EXHIBIT 10.4
[Confidential portions of this Exhibit have been omitted and filed separately
with the Commission. Omitted terms are indicated by ***.]
ADDENDUM TO DATA PROCESSING SERVICES AGREEMENT
THIS ADDENDUM,, to the Data Processing Services Agreement (the
"Agreement") dated May 8, 1992 is made as of this 30th day of May 1995, by and
between the undersigned parties, does hereby alter, amend, and modify the
Agreement and supersedes and takes precedence over any conflicting provisions
contained in the Agreement.
FOR GOOD AND VALUABLE CONSIDERATION, the receipt and sufficiency of
which are hereby acknowledged, the undersigned parties agree as follows
Section 2 (d) of the Agreement is deleted in its entirety and is hereby
replaced with the following:
"d. Terms of Payment. Customer shall pay the Minimum Monthly Fee on the
first day of the month in which the Services are to be performed. Any other
amounts due hereunder shall be paid within thirty (30) days of invoice, unless
otherwise provided herein. To effect the payment, Customer hereby authorizes M&I
to initiate debit entries from and, if necessary, initiate credit entries and
adjustments to Customer's account at the depository designated in the ACH
Authorization Agreement. Debit entries for the Minimum Monthly Fee will be made
on the first day of each month for which Services will be rendered under the
Agreement. In the event that a payment day is a nonbusiness day, entries will be
made on the first preceding business day. Customer shall authorize, on the
attached ACH Authorization Agreement, debits from and credits to its account for
payment for Services received under the Agreement. The Customer shall also pay
any collection fees and reasonable attorneys' fees incurred by M&I in collecting
payment of the charges and any other amounts for which Customer is liable under
the terms and conditions of this Agreement."
All terms and conditions set forth in the underlying Agreement shall
remain in full force and effect under this Amendment.
IN WITNESS WHEREOF, the undersigned parties have duly executed this
Addendum in a manner appropriate to each.
M&I DATA SERVICES, A DIVISION OF THE
XXXXXXXX & XXXXXX CORPORATION
("M&I")
0000 Xxxx Xxxxx Xxxx Xxxx
Xxxxx Xxxx, XX 00000-0000
By: /s/ Xxxxxxx X. Xxx
-----------------------------------------
Name: Xxxxxxx X. Xxx
Title: President, Outsourcing Business Group
XXXXXXX MERCHANTS BANCSHARES,
INC. ("Customer")
000 Xxxx Xxxxxx
Xxxxxx, XX 00000
By: /s/ X.X. Xxxxxxxx, Xx.
-----------------------------------------
Name: X.X. Xxxxxxxx, Xx.
Title: SVP Operations
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AUTHORIZATION AGREEMENT
The undersigned ("Customer") hereby authorizes M&I Data Services, a
division of the Xxxxxxxx & Xxxxxx Corporation ("M&I") to initiate debit entries
and to initiate, if necessary, credit entries and adjustments for any excess
debit entries or debit entries made in error, to Customer's account indicated
below and the depository named below, to debit and/or credit the same such
account.
This authority is to remain in full force and effect for the period
coinciding with the term (and any renewals thereof) of the Data Processing
Services Agreement made the 8th day of May 1992 and any addenda thereto (the
"Agreement"), pursuant to the terms and conditions specified in the Agreement.
DEPOSITORY NAME: _______________________________________________________
ADDRESS: _______________________________________________________
CITY/STATE/ZIP: _______________________________________________________
TELEPHONE NUMBER: _______________________________________________________
ROUTING TRANSIT NUMBER: _______________________________________________________
ACCOUNT NUMBER: _______________________________________________________
M&I DATA SERVICES, A DIVISION OF THE
XXXXXXXX & ILSLEY CORPORATION
("M&I")
0000 Xxxx Xxxxx Xxxx Xxxx
Xxxxx Xxxx, XX 00000-0000
By: /s/ Xxxxxxx X. Xxx
-----------------------------------------
Name: Xxxxxxx X. Xxx
Title: President, Outsourcing Business Group
XXXXXXX MERCHANTS BANCSHARES,
INC. ("Customer")
000 Xxxx Xxxxxx
- 0 -
Xxxxxx, XX 00000
By: /s/ X.X. Xxxxxxxx, Xx.
-----------------------------------------
Name: X.X. Xxxxxxxx, Xx.
Title: SVP Operations
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ADDENDUM TO DATA PROCESSING SERVICES AGREEMENT
THIS ADDENDUM, to the Data Processing Services Agreement (the
"Agreement") dated May 8, 1992, is made as of this 30th day of June 1992 by and
between the undersigned parties, does hereby alter, amend, and modify the
Agreement and supersedes and takes precedence over any conflicting provisions
contained in the Agreement.
FOR GOOD AND VALUABLE CONSIDERATION,, the receipt and sufficiency of
which are hereby acknowledged, the undersigned parties agree as follows:
The reference to "July 1, 1992" in Section 27(k) of the Agreement is
deleted and replaced with "October 1, 1992."
IN WITNESS WHEREOF, the undersigned parties have duly executed this
Addendum in a manner appropriate to each.
M&I DATA SERVICES, INC. ("M&I")
By: /s/ Xxxxxxx X. Xxxxx
-----------------------------------------
Xxxxxxx X. Xxxxx, Vice Pres.
XXXXXXX MERCHANTS BANCSHARES, INC.
("Customer")
By: /s/ Xxxxx X. Xxxxx
-----------------------------------------
Xxxxx X. Xxxxx, President & CEO
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DATA PROCESSING SERVICES AGREEMENT
THIS DATA PROCESSING SERVICES AGREEMENT is made as of this 8th day of
May 1992 (the "Agreement") by and between M&I Data Services, Inc., a Wisconsin
corporation ("M&I") and Xxxxxxx Merchants Bancshares, Inc., a Maine corporation,
together with its subsidiaries and affiliates (collectively referred to as the
"Customer").
RECITALS
WHEREAS, M&I provides data processing services to customers located
across the country; and
WHEREAS, M&I desires to provide data processing services to Customer,
and Customer desires to have M&I provide it with such services.
NOW, THEREFORE, in consideration of the recitals and for the good and
valuable consideration the receipt and sufficiency of which are hereby
acknowledged, the parties hereto agree as follows:
1. Services. M&I shall provide Customer with the data processing
services requested by Customer utilizing the version of the banking system
software made available from time to time by M&I through the M&I Service Bureau
(the "Services"). A further description of the Services is attached as Exhibit
A, as modified by the User Manuals, copies of which will be provided, or made
available, to Customer. Future affiliates and subsidiaries will be added as
requested by Customer and agreed to by M&I from time to time. Customer agrees to
principally use M&I for Customer's data processing. The Services which will be
provided under this Agreement include, but are not limited to, Deposit
Accounting, Loan Accounting, Financial Control, CIF, PCTeller, ATM, EFT (the
"Core Services"), and others agreed upon. Unless otherwise agreed in writing
between M&I and Customer, and subject to the other provisions of the Agreement,
M&I shall make the On-line Services available to Customer, subject to normal
downtime and maintenance, at times indicated on the M&I On- line Availability
Schedule, as modified from time to time.
2. Fees and Taxes. Customer agrees to pay for the Services received
hereunder as follows:
a. Amount of Fees. Commencing on the Conversion Date (as defined in
Section 3) and on the first day of each month thereafter through the end of the
term of this Agreement, Customer shall pay M&I a minimum monthly fee not less
than $*** per month, (the "Minimum Monthly Fee"). The Minimum Monthly Fee will
be adjusted: (a) as of the date M&I makes effective a price increase; and (b) on
the first day of any month after: (i) the
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* [Confidential portions of this Exhibit have been omitted and filed separately
with the Commission. Omitted terms are indicated by ***.]
