund shall be accrued daily and paid
quarterly, based upon the following annual rates and upon the calculated daily
net asset value as stated below:
The Hartford Large Cap Value Fund
Net Asset Value Annual Rate
--------------- -----------
First $50 million 0.350%
Next $100 million 0.275%
Next $350 million 0.225%
Next $500 million 0.200%
Amount Over $1 million 0.200%
The Hartford MidCap Value Fund
Net Asset Value Annual Rate
--------------- -----------
First $50 million 0.400%
Next $100 million 0.300%
Next $350 million 0.250%
Amount Over $500 million 0.200%
The Hartford International Capital Appreciation Fund
Net Asset Value Annual Rate
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First $50 million 0.400%
Next $100 million 0.300%
Next $350 million 0.250%
Amount Over $500 million 0.225%
3
The Hartford International Small Company Fund
Net Asset Value Annual Rate
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First $50 million 0.400%
Next $100 million 0.350%
Amount Over $150 million 0.275%
4
The Hartford Focus Growth Fund
Net Asset Value Annual Rate
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First $50 million 0.400%
Next $100 million 0.300%
Amount Over $150 million 0.250%
Wellington Management will waive sub-advisory fees for each New Fund
until assets reach $50 million (excluding seed money) or until six (6) months
from seeding the Fund, whichever occurs first.
This amended Agreement is effective for a period of two years from the
date hereof and shall continue in effect thereafter in accordance with the
provisions of Section 9 of the Agreement.
IN WITNESS WHEREOF, the parties hereto have caused this amendment to be
executed on the ___ day of ______, 2001.
HARTFORD INVESTMENT FINANCIAL WELLINGTON MANAGEMENT
SERVICES COMPANY COMPANY, LLP
By: By:
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Xxxxx X. Xxxxxxxxxxxx
Senior Vice President, Investments