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Name of Issuer Security Name of Selling Other Members Nature of Purchase Underwriting Total
Description Syndicate Member In Syndicate Underwriting Price Compensation Offering
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Community Health Systems, Inc High Yield Bond XX Xxxxxx SEE NEXT TAB Competitive Bidding $100.00 2.00% $ 300,000,000.00
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Las Vegas Sands Corp (due 2015)High Yield Bond Xxxxxxx Xxxxx SEE NEXT TAB Competitive Bidding $99.09 1.15% $ 250,000,000.00
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Host Marriott High Yield Bond Xxxxxxx Sachs SEE NEXT TAB Competitive Bidding $10.00 1.50% $ 650,000,000.00
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Levi (Floating Rate Note) High Yield Bond Bank of America SEE NEXT TAB Competitive Bidding $100.00 2.00% $ 380,000,000.00
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HCA Inc 6 3/8 (due 01/15/15) High Yield Bond XX Xxxxxx SEE NEXT TAB Competitive Bidding $99.67 1.25% $ 750,000,000.00
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SunGard Data Systems Inc. High Yield Bond Deutsche Bank SEE NEXT TAB Negotiated Purchase $100.00 0.23% $1,600,000,000.00
(due 08/15/13)--------------------------------------------------------------------------------------------------------------------
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Nell AF SARL High Yield Xxxx Xxxxxxx Xxxxx SEE NEXT TAB Negotiated Purchase $100.00 2.75% $ 615,000,000.00
(Senior Notes mat=8/15/15)--------------------------------------------------------------------------------------------------------
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Dresser-Rand Group Inc High Yield Xxxx Xxxxxx Xxxxxxx SEE NEXT TAB Competitive Bidding $100.00 2.50% $ 420,000,000.00
(mat=11/1/2014)-------------------------------------------------------------------------------------------------------------------
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MGM Mirage (mat=09/01/2012) High Yield Bond Bank of America SEE NEXT TAB Competitive Bidding $100.00 0.65% $ 550,000,000.00
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Name of Issuer Amount to be FUND Purchase Trade Total Assets Sum Of Actual FIRMPurchase CUSIP
Purchased by as % of Total Date of Fund* Amount Received as of Total
Fund Offering (All Citi) Offering (<25%)
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Community Health Systems, Inc $ 250,000.00 0.08% 12/09/04 $ 117,668,336.00 $ 9,382,000.00 3.13% 000000XX0
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Las Vegas Sands Corp (due 2015)$ 425,000.00 0.17% 02/03/05 $ 117,936,071.00 $ 40,000,000.00 16.00% 000000XX0
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Host Marriott $ 25,000.00 0.00% 03/03/05 $ 124,998,338.00 $ 17,665,000.00 2.72% 00000XXX0
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Levi (Floating Rate Note) $ 125,000.00 0.03% 03/07/05 $ 125,506,586.00 $ 14,000,000.00 3.68% 00000XXX0
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HCA Inc 6 3/8 (due 01/15/15) $ 225,000.00 0.03% 11/16/04 $ 113,788,112.00 $ 20,000,000.00 2.67% 000000XX0
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SunGard Data Systems Inc. $ 175,000.00 0.01% 07/27/05 $ 132,994,896.00 $ 16,450,000.00 1.03% 000000XX0
(due 08/15/13)--------------------------------------------------------------------------------------------------------------------
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Nell AF SARL $ 300,000.00 0.05% 08/04/05 $ 132,314,439.00 $ 15,420,000.00 2.51% 00000XXX0
(Senior Notes mat=8/15/15) -------------------------------------------------------------------------------------------------------
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Dresser-Rand Group Inc $ 125,000.00 0.03% 10/14/04 $ 110,596,739.00 $ 8,610,000.00 2.05% 000000XX0
(mat=11/1/2014)-------------------------------------------------------------------------------------------------------------------
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MGM Mirage (mat=09/01/2012) $ 675,000.00 0.12% 08/11/04 $ 108,702,231.00 $ 54,750,000.00 9.95% 000000XX0
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*Note: As of the transaction date. Includes accrued interest.
**PLEASE NOTE THAT ALL ISSUERS PASSED THE 3 YEAR TEST**
SCHEDULE 1
10F-3 REPORT
Great West - Maxim Salomon High Yield Bond Portfolio -
Syndicate Reporting Supplement
August 1st, 2004 through October 31st, 2005
Issuer Trade Date Joint / Lead Manager(s) Co-Manager(s) Selling Group
------ ----------- ---------------------- ------------- -------------
Community Health Systems, Inc 12/09/04 XX Xxxxxx Securities Banc of America Securities LLC N/A
Citigroup
Xxxxxxx Sachs & Co
Keybanc Capital Markets
Xxxxxxx Xxxxx & Co
Natcity Investments
Xxxxxxx Xxxxx & Associates Inc
SunTrust Xxxxxxxx Xxxxxxxx
Wachovia Securities Inc
Las Vegas Sands Corp (due 2015) 02/03/05 Xxxxxxx Xxxxx & Co Citigroup N/A
XX Xxxxxx Securities
Xxxxxx Brothers
Merrill Xxxxx & Co
Scotia Capital Inc
UBS Financial Services Inc.
Host Marriott 03/03/05 Citigroup Banc of America Securities LLC N/A
Deutsche Bank Securities Inc Bank of New York Securities
Xxxxxxx Sachs & Co Bear Xxxxxxx & Co Inc
Calyon New York
RBS Securities Corp
Scotia Capital Inc
Societe Generale
Wachovia Securities Inc
Levi (Floating Rate Note) 03/07/05 Banc of America Securities LLC Bear Xxxxxxx & Co Inc N/A
Citigroup Credit Suisse First Boston Corp
Xxxxxxx Sachs & Co
XX Xxxxxx
Scotia Capital Inc
HCA Inc 6 3/8 (due 01/15/15) 11/16/04 XX Xxxxxx Securities Banc of America Securities LLC N/A
Xxxxxxx Xxxxx & Co BNY Capital Markets
Calyon Securities USA Inc
Citigroup
Deutsche Bank Securities Inc
Keybanc Capital Markets
Mizuho International PLC
Scotia Capital Inc
Suntrust Capital Markets
Wachovia Capital Markets
SunGard Data Systems Inc. 07/27/05 Citigroup RBC Capital Markets N/A
(due 08/15/13) Deutsche Bank Securities Inc BNY Capital Markets, Inc.
Xxxxxxx Sachs & Co
XX Xxxxxx Securities
Xxxxxx Xxxxxxx
Banc of America Securities LLC
Nell AF SARL 08/04/05 Credit Suisse First Boston(Eur) ABNeAmro N/A
(Senior Notes mat=8/15/15) Xxxxxxx Xxxxx International Ltd Citigroup Global Markets Ltd
Deutsche Bank AG London
Dresser-Rand Group Inc 10/14/04 Xxxxxx Xxxxxxx Bear Xxxxxxx & Co Inc N/A
(mat=11/ 1/2014) Citigroup Natexis Banque
UBS
MGM Mirage (mat=09/01/2012) 08/11/04 Banc of America Securities LLC Barclays Capital N/A
Citigroup BNP Paribas
CIBC World Markets
Commerzbank AG
Deutsche Bank Securities Inc
XX Xxxxxx
Keybanc Capital Markets
Xxxxx Xxxxxxx & Co
Scotia Capital Inc
Wachovia Securities Inc
Xxxxx Fargo Brokerage Services LLC