Additional Use Fee (as defined below) is greater than *** percent (***%) of the
Minimum Monthly Fee; or (ii) Customer expands the Services used hereunder to
include an additional application. The Minimum Monthly Fee may not be decreased.
Adjustments to the Minimum Monthly Fee shall be based on the Services,
transactions, and volumes used by the Customer during the Adjustment Period (as
defined below), or the period from commencement of services to the date of the
adjustment during the initial three (3) months of the Agreement. The Minimum
Monthly Fee shall not be more than *** percent (***%) of the average monthly
charges during the Adjustment Period. Customer shall also pay M&I an additional
use fee each month where M&I charges for the Services actually used by Customer
during the applicable month are greater than the Minimum Monthly Fee. M&I shall
compute the Customer's actual usage charges based on M&I's then-current standard
published prices, and any amounts due M&I in excess of the Minimum Monthly Fee
shall be paid by Customer (the "Additional Use Fee"). Customer also agrees to
pay all communication costs, telecommunication charges, printline charges and
other output costs, start-up fees, pass-through charges, out-of-pocket expenses,
conversion expenses and fees, workshop fees, training fees, late fees or charges
billed as miscellaneous on Customer's invoice (the "Miscellaneous Fees"). The
M&I standard published prices as of the date of this Agreement are set forth on
the fee schedule attached as Exhibit B.
b. Discount. M&I shall provide Customer with a *** percent (***%)
discount on Services excluding communication costs, telecommunication charges,
printline charges and other output costs, start-up fees, pass-through charges,
out-of-pocket expenses, conversion expenses and fees, workshop fees, training
fees, late fees, or charges billed as Miscellaneous on the Customer's invoice.
The discount shall be in effect for the term of the Agreement.
c. Additional Charges. In addition to the charges described above or
set forth in Exhibit B. Customer agrees to pay for any manufacturers, sales,
use, excise, personal property, or any other tax or charge, or duty or
assessment levied or assessed by any governmental authority upon or as a result
of the execution or performance of any service pursuant to this Agreement or
materials furnished with respect to the Agreement, except those taxes based on
M&I's net income.
d. Terms of Payment. Customer shall pay the Minimum Monthly Fee on
the first day of the month in which the Services are to be performed, and shall
pay the Additional Use Fee and any Miscellaneous Fees within ten (10) days of
the date such amounts are Invoiced to Customer. Any other amounts due hereunder
shall be paid within thirty (30) days of invoice, unless otherwise provided
herein. The Customer shall also pay any collection fees and reasonable
attorney's fees incurred by M&I in collecting payment of the charges and any
other amounts for which Customer is liable under the terms and conditions of
this Agreement.
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* [Confidential portions of this Exhibit have been omitted and filed separately
with the Commission.]
e. Modification of Terms and Pricing. If Customer is in default and
M&I elects to continue to perform the Services, or if the Customer's tangible
capital or reserve requirements computed in accordance with applicable federal
regulations for itself or any of its affiliates receiving Services hereunder are
less than the required regulatory minimums, Customer agrees to pay M&I all
unamortized conversion expenses in advance of M&I performing any additional
Services. In addition, Customer agrees that all charges for Services shall be
computed using M&I's then-current standard published prices, without application
of any credits, other than remote site credits (printline and transaction), paid
in advance as determined by M&I. At M&I's option, such Services shall be
provided on a month-to-month basis.
3. Term.
a. Initial Term. This Agreement shall be effective upon execution by
both parties, and both parties will promptly undertake the conversion activities
necessary to process Customer's data. M&I currently anticipates, subject to
Customer's timely and satisfactory completion of its responsibilities described
in the M&I Conversion Manual and in the Conversion Schedule to be established by
M&I, and agreed to by Customer, that all conversion activities will be completed
on _______________________ (the "Conversion Date"). The term of this
Agreement shall continue for a period of eighty-four (84) months from the
Conversion Date.
b. Renewal Obligations. During any renewal term, or for any Services
provided after the end of the initial term, whether or not the Agreement is
renewed, Customer agrees that the terms of this Agreement shall continue to
apply, except that all charges for Services shall be computed using M&I's
then-current standard published prices, without application of any credits other
than remote site credits (printline and transaction), paid in advance as
determined by M&I. At M&I's option, such Services shall be provided by M&I on a
month-to-month basis.
4. Affiliates. All processing for Customer and Customer's subsidiaries
and affiliates which M&I does shall be included as part of the Services provided
under this Agreement and shall be done in accordance with the terms and
conditions of this Agreement. Customer agrees that it is responsible for
assuring compliance with the Agreement by its affiliates and subsidiaries.
Customer agrees to be responsible for the submission of its affiliates, data to
M&I for processing and for the transmission to Customer's affiliates of such
data processed by and received from M&I. Customer agrees to pay any and all fees
owed under this Agreement for Services hereunder.
5. Confidentiality. Both parties will, to the extent and in accordance
with their policies used to protect their own information of similar Importance,
use their best efforts to refrain from and prevent the use of or disclosure of
any confidential information of the other party, disclosed or obtained by such
party while performing its obligations under this
- 8 -
Agreement, except when such use or disclosure is for the purpose of providing
the Services. Neither party will have an obligation of confidentiality with
regard to any information insofar as the same: (1) was known to such party prior
to disclosure; (2) is or becomes publicly available other than as a result of a
breach of this Agreement; or (3) is disclosed to such party by a third party not
subject to an obligation of confidentiality. Nor shall the obligation of
confidentiality occur where disclosure is made pursuant to: (1) any law of the
United States or any state thereof; (2) the order of any court or governmental
agency; or (3) the rules and regulations of any governmental agency.
6. Programming. M&I reserves the right to determine the programming
(whether hardware or software) utilized with the equipment used in fulfilling
its duties under this Agreement. All programs (including ideas and know-how and
concepts) developed by M&I are and remain its sole property.
7. Equipment. Customer shall obtain and maintain at its own expense
such data processing and communications equipment as may be necessary or
appropriate to facilitate the proper use and receipt of the Services. Customer
shall pay all installation, monthly, and other charges relating to the
installation and use of communications lines in connection with the Services.
M&I shall not be responsible for the reliability monitoring or continued
availability of the communications lines used by Customer in accessing the
Services.
8. Supplies. Customer shall pay for all supplies used in connection
with the Services. All forms, supplies, or materials used in processing
Customer's items and input data shall meet M&I's specifications.
9. Systems Modification; Amendment of Services. M&I may modify, amend,
enhance, update, or provide the appropriate replacement for any of the Services,
the software used to provide the Services, or any element of its systems at any
time to: (1) improve the Services or (2) facilitate the continued economic
provisions of the Service, M&I may, at any time, withdraw any of the Services
upon providing one hundred eighty (180) days' prior written notice to Customer,
M&I may also terminate any of the Services immediately upon any regulatory,
legislative, or judicial determination that providing such Services is
inconsistent with applicable law or regulation or upon imposition by any such
authority of restrictions or conditions which would detract from the economic or
other benefits to M&I or Customer to any element of the Services.
10. Disaster Recovery. M&I maintains, and shall continue to maintain
throughout the term of this Agreement, off-site disaster recovery capabilities
which permit M&I to recover from a disaster and continue providing Services to
Customers within a commercially reasonable period. An executive summary of the
current disaster recovery plan, which may change from time to time, is available
upon request from M&I at no charge. M&I shall test the operation and
effectiveness of its disaster recovery plan at least annually. M&I maintains,
- 9 -
and shall continue to maintain throughout the term of this Agreement, a backup
power supply system to guard against electrical outages.
