Amendment No. 26-Transfer Agency Interactive Client Services Agreement
CONFIDENTIAL
Amendment No. 26-Transfer Agency Interactive Client Services Agreement
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of November 12, 2021 (the “Effective Date”):
| Term |
Means | |
| “Existing Agreement” | The Transfer Agency Interactive Client Services Agreement between the Fund and ALPS dated December 8, 2008, as amended or restated from time to time | |
| “ALPS” | ALPS Fund Services, Inc. | |
| “Fund” | AQR Funds | |
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
IN WITNESS WHEREOF, the Parties have caused this Amendment to be executed by their duly authorized representatives.
| ALPS Fund Services, Inc. | AQR Funds | |||||||
| By: | /s/ Xxx Xxxxxxxxx | By: | /s/ Xxxxxx XxxXxxx | |||||
| Name: | Xxx Xxxxxxxxx | Name: | Xxxxxx XxxXxxx | |||||
| Title: | Authorized Representative | Title: | Chief Legal Officer & Vice President | |||||
Schedule A to this Amendment
Amendments
As of the Effective Date, the Existing Agreement is amended as follows:
| 1. | The current Appendix A – List of Portfolios is deleted in its entirety and replaced with new Appendix A – List of Portfolios, attached hereto and incorporated herein. |
Schedule B to this Amendment
General Terms
| 1. | Capitalized terms not defined herein shall have the meanings given to them in the Existing Agreement. |
| 2. | The Parties’ duties and obligations are governed by and limited to the express terms and conditions of this Amendment, and shall not be modified, supplemented, amended or interpreted in accordance with, any industry custom or practice, or any internal policies or procedures of any Party. This Amendment (including any attachments, schedules and addenda hereto), along with the Existing Agreement, as amended, contains the entire agreement of the Parties with respect to the subject matter hereof and supersedes all previous communications, representations, understandings and agreements, either oral or written, between the Parties with respect thereto. |
| 3. | This Amendment may be executed in counterparts, each of which when so executed will be deemed to be an original. Such counterparts together will constitute one agreement. Signatures may be exchanged via facsimile or electronic mail and signatures so exchanged shall be binding to the same extent as if original signatures were exchanged. |
| 4. | This Amendment and any dispute or claim arising out of or in connection with it, its subject matter or its formation (including non-contractual disputes or claims) shall be governed by and construed in accordance with the laws of the same jurisdiction as the Existing Agreement. |
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APPENDIX A
LIST OF PORTFOLIOS
| FUND | CLASSES OFFERED | |
| AQR Large Cap Momentum Style Fund | Class I Class N Class R6 | |
| AQR Small Cap Momentum Style Fund | Class I Class N Class R6 | |
| AQR International Momentum Style Fund | Class I Class N Class R6 | |
| AQR Global Equity Fund | Class N Class R6 | |
| AQR International Equity Fund | Class N Class R6 | |
| AQR Diversified Arbitrage Fund | Class N Class R6 | |
| AQR Managed Futures Strategy Fund | Class N Class I Class R6 | |
| AQR Multi-Asset Fund | Class N Class I Class R6 | |
| AQR Large Cap Defensive Style Fund | Class N Class I Class R6 | |
| AQR International Defensive Style Fund | Class N Class I Class R6 | |
| AQR Risk-Balanced Commodities Strategy Fund | Class N Class I Class R6 | |
| AQR Large Cap Multi-Style Fund | Class N Class I Class R6 | |
| AQR Small Cap Multi-Style Fund | Class N Class I Class R6 | |
| AQR International Multi-Style Fund | Class N Class I Class R6 | |
| AQR Long-Short Equity Fund | Class N Class I Class R6 | |
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| AQR Managed Futures Strategy HV Fund | Class N Class I Class R6 | |
| AQR Style Premia Alternative Fund | Class I Class N Class R6 | |
| AQR Macro Opportunities Fund | Class N Class I Class R6 | |
| AQR Emerging Multi-Style II Fund | Class I Class N Class R6 | |
| AQR Equity Market Neutral Fund | Class I Class N Class R6 | |
| AQR Alternative Risk Premia Fund | Class I Class N Class R6 | |
| AQR Core Plus Bond Fund | Class I Class N Class R6 | |
| AQR High Yield Bond Fund | Class I Class N Class R6 | |
| AQR Diversifying Strategies Fund | Class I Class N Class R6 | |
| AQR Sustainable Long-Short Equity Carbon Aware Fund | Class I Class N Class R6 | |
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