TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency Interactive Client Services Agreement • June 18th, 2010 • Caldwell & Orkin Funds Inc • Colorado
This Transfer Agency Interactive Client Services Agreement (this “Agreement”) between The Caldwell & Orkin Funds, Inc., a corporation established under the laws of the State of Maryland (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) is made as of August 21, 2009, and effective as of the date of conversion of the Fund to ALPS.
Amendment No. 15 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • January 27th, 2015 • AQR Funds
This Amendment No. 15, dated as of November 7, 2014 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Exhibit (h)(3)(a) TRANSPARENT VALUE TRUST TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency Interactive Client Services Agreement • January 28th, 2011 • Transparent Value Trust • Delaware
This Transfer Agency Interactive Client Services Agreement (this “Agreement”) is made as of April 1, 2010, between Transparent Value Trust, a statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 22 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • January 28th, 2019 • AQR Funds
This Amendment No. 22, dated as of December 24, 2018 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 19 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • August 22nd, 2017 • AQR Funds
This Amendment No. 19, dated as of May 18, 2017 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No.2 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • August 30th, 2012 • Cullen Funds Trust
This Amendment No.2 to the Transfer Agency Interactive Client Services Agreement, dated as of August 31, 2012 (the “Amendment”), by and between Cullen Funds Trust, a Delaware Statutory Trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “ALPS”).
TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT AMENDMENT NO. 25Transfer Agency Interactive Client Services Agreement • April 28th, 2021 • AQR Funds
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of March 15, 2021 (the “Effective Date”):
Amendment No.3 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • December 15th, 2015 • Cullen Funds Trust
This Amendment No.3 to the Transfer Agency Interactive Client Services Agreement, dated as of November 12, 2015 (the “Amendment”), by and between Cullen Funds Trust, a Delaware Statutory Trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “ALPS”).
TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT AMENDMENT NO. 24Transfer Agency Interactive Client Services Agreement • January 28th, 2021 • AQR Funds
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of December 18, 2020 (the “Effective Date”):
Amendment No. 7 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • October 26th, 2012 • AQR Funds
This Amendment No. 7, dated as of August 16, 2012 (“Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (the “ALPS”).
TRANSPARENT VALUE TRUST TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency Interactive Client Services Agreement • March 25th, 2010 • Transparent Value Trust • Delaware
This Transfer Agency Interactive Client Services Agreement (this “Agreement”) is made as of __________, 2010, between Transparent Value Trust, a statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 3 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • September 28th, 2010 • AQR Funds
This Amendment No. 3, dated as of June 10, 2010, to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency Interactive Client Services Agreement • September 30th, 2009 • Cullen Funds Trust • Colorado
This Transfer Agency Interactive Client Services Agreement (this “Agreement”) is made as of July 25, 2009, between Cullen Funds Trust, a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 8 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • March 12th, 2013 • AQR Funds
This Amendment No. 8, dated as of December 17, 2012 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • February 28th, 2017 • Wesmark Funds
THIS AMENDMENT IS MADE AS OF FEBRUARY 28, 2017 (the “Effective Date”) between WesMark Funds (the “Trust”), an open-end, management investment company organized as a business trust under the laws of the State of Massachusetts, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
Amendment No. 4 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • July 15th, 2011 • AQR Funds
This Amendment No. 4, dated as of May 18, 2011, to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 9 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • March 12th, 2013 • AQR Funds
This Amendment No. 9, dated as of February 22, 2013 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 18 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • December 9th, 2016 • AQR Funds
This Amendment No. 18, dated as of November 11, 2016 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDMENT 8Transfer Agency Interactive Client Services Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
Amendment No. 12 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • March 27th, 2014 • AQR Funds
This Amendment No. 12 dated as of February 21, 2014 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDMENTTransfer Agency Interactive Client Services Agreement • January 28th, 2022 • Wesmark Funds
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of July 23, 2021 (the “Effective Date”):
Amendment No. 23 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • May 26th, 2020 • AQR Funds
This Amendment No. 23, dated as of May 20, 2020 (the "Effective Date"), to the Transfer Agency Interactive Client Services Agreement (this "Amendment"), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the "Fund"), and ALPS Fund Services, Inc., a Colorado corporation ("ALPS").
Amendment No. 28 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • April 27th, 2023 • AQR Funds
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B hereto.
Amendment to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • December 16th, 2016 • Wesmark Funds
THIS AMENDMENT IS MADE AS OF [ ], 2016 (the “Effective Date”) between WesMark Funds (the “Trust”), an open-end, management investment company organized as a business trust under the laws of the State of Massachusetts, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
AMENDMENT 7Transfer Agency Interactive Client Services Agreement • April 27th, 2021 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
AMENDMENT TO TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency Interactive Client Services Agreement • February 26th, 2016 • Wesmark Funds
THIS AMENDMENT is made as of February 24, 2015 (the "Effective Date") between WesMark Funds (the "Trust"), an open-end, management investment company organized as a business trust under the laws of the State of Massachusetts, and ALPS Fund Services, Inc. ("ALPS"), a Colorado corporation.
Amendment No. 3 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • July 18th, 2013 • Heartland Group Inc • Colorado
This Amendment No. 3 to Transfer Agency Interactive Client Services Agreement (the “Amendment”) is made this 17 day of July, 2013, between Heartland Group, Inc., a Maryland corporation (the “Fund”) and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ContractTransfer Agency Interactive Client Services Agreement • September 30th, 2009 • Cullen Funds Trust
This Amendment No.1 to the Transfer Agency Interactive Client Services Agreement, dated as of October 1, 2009 (the “Amendment”), by and between Cullen Funds Trust, a Delaware Statutory Trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “ALPS”).
TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency Interactive Client Services Agreement • April 29th, 2009 • Heartland Group Inc • Colorado
This Transfer Agency Interactive Client Services Agreement (“Agreement”) is made as of August 13, 2008, between Heartland Group, Inc., a corporation established under the laws of the State of Maryland (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 2 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • December 28th, 2009 • AQR Funds
This Amendment No. 2, dated as of September 22, 2009, to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 16 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • March 30th, 2015 • AQR Funds
This Amendment No. 16, dated as of April 1, 2015 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 26-Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • December 14th, 2021 • AQR Funds
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of November 12, 2021 (the “Effective Date”):
TRANSPARENT VALUE TRUST AMENDMENT TO TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENTTransfer Agency Interactive Client Services Agreement • May 6th, 2014 • Transparent Value Trust
WHEREAS, ALPS and the Trust have entered into a Transfer Agency Interactive Client Services Agreement dated April 1, 2010, as amended January 28, 2011, June 11, 2012, January 28, 2013 and January 28, 2014 (the “Agreement”);
Amendment No. 1 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • May 19th, 2009 • AQR Funds
This Amendment No. 1, dated as of March 10, 2009, to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 10 to Transfer Agency Interactive Client Services AgreementTransfer Agency Interactive Client Services Agreement • June 20th, 2013 • AQR Funds
This Amendment No. 10, dated as of May 30, 2013 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