11. Events of Default. It shall be an Event of Default on the part of
the Customer if: (1) Customer is insolvent, or a receiver or conservator shall
be appointed with respect to the Customer; or (2) Customer shall fail to pay any
sum due M&I within the prescribed time; or (3) if the Customer shall fail to
perform any of its other covenants or obligations under this Agreement. It shall
be an Event of Default on the part of M&I If M&I shall fail to perform any of
its obligations under this Agreement where the failure of M&I to perform has a
material adverse Impact on Customer and is material to the provision of the
Services, except for those obligations under Section 20 of this Agreement as to
which the Agreement provides specific remedies for M&I's failure to perform. The
defaulting party shall have ten (10) days from the date of receipt of notice
from the nondefaulting party of nonpayment or nonperformance to cure such an
Event of Default, before the nondefaulting party may exercise any remedies it
may have as a result of the Event of Default.
12. Remedies Upon Default; Limitation of Liabilities. If an Event of
Default occurs on the part of the Customer, and is not cured within the ten (10)
day period prescribed in Section 11, M&I may: (1) terminate this Agreement; (2)
terminate access to its central processing unit by the Customer; and (3) declare
all amounts payable under this Agreement to be immediately due payable and file
suit for or otherwise obtain payment from the Customer of any fees or other sums
due it pursuant to this Agreement, plus any actual damages to its equipment or
systems caused by the Customer's actions, failures to act, equipment, systems or
communication facilities, plus any profits lost because of the Customer's
default. If an Event of Default occurs on the part of M&I, and is not cured
within the ten (10) day period prescribed in Section 11, the Customer may only:
(1) terminate this Agreement and (2) file suit or otherwise obtain payment of an
aggregate amount of up to the greater of (a) *** dollars ($***) or (b) the
amount of fees paid by the Customer to M&I hereunder during the three (3) months
immediately preceding the Event of Default. Either party may also seek specific
performance, including injunctive relief, for a breach of Section 5 of this
Agreement. M&I and the Customer agree that these damage provisions are
reasonable in light of all present predictable circumstances (including
expectable actual damages in that the fees to be charged by M&I hereunder do not
include amounts sufficient to insure against greater claims). M&I and Customer
expressly waive all claims for additional, incidental, consequential,
compensatory, or punitive damages and agree that the remedies set forth in this
Agreement shall be the sole and exclusive remedies of the parties. No lawsuit or
other action may be brought by either party hereto or on any claim or
controversy based upon or arising in any way out of this Agreement after one (1)
year from the date of the occurrence allegedly giving rise to the action, except
for nonpayment of sums due to M&I by Customer. M&I agrees that except in the
case of an Event of Default relating to a breach by the Customer of its
confidentiality obligations under Section 5 of this Agreement, M&I will not
exercise its remedy to terminate Customer's access to the M&I central processing
unit so long as: (a) Customer is current in the payment of all amounts due M&I
as reflected on M&I's last invoice
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* [Confidential portions of this Exhibit have been omitted and filed separately
with the Commission. Omitted terms are indicated by ***.]
to Customer; and (b) only exercise such remedy after providing Customer with
sixty (60) days' prior written notice.
13. Termination.
a. End of Initial Term. This Agreement shall automatically be
extended at the end of the initial eighty-four (84) month term for an additional
eighteen (18) month renewal term, unless the Customer gives M&I at least one
hundred eighty (180) days' prior written notice of its intent to terminate,
which notice may be given during the initial term on the Agreement.
b. Renewal Term. During the renewal term, this Agreement shall be
automatically extended for an additional one (1) month on each monthly
anniversary date so that the term shall always be not less than one (1) month
less than eighteen (18) months, unless either party gives written notice to the
other party of notice to terminate, in which event the automatic monthly
renewals will end and the Agreement will terminate at the end of the unexpired
portion of the term in existence on the date notice to terminate is given.
c. Termination Upon Default. This Agreement may also terminate upon
an Event of Default and failure to cure beyond applicable cure periods at the
option of the nondefaulting party as set forth in Section 12 hereof.
d. Termination by Customer. Customer may terminate this Agreement at
any time, and without cause, by giving M&I at least one hundred eighty (180)
days' prior written notice and paying M&I the then-applicable buyout amount set
forth in Section 21.
14. Regulatory Assurances. M&I and Customer acknowledge and agree that
the performance of these Services will be subject to regulation and examination
by Customer's regulatory agencies to the same extent as if such Services were
being performed by Customer, Upon request, M&I agrees to provide any appropriate
assurances to such agency and agrees to subject itself to any required
examination or regulation. Customer agrees to reimburse M&I for reasonable costs
actually incurred due to any such examination or regulation that is performed
solely for the purpose of examining data processing services used by Customer.
a. Notice Requirements. The Customer shall be responsible for
complying with all regulatory notice provisions to any applicable governmental
agency, which shall include providing timely and adequate notice to the Chief
Examiner of the Federal Home Loan Bank Board, the Office of Thrift Supervision,
the Office of the Comptroller of the Currency, the Federal Deposit Insurance
Corporation, the Federal Reserve Board, or their successors, as applicable
(collectively, the "Federal Agency"), as of the effective date of Services under
this Agreement, identifying those records to which this Agreement shall apply
and the location at which such Services are to be performed.
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b. Examination of Records. The parties agree that the records
maintained and produced under this Agreement shall, at all times, be available
for examination and audit by governmental agencies having jurisdiction over the
Customer's business including (without limitation) the Federal Agency. The
Director of Examinations of the Federal Agency or his designated representative
shall have the right to ask for and to receive directly from M&I any reports,
summaries, or information contained in or derived from data in the possession of
M&I related to the Customer. M&I shall notify Customer as soon as possible of
any formal request by an authorized governmental agency to examine Customer's
records maintained by M&I, if M&I is permitted to make such a disclosure to
Customer under applicable law or regulations. Customer agrees that M&I is
authorized to provide all such described records when formally required to do so
by this authorized governmental agency.
c. Fidelity Bonds. At Customer's request, M&I shall obtain, at
Customer's expense, fidelity bond coverage for M&I and its employees as such
coverage is required by any governmental or regulatory agency.
d. Notice of Changes. Customer shall give to the Director of
Examinations of the Federal Agency at least thirty (30) days' notice of the
termination of this Agreement or of any material changes in the Services to be
provided hereunder.
e. Insurance. Throughout the term of this Agreement, M&I shall
maintain insurance coverage (or shall be self-insured) for losses from fire,
disaster, and other causes contributing to interruption of the Services. The
proceeds of such insurance shall be payable to M&I. Nothing in this Agreement
shall be construed as to permit Customer to receive any of such proceeds, or to
be named as an additional loss payee under any insurance policy.
f. Financial Information. Customer agrees to provide M&I with a copy
of the Call Report filed with the Federal Agency simultaneously with its filing
with the Federal Agency, and to provide such additional financial information as
to its creditors or others as M&I may reasonably request.
15. Transportation and/or Transmission of Data. The responsibility
and expense for transportation and/or transmission of and risk of loss of data
and media to and from M&I's datacenters shall be borne by Customer. M&I will
notify Customer of the time by which Customer's data and media must be delivered
to M&I for processing for M&I to provide Customer's processed data within the
time period indicated by M&I.
16. Responsibility.
a. General. M&I agrees to perform the Services in a commercially
reasonable manner which is similar to the services provided to other M&I
customers, and no other or higher degree of care. Except as otherwise described
herein, M&I assumes no other
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obligation as to performance or quality of the Services provided, all other
risks of error being expressly assumed by Customer. M&I shall not be responsible
for loss or damage due to delays in processing or in the delivery of processed
data as a result of any of the causes excused by Section 19 hereof. M&I WILL IN
NO EVENT BE LIABLE FOR ANY INDIRECT, INCIDENTAL, OR CONSEQUENTIAL DAMAGES
INCURRED BY CUSTOMER INCLUDING BUT NOT LIMITED TO, LOST PROFITS OR BUSINESS
OPERATION LOSS, REGARDLESS OF WHETHER M&I WAS ADVISED OF THE POSSIBLE OCCURRENCE
OF SUCH DAMAGES,
b. Reliance on Data Supplied. M&I will process items and data and
perform those Services described in this Agreement on the basis of Information
furnished by Customer. M&I shall be entitled to rely upon any such data,
information, or instructions as provided by Customer. If any error results from
incorrect input supplied by Customer, Customer shall be responsible for
discovering and reporting such error and supplying the data necessary to correct
such error to M&I for processing at the earliest possible time. Customer will
indemnify and hold M&I harmless from any cost, claim, damage, or liability
(including attorney's fees) whatsoever arising out of such data, information or
instructions, or any inaccuracy or inadequacy therein. Customer assumes all risk
of loss, delay, and miscommunication in the transportation or transmission by
electronic means of data and information from any terminal or remote unit unless
the same is caused by or attributable to any act or omission on M&I's part,
which act or omission does not meet the standard of care in Section 16(a), or
was caused by or attributable to any gross negligence or willful failure on
M&I's part to comply with its obligations under this Agreement,
c. Data Backup. Customer shall maintain adequate records including
microfilm images of items being transported to M&I, or at least ten (10)
business days' backup on magnetic tape or other electronic media where
transactions are being transmitted to M&I, from which reconstruction of lost or
damaged items or data can be made. Customer assumes all responsibility and
liability for any loss or damage resulting from failure to maintain such
records.
d. Audit. M&I shall cause a third-party review of its data
processing systems and Services to be conducted annually by its independent
auditors. M&I shall provide Customer upon request, at its then-current charge,
one copy of the report resulting from such review.
e. Regulatory Compliance. Customer is responsible for determining
that the Services performed in its behalf, any forms which are used with its
customers, and all records it retains comply with all applicable laws. Should
Customer need information from the Services M&I provides in order to comply with
applicable Federal or State laws and regulations, Customer's sole remedy, and
M&I's sole obligation shall be for M&I to provide the ability to process the
information requested from the Customer as promptly as is commercially
practicable.
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f. Balancing and Controls. On a daily basis, Customer shall review
all input and output, controls reports, and documentation, to ensure the
integrity of data processed by M&I. In addition, Customer shall, on a daily
basis, check exception reports to verify that all file maintenance entries and
nondollar transactions were correctly entered. Customer is responsible for
initiating timely remedial action to correct any improperly processed data which
these reviews would disclose.
g. Service Deficiencies. If Customer is aware that a defect exists
in a Service, Customer shall be responsible for making whatever appropriate
adjustments may thereafter be necessary until M&I corrects the defect and, if
requested by Customer,' M&I will, at M&I's expense, assist Customer in making
such corrections through the most cost-effective means, whether manual, by
system reruns, or program modifications. M&I will, where reasonable, make every
effort to correct any known material defect as soon as commercially reasonable
at M&I's expense,
17. Ownership of Data. Customer is the owner of all of its data
supplied by Customer to M&I for processing hereunder. Customer acknowledges that
it has no rights in any of the software, systems documentation, guidelines,
procedures, and similar related materials or any modifications thereof except
with respect to M&I's use of the same during the term of this Agreement to
process data. Upon termination of this Agreement, M&I shall provide Customer
with all copies of Customer's data in a format that is being used by M&I at that
time for processing such data. Prior to the release of the Customer's data: (1)
all amounts owed under this Agreement by Customer to M&I shall be current and
paid in full, and (2) Customer shall pay M&I its "Estimated Deconversion
Expenses" as described below. Customer agrees to pay M&I for M&I's work in
providing such data at M&I's rates then in effect for computer and personnel
time, supplies, and other items as required, and Customer further agrees to pay
M&I for any and all charges associated with the deconversion of Customer's data
based on M&I's then-current charges for such Services. M&I shall make a good
faith estimate of all of such costs, expenses, and charges which shall be paid
by Customer in advance (the "Estimated Deconversion Expenses"), The difference,
if any, between the actual expenses and the prepaid Estimated Deconversion
Expenses shall be promptly paid after determination.
18. Warranties. M&I represents and warrants that:
a. Capability of Computer Systems and Software. M&I's computer
systems (hardware and software) are capable of performing the Services in
accordance with the provisions of this Agreement. The software used to provide
the Services will operate substantially in accordance with the specifications
and documentation for the software as modified from time to time to incorporate
enhancements or modifications of the software to provide the Services.
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b. Quality of Service. The reports and Services made available to
Customer shall be in substantial conformity with the User Manuals, as amended
from time to time, copies of which have been, or will be, provided to Customer.
c. Property Rights. M&I has the right to provide the Services
hereunder, using all computer software required for that purpose.
d. Organization and Approvals. M&I is a validly organized corporate
entity with valid authority to enter into this Agreement. This Agreement has
been duly authorized by all necessary corporate action,
e. Disclaimer of Warranties. EXCEPT AS DESCRIBED IN THIS SECTION OF
THIS AGREEMENT M&I DISCLAIMS ALL OTHER WARRANTIES WHETHER WRITTEN, ORAL,
EXPRESSED OR IMPLIED INCLUDING WITHOUT LIMITING THE GENERALITY OF THE FOREGOING,
ANY WARRANTY OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
19. Force Majeure. M&I shall not be liable to Customer if M&I's
fulfillment or performance of any terms or provisions of this Agreement is
delayed or prevented by revolution or other civil disorders, wars, acts of
enemies, strikes, electrical equipment or availability failure, labor disputes,
fires, floods, acts of God, federal, state, or municipal action, statute,
ordinance or regulation, or, without limiting the foregoing, any other causes
not within its reasonable control, and which by the exercise of reasonable
diligence it is unable to prevent, whether of the class of causes hereinbefore
enumerated or not.
20. Data Services Reliability and Responsiveness. Subject to the
nonoccurrence for a force majeure and the performance of Customer's obligations
described in this Agreement, M&I agrees that the services will be provided in
accordance with the following standard. M&I will initiate batch processing
transmission to Customer or make the processed items and reports available for
delivery within six (6) hours after receiving all input data from Customer, and
with such performance being achieved a minimum of ninety percent (90%) of the
time measured over a calendar month. M&I will ensure that its on-line network is
available for the processing of Customer's on-line transactions at a minimum of
ninety-five percent (95%) of the time measured over a calendar month at the
point of departure from M&I's communications controller. Upon receipt of data
transmitted by Customer at M&I's communications controller, M&I will process the
transaction within 2.5 seconds for teller transactions and within 4.0 seconds
for CRT transactions at a minimum ninety-seven percent (97%) of the time
measured over a calendar month. Customer will notify M&I in writing if this
level of performance is not achieved, and M&I shall have ninety (90) days to
meet this performance standard. If after ninety (90) days the performance
standard still has not been met, the Customer's sole remedy shall be to either
(i) terminate the agreement without penalty upon giving M&I written notice
within thirty (30) days after the expiration of the ninety (90) day cure period,
or (ii) accept such deficient levels which M&I does achieve. M&I assumes no
other liability, express or implied, with respect to its obligations set forth
in this paragraph.
- 15 -
21. Contract Buyout.
a. Customer may terminate this Agreement at any time by giving M&I
at least one hundred eighty (180) days' prior written notice and paying M&I ***
percent (***%) of the total estimated remaining unpaid monthly processing fees.
For the purpose of this computation, total estimated remaining unpaid monthly
processing fees shall be equal to the mean average of the total monthly fees
paid in the three (3) months preceding the termination notice, multiplied by the
number of months remaining in the Agreement.
b. The contract buyout amount set forth above shall be paid prior to
the deconversion of any affected accounts. The contract buyout amount shall be
paid by Customer regardless of the form by which the termination occurs,
including but not limited to, sale of assets or stocks assumption of
liabilities, merger, consolidation, absorption, liquidation, or termination as a
result of an Event of Default on the part of Customer (as described in Section
11 of this Agreement).
22. IRS Filing. Customer has complied with all laws, regulations,
procedures, and requirements in attempting to secure correct Tax Identification
Numbers (TINs) for Customer's payees and agrees to attest to this compliance by
affidavit provided annually. Customer authorizes M&I to act as Customer's agent
and sign on Customer's behalf the Affidavit required by the Internal Revenue
Service on Form 4804, or any successor form.
Customer acknowledges that M&I's execution of the Form 4804 Affidavit
on Customer's behalf does not relieve Customer of responsibility to provide
accurate TINs or liability for any penalties which may be assessed for failure
to comply with TIN requirements. Customer agrees to hold M&I harmless from any
liabilities, claims, expenses, penalties, or damages (including attorneys' fees)
which may be assessed or incurred as a result of the failure to comply with TIN
requirements.
23 Expense Reimbursements. Customer agrees to reimburse M&I for all
out-of-pocket expenses (travel, lodging, meals, long distance telephone calls,
and printing and copying charges) reasonably incurred in connection with the
conversion of Customer's accounts to the M&I system. The reimbursement of such
expenses is in addition to conversion charges which may arise after the
conversion, or with respect to accounts which are not currently customer
accounts which are to be converted to the M&I system. M&I shall estimate such
expenses in advance, and Customer shall pay such expenses in three (3) equal
payments as follows: first, upon execution of this Agreement; second, upon
delivery by M&I of conversion test reports; and final, on the conversion date.
M&I shall provide Customer with a summary invoice of actual expenses, and any
adjustments shall be paid upon delivery of the invoice.
24. Conversion Obligations. Both parties agree to make a good faith
effort to convert Customer's data in a timely fashion and to perform the
conversion in accordance with the
- 16 -
* [Confidential portions of this Exhibit have been omitted and filed separately
with the Commission. Omitted terms are indicated by ***.]
responsibilities set forth in the M&I Conversion Manual, the Conversion
Schedule, and this Agreement. Customer agrees to maintain an adequate staff of
persons who are knowledgeable with the systems currently used by Customer to
process data, Customer further agrees to provide such Services and perform such
obligations as are contemplated by the M&I Conversion Manual and the Conversion
Schedule, and as necessary for Customer to timely and adequately perform its
obligations herein and therein. Customer shall pay or reimburse M&I for all
out-of-pocket expenses and on a time-and materials basis for any of its
personnel, or any independent contractors who perform conversion or related
services (including items identified as Customer Responsibilities in the
Conversion Manual) for Customer. Customer further agrees to cooperate fully with
all reasonable requests of M&I necessary to effect the conversion in a timely
and efficient manner. Customer agrees to reimburse M&I for all conversion
charges whether for the initial conversion, or for the subsequent conversion of
additional accounts as they are incurred, or for the conversion of products not
identified in the Proposal.
25. Product Support. (This Section of the Agreement shall not apply to
this Agreement if so indicated on Exhibit A). Customer agrees to maintain a
staff of individuals who are trained and understand the system used to provide
the Services required for M&I to provide the ongoing Services. The individuals
will have primary responsibility for assisting and guiding the Customer's user
community in the proper use of the systems, and providing first line of support
to the users after conversion. The primary contact with M&I's technical,
operational, and product support staff will be through these individuals.
26. Use of the Services. (a) Customer assumes exclusive responsibility
for the consequences of any instructions Customer may give M&I, for Customer's
failure to properly access the Services in the manner prescribed by M&I, and for
Customer's failure to supply accurate input information; (b) Customer agrees
that it will use the Services in accordance with such reasonable policies as may
be established by M&I from time to time as set forth in any materials furnished
by M&I to Customer; (c) Customer agrees that, except as otherwise permitted by
M&I, Customer will use the Services only for its own internal business purposes
and will not sell or otherwise provide, directly or indirectly, any of the
Services or any portion thereof to any third party; and (d) Customer agrees and
represents that (i) this Agreement has been approved by its Board of Directors,
or that the officer executing this Agreement has been specifically authorized by
Customer's Board of Directors to execute this Agreement, (ii) the performance of
this Agreement by the Customer will not affect the safety or soundness of the
Customer or any of its affiliates, and (iii) this Agreement, and the obligations
evidenced hereby, will be properly reflected on the books and records of the
Customer, and the Customer will provide evidence of the same to M&I upon
request.
27. Miscellaneous
a. Governing Law. This Agreement shall be construed and governed by
the laws of the state of Wisconsin.
- 17 -
b. Amendment. This Agreement, including the Schedules hereto, may be
amended only by an instrument in writing executed by the parties or their
permitted assignees.
c. Assignment. This Agreement may not be assigned by either party
without the prior written consent of the other party, which such consent shall
not be unreasonably withheld, provided that M&I may freely assign this Agreement
to any company that is directly or indirectly (1) in control of M&I, (ii) under
the control of M&I, or (iii) under common control with M&I.
d. Section Headings. Section headings are for reference purposes
only and shall not affect the interpretation or meaning of this Agreement.
e. Notices. All communications or notices required or permitted by
this Agreement shall be in writing and shall be deemed to have been given at the
earlier of the date when actually delivered to an officer of a party or when
deposited in the United States mail, certified or registered mail, postage
prepaid, return receipt requested, and addressed as set forth on the signature
page, unless and until any of such parties notifies the others.
f. No Waiver of Performance. Failure by either party at any time to
require performance by the other party to claim a breach of any provision of
this Agreement will not be construed as a waiver of any right accruing under
this Agreement, nor affect any subsequent breach, nor affect the effectiveness
of this Agreement or any part hereof, nor prejudice either party as regards any
subsequent action.
g. Entire Agreement; Conflicting Provisions. This Agreement,
together with the Schedules hereto, constitutes the entire agreement between the
Customer and M&I with respect to the subject matter hereof. There are no
restrictions, promises, warranties, covenants, or undertakings other than those
expressly set forth herein and therein. This Agreement supersedes all prior
negotiations, agreements, and undertakings between the parties with respect to
such subject matter. In the event of any conflict between the terms of the main
body of this Agreement and any of the Schedules hereto, the terms of the main
body of this Agreement shall govern.
h. Execution in Counterparts. This Agreement may be executed
simultaneously in any number of counterparts, each of which shall be deemed an
original but all of which shall together constitute one and the same Agreement.
i. Enforceability. The invalidity or enforceability of any provision
hereof shall not affect or impair any other provisions.
j. Scope of Agreements. If the scope of any of the provisions of the
Agreement is too broad in any respect whatsoever to permit enforcement to its
full extent, then such provisions shall be enforced to the maximum extent
permitted by law and the parties hereto
- 18 -
consent and agree that such scope may be judicially modified accordingly and
that the whole of such provisions of this Agreement shall not thereby fail, but
that the scope of such provisions shall be curtailed only to the extent
necessary to conform to law.
k. Miscellaneous. Product support and programming conversion fees
will be waived in connection with the conversion of Customer onto M&I's data
processing systems. However, in the event Customer fails to obtain the
appropriate regulatory approvals necessary for the operation of a Financial
Institution on or before July 1, 1992, this Agreement shall be automatically
null and void ab initio and neither party shall have liability to each other
under this Agreement, except that Customer shall pay for any costs incurred by
M&I as a result of any conversion activities performed by M&I.
l. Computer-Based Training. During the first twelve (12) months of
the Agreement, M&I will provide Customer, at no additional charge, two (2)
copies of any Computer-Based Training (CBT) course relating to the applications
converted onto M&I's data processing systems.
IN WITNESS WHEREOF, the parties have caused this Agreement to be
executed in their names as of the date first above written.
M&I DATA SERVICES,
INC, (M&I) 000 Xxxxx
Xxxxx Xxxxxx
Xxxxxxxxx, XX 00000
By: /s/ Xxxxxx X. Xxxxxxxxxx
-----------------------------------------
Name: Xxxxxx X. Xxxxxxxxxx
Senior Vice President
M&I DATA SERVICES INC. ("M&I")
000 Xxxxx Xxxxx Xxxxxx
Xxxxxxxxx, XX 00000
By: /s/ Xxxxxxx X. Xxxxx
-----------------------------------------
Name: Xxxxxxx X. Xxxxx, Vice Pres.
XXXXXXX MERCHANTS BANCSHARES,
INC.,
(the "Customer")
000 Xxxx Xxxxxx
Xxxxxx, XX
By: /s/ Xxxxx X. Xxxxxx
-----------------------------------------
Name: Xxxxx X. Xxxxxx, President
- 19 -
AFFIDAVIT
STATE OF Illinois
COUNTY OF Rock Island
I, Xxxxx X. Xxxxxx , being first duly sworn, on oath, depose and say:
1. I am an employee of Xxxxxxx Merchants Bancshares, Inc. I have
personal knowledge of my employer's practices with regard to procuring and
reporting Tax Identification Numbers (TINs) and authority to execute this
Affidavit on my employer's behalf.
2. Xxxxxxx Merchants Bancshares, Inc. has complied with all laws,
regulations, procedures and requirements in attempting to secure correct TINs
for its payees. This compliance has been pursued with due diligence, and any
failure to secure correct TINs is due to reasonable cause.
/s/ Xxxxx X. Xxxxxx
---------------------------------------------
Customer's Representative
Xxxxx X. Xxxxxx
President
Subscribed and sworn to
before me this 14th day
of May 1992,
/s/ Xxxx X. Xxxxxx
------------------
Notary Public
My Commission:
"OFFICIAL SEAL"
XXXX X. XXXXXX
Notary Public, State of Illinois
My Commission Expires 05/08/96
- 20 -
ATTORNEY-IN-FACT APPOINTMENT
Customer hereby appoints M&I Data Services, Inc. ("M&I") as customer's
attorney-in-fact and empowers M&I to authorize the Internal Revenue Service
(IRS) to release information documents supplied to the IRS by M&I to states
which participate in the "Combined Federal/State Program." Customer agrees to
hold M&I harmless from any liabilities, claims, expenses, penalties, or damages
(including attorneys' fees) which may be assessed or incurred as a result of the
release of information.
XXXXXXX MERCHANTS BANCSHARES,
INC, ("Customer")
By /s/ Xxxxx X. Xxxxxx
-------------------
Customer's Representative
Xxxxx X. Xxxxxx, President
- 21 -
SCHEDULE
M&I ON-LINE AVAILABILITY
The following is a list of standard hours of availability by each on-line
service. times are CST/CDT.
o Cardholder
(CRT Maintenance)
Monday-Thursday 7:00 a.m.- 6:45 p.m.
Friday 7:00 a.m.- 9:30 p.m.
Saturday 7:00 a.m.- 4:30 p.m.
o CIS & Deposit System
(Maintenance and Dollar Transactions)
Monday-Thursday 7:00 a.m.- 6:45 p.m.*
Friday 7:00 a.m.- 9:30 p.m.*
Saturday 7:00 a.m.- 4:30 p.m.
o Data Entry
(Account Reconciliation System)
Monday-Friday 7:00 a.m.-10:00 p.m.
o Data Entry
(Financial Control)
Monday-Thursday 7:00 a.m.-11:00 p.m.
Friday 7:00 a.m.-12:00 Midnight
Saturday 7:00 a.m.- 4:30 p.m.
o Decision Management System
Monday-Thursday 7:00 a.m.- 6:45 p.m.
Friday 7:00 a.m.- 9:30 p.m.
Saturday 7:00 a.m.- 4:30 p.m.
o Data Entry
(Trust)
Monday-Friday 7:00 a.m. - 5:00 p.m.
o Financial Control On-line
Monday-Friday 7:00 a.m. - 8:00 p.m.
Saturday 7:00 a.m. - 4:30 p.m.
- 22 -
o Loan System
(CRT Maintenance)
Monday-Thursday 7:00 a.m. - 6:15 p.m.
Friday 7:00 a.m. - 8:30 p.m.
Saturday 7:00 a.m. - 4:30 p.m.
o Management Information Service
Monday-Thursday 7:00 a.m. - 6:45 p.m.
Friday 7:00 a.m. - 9:30 p.m.
Saturday 7:00 a.m. - 4:30 p.m.
(Except Money Market Info.)
o Teller Terminals
Monday-Thursday 7:00 a.m. - 7:00 p.m.
Friday 7:00 a.m. - 9:30 p.m.
Saturday 7:00 a.m. - 4:30 p.m.
*CIS access to loan data is based on Loan System hours of availability. West
Coast availability for CIS, Loans, and Deposits for Monday-Friday is 8:00
a.m.-10:00 p.m., CST/CDT.
- 23 -
EXHIBIT A
FINANCIAL SERVICE PRODUCTS
- Deposit Services
- Loan Services
- Teller/Platform Services
- Automated Funds Transfer
- Automated Clearinghouse
- Corporate Cash Management Services Customer Information System
- Financial Control
- Tickler System
- Management Information Service
- IRS Reporting
- INFO Center
- EFT Services
- Safe Deposit System
- Item Processing
- Remote Site Support
- Trust Services
- Audit Services
- 24 -
EXHIBIT B
FEE SCHEDULE
- 25 -
Table of Contents
--------------------------------------------------------------------------------
Core Processing Products
Deposit Services...........................................................1
On-line Services...........................................................4
IRS Reporting Services.....................................................4
Fundtech Fedplus Wire Transfer.............................................5
Currency Transaction Reporting.............................................5
Safe Deposit...............................................................6
Loan Services..............................................................6
On-line Collections/Queuing................................................8
Letter Writer..............................................................8
Tickler System.............................................................8
Note Pad...................................................................8
On-line Inquiry Generator..................................................9
User-defined Security......................................................9
Audit Services.............................................................9
Financial Control (General Ledger).........................................9
Accounts Payable..........................................................11
Fixed Assets..............................................................11
Management Information Service............................................11
Test/Training Bank........................................................11
File Maintenance Services.................................................11
Master File Unload Services...............................................12
MICASH Cash Management Services
Account Reconciliation....................................................13
Treasury Connection.......................................................14
Cash Management Network Access............................................15
Automated Clearinghouse (ACH) Originating.................................16
Automated Clearinghouse (ACH) Receiving...................................17
Balance Reporting.........................................................17
Cash Manager..............................................................18
EDI Receiving.............................................................18
Relationship Management
Customer Information System (CIS).........................................19
Account Analysis..........................................................20
Customer Profitability....................................................20
EASE Marketing Solutions..................................................21
Profitability Modeling....................................................22
Relationship Packaging (RPS)..............................................22
Delivery Services
Platform Services.........................................................23
Home Banking Services.....................................................24
EFT Services..............................................................29
BankCard Services Cardholder..............................................32
BankCard Services Visa Commercial Card....................................36
BankCard Services Merchant................................................37
BankCard Services Support Services........................................40
--------------------------------------------------------------------------------
M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
i
Table of Contents
--------------------------------------------------------------------------------
Information Management
Information Desktop.......................................................45
XXXXX.....................................................................45
STAR View.................................................................47
Microfiche................................................................47
Remote Site Support.......................................................48
Client Support Services
The Support Center........................................................49
Network Services..........................................................49
Services Continuity.......................................................50
User Manuals..............................................................51
Programming and Development...............................................51
Consulting Services.......................................................51
Education Services........................................................52
Additional Services.......................................................53
Appendix A-System Reports
Index
--------------------------------------------------------------------------------
M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page ii
Core Processing Products
--------------------------------------------------------------------------------
DEPOSIT SERVICES
--------------------------------------------------------------------------------
Accounts
Demand .435 per open account
Money Market .435 per open account
Savings .435 per open account
NOW Accounts .435 per open account
Line of Credit Accounts .67 per open account
Time Deposit IDs .32 per open deposit ID
Transactions
1 - 250,000 .031 per monetary transaction
250,001 - 500,000 .028 per monetary transaction
500,001 - 750,000 .025 per monetary transaction
750,001 - 1,000,000 .023 per monetary transaction
Over 1,000,000 .019 per monetary transaction
Minimum Fee 250.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Backdating of Transactions 500.00 per application Applies to Remote Item Capture
Minimum Fee 1,000.00 per request transmissions. Applications may
include Deposits, Loans, General
Ledger, and Remotes.
---------------------------------------------- -------------------------------------- -------------------------------------
Branch Change--Automated .08 per keyword
---------------------------------------------- -------------------------------------- -------------------------------------
Checks Issued (Xxxx) .15 per check Includes CD interest and club
Check Signature Plate 100.00 per signature plate checks. Setup fee applies.
---------------------------------------------- -------------------------------------- -------------------------------------
Check Ordering--On-line .0075 per open demand deposit Setup fee not applicable.
and NOW account
---------------------------------------------- -------------------------------------- -------------------------------------
Checking Account Verification--On-line
Xxxxxxx Telechex Inquiries No charge
Deluxe ChexSystems Inquiries .05 per inquiry
---------------------------------------------- -------------------------------------- -------------------------------------
Criteria Posting
Transactions .065 per NSF item
Minimum Fee 50.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Custom Statement Formatter (CSF) Setup fee applies (per quote).
Deposit Statement Plus No charge
Deposit Statement Premium Plus .02 per statement copy
Customer-designed Format .02 per statement copy
---------------------------------------------- -------------------------------------- -------------------------------------
Deposit Escrow Subaccounting .25 per relationship Charges for Deposit Escrow
Subaccounting reports can be found
on page 3 under Reports--Nonstandard.
Setup fee applies.
---------------------------------------------- -------------------------------------- -------------------------------------
Exception Processing--On-line Setup fee not applicable.
Transactions .04 per transaction
Minimum Fee 50.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Funds Transfer--Automated (AFT)
Accounts .08 per account
Minimum Fee 50.00 per institution
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 1
Core Processing Products
--------------------------------------------------------------------------------
DEPOSIT SERVICES
--------------------------------------------------------------------------------
Integrated Funds Management System (IFMS) Setup charge of $1,000.00 applies.
Deposit to Deposit
Deposit to other M&I Applications No charge
Transactions to Third Party No charge Other M&I applications may include
Investments to Third Party .10 per transaction M&I Loan and Trust Systems.
Third Party Interface Setup .20 per account relationship
Per quote Setup charge for interface to
BankCard Services is $1,000.00
---------------------------------------------- -------------------------------------- -------------------------------------
Interest Plan Test 250.00 per interest plan R-0346 available for commercial
accounts only.
---------------------------------------------- -------------------------------------- -------------------------------------
Mass Changes 30.00 per request
Keywords .08 per transaction
---------------------------------------------- -------------------------------------- -------------------------------------
Money Manager Subledger Accounts .235 per account The number of accounts equals the
highest number of money manager
accounts established during the
billing period. For setup, keyword
change prices apply.
---------------------------------------------- -------------------------------------- -------------------------------------
On-line Dollar On-line dollar charges apply only to
Accounts .044 per account customers not using On-line Teller.
Minimum Fee 50.00 per institution Accounts include demand, line of
Deposit Live Log Transactions .027 per transaction credit, money market, NOW, savings,
and time deposit (Level 1-3)
accounts.
---------------------------------------------- -------------------------------------- -------------------------------------
Product Conversion--Automated .08 per keyword
---------------------------------------------- -------------------------------------- -------------------------------------
Reaccrual Processing 250.00 per interest plan R-0345; available for commercial
accounts only.
---------------------------------------------- -------------------------------------- -------------------------------------
Retention
Closed Accounts .05 per account
Closed Time Deposit IDs .05 per deposit ID
Cycle--12 Months .075 per account Three-month cycle retention
Minimum Fee 25.00 per institution provided at no charge.
Twelve-month cycle retention
includes the History Analysis
Report, R-2830.
Transaction Retention .05 per 1,000 transactions/day Applicable for transactions
retained past cycle date.
---------------------------------------------- -------------------------------------- -------------------------------------
Retirement Account Reporting Retirement deposits can be open and
1 - 20,000 .44 per deposit closed deposit IDs and open and
Over 20,000 .39 per deposit closed Xxxxx 0 retirement accounts.
Minimum Fee 50.00 per institution Includes all IRS reporting (1099s,
5498s).
---------------------------------------------- -------------------------------------- -------------------------------------
Reports--Standard 12.00 per additional copy Two copies of many reports provided
at no charge. Please refer to
Appendix A for the listing of
deposit reports, number of copies
provided at no charge, and the
recommended frequency for each
report.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 2
Core Processing Products
--------------------------------------------------------------------------------
DEPOSIT SERVICES
--------------------------------------------------------------------------------
Reports--Nonstandard Refer to Appendix A.
Bank Control Print 65.00 per application/report
Deposit Escrow Subaccounting 27.00 per report Deposit Escrow Subaccounting
Reports: R-4800, R-4810, R-4820,
R-4830, R-4840.
Name and Address List, Labels, and
3x5 Cards
Base Fee 35.00 per request
List .04 per account
Labels .06 per label
3x5 Cards .075 per 3x5 card
Magnetic Tape 150.00 per tape
New Interest Rate Exceptions 27.00 first report in a month
Additional Reports 1.80 per additional copy R-4200
Original Issue Discount 27.00 per report/per request
Schedule CMR 630.00 per request
Summary of Deposits 27.00 per parameter requested
Sweep Report 27.00 per report
Time Deposit Audit Report 27.00 per report R-0350 and R-0360
Transaction Code Usage Report 27.00 per report R-1241
Transaction Journal--Daily 65.00 per additional copy
One copy of the R-1010, Transaction
Trial Balance--Daily Journal, at no charge.
R-1000, R-1001 65.00 per copy
Remote print institutions receive
R-4000, R-4001 65.00 per additional copy one copy of the R-1000 or R-1001
at no charge.
One copy of the R-4000 or R-4001
provided per day at no charge.
Trust Escrow Report 27.00 first copy in a month
Additional Reports 1.80 per additional copy
R-2225
---------------------------------------------- -------------------------------------- -------------------------------------
Reversal of Transactions 500.00 per application Applies to Remote Item Capture
Minimum Fee 1,000.00 per request transmissions. Applications may
include Deposits, Loans, General
Ledger, and Remotes.
---------------------------------------------- -------------------------------------- -------------------------------------
Service Charge Test 250.00 per service charge R-0340
---------------------------------------------- -------------------------------------- -------------------------------------
Saturday Processing .055 per open account
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 3
Core Processing Products
--------------------------------------------------------------------------------
ON-LINE SERVICES
--------------------------------------------------------------------------------
On-line Teller Prices for On-line Teller include
Base Fee 70.00 per institution usage of On-line Dollar.
Accounts .059 per account
Deposit Live Log Transactions .027 per transaction Accounts include demand, line of
Loan Realtime Transactions .027 per transaction credit, money market, NOW, savings,
No-book Transactions .0031 per outstanding transaction and time deposit (Level 1-3)
accounts.
---------------------------------------------- -------------------------------------- -------------------------------------
Controller-based Teller System Support 50.00 per institution for the first
controller
Additional Controllers 5.00 per additional controller
---------------------------------------------- -------------------------------------- -------------------------------------
Tellerlink 100.00 per institution Setup fees apply to Tellerlink and
Large Currency Transaction Reporting 50.00 per institution Large Currency Reporting.
---------------------------------------------- -------------------------------------- -------------------------------------
Teller Trial Balance 27.00 per report R-0200
--------------------------------------------------------------------------------
IRS REPORTING SERVICES
--------------------------------------------------------------------------------
IRS Government Reporting System
Base Fee 35.00 per institution/federal
taxpayer ID
On-line Transactions .40 per transaction
Amended Forms 1.00 per amendment
---------------------------------------------- -------------------------------------- -------------------------------------
IRS 1098, 1099 Processing Announced in 4th quarter
IRS 1099/1098 Form Mailing Announced in 4th quarter
---------------------------------------------- -------------------------------------- -------------------------------------
B-Notice Reporting .75 per record
Minimum Fee 300.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
IRS Notice 972CG, Notice of Proposed Civil
Penalty .55 per record
Minimum Fee 235.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
IRS TIN Audit Tape Report 125.00 per run
---------------------------------------------- -------------------------------------- -------------------------------------
Loan Tax ID Solicitation Letters 40.00 per report R-6869
---------------------------------------------- -------------------------------------- -------------------------------------
Tax ID Name and Address List 40.00 per report
---------------------------------------------- -------------------------------------- -------------------------------------
Tax ID Number Report 40.00 per report R-2250
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 4
Core Processing Products
--------------------------------------------------------------------------------
IRS REPORTING SERVICES
--------------------------------------------------------------------------------
W-9 Reporting .095 per form
Base Fee 40.00 per request
Instruction Sheets .04 per sheet
Additional Reports 40.00 per report
Name and Address List, Labels, and
3x5 Cards
Base Fee 35.00 per request
List .04 per account
Labels .06 per label
3x5 Cards .075 per 3x5 card
---------------------------------------------- ----------------------------------------------------------------------------
FUNDTECH FEDPLUS WIRE TRANSFER Third-party fees apply. Remote setup charges may apply.
---------------------------------------------- -------------------------------------- -------------------------------------
Interface Support Fee 150.00 per bank
---------------------------------------------- ----------------------------------------------------------------------------
CURRENCY TRANSACTION REPORTING Setup fee not applicable except for Remote MICR customers (per quote).
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 50.00 per institution Includes standard reports, six
months CTR on-line retention, and
15 days cash transaction retention.
---------------------------------------------- -------------------------------------- -------------------------------------
Forms (4789) 2.00 per form Created on mag tape or paper.
---------------------------------------------- -------------------------------------- -------------------------------------
Extended Retention
On-line Retention .35 per 1,000 items/day Charge applies to CTR retention
Minimum Fee 10.00 per month (beyond six months) and cash
transaction retention (beyond 15
days).
---------------------------------------------- -------------------------------------- -------------------------------------
Suspicious Activity Tracking
Global Suspicious Activity Reports .25 per TIN reported Extended cash transaction retention
required for this feature.
Minimum Fee 10.00 per report Maximum charge for a report not to
exceed $500.00.
Individual TIN Request Reports 10.00 per report Maximum of 30 TINs per day.
---------------------------------------------- -------------------------------------- -------------------------------------
Exemption Tracking
Exemption Report Requests .50 per TIN reported Report can be requested on up to 12
Minimum Fee 10.00 per report TINs per day or on all existing
exempt customers. Extended cash
transaction retention required for
this feature.
---------------------------------------------- -------------------------------------- -------------------------------------
Exemption CTR Record History
TIN History Requests 50.00 per report Mag tape reporting required.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 5
Core Processing Products
--------------------------------------------------------------------------------
---------------------------------------------- -------------------------------------- -------------------------------------
SAFE DEPOSIT Setup fee not applicable.
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 25.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Boxes .075 per box
---------------------------------------------- -------------------------------------- -------------------------------------
LOAN SERVICES
---------------------------------------------- -------------------------------------- -------------------------------------
Loans 1.21 per open note Includes commercial, installment,
Minimum Fee 250.00 per institution mortgage, floor plan, and revolving
Paid Loan Retention .05 per paid/closed note credit loans.
---------------------------------------------- -------------------------------------- -------------------------------------
Accounts .20 per account without associated
notes
---------------------------------------------- -------------------------------------- -------------------------------------
Bank Control 65.00 per application/report
---------------------------------------------- -------------------------------------- -------------------------------------
Checks .15 per check issued Includes refund, escrow
disbursement, and investor checks.
---------------------------------------------- -------------------------------------- -------------------------------------
Collateral Processing Setup fee not applicable. Please
Items .18 per collateral item refer to Appendix A for report
Minimum Fee 50.00 per institution frequencies.
---------------------------------------------- -------------------------------------- -------------------------------------
Coupon Book Orders .065 per book ordered
---------------------------------------------- -------------------------------------- -------------------------------------
CRA/HMDA Extract Request
First Financial Institution in Holding 1,000.00 per institution
Company
Additional Institutions in Holding Company 250.00 per additional institution
Diskette
Tape (Reel) 120.00 per diskette
Tape (Cartridge) 150.00 per tape
Transmission 75.00 per cartridge
6.75 per transmission One time setup fee applies per
quote.
---------------------------------------------- -------------------------------------- -------------------------------------
Escrow Analysis .21 per note analyzed Price applies for both Test and
Final. Refer to Loan Customer
Statements for additional charges.
---------------------------------------------- -------------------------------------- -------------------------------------
Escrow Tax/Insurance .075 per account Refer to Tape/Transmission
Processing for additional charges.
---------------------------------------------- -------------------------------------- -------------------------------------
Investor Reporting Please refer to Appendix A for
GNMA 80.00 per institution tape-related investor reports.
FNMA or FHLMC .17 per participation
Minimum Fee 100.00 per institution This minimum fee only applies to
FNMA or FHLMC (not to GNMA).
---------------------------------------------- -------------------------------------- -------------------------------------
Mass Changes 30.00 per request
Keywords .08 per transaction
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 6
Core Processing Products
--------------------------------------------------------------------------------
LOAN SERVICES
--------------------------------------------------------------------------------
Name and Address List, Labels, and 3x5 Cards R-6260, R-6261, R-6265, R-6808,
Base Fee 35.00 per request R-6809.
List .04 per account
Labels .06 per label
3x5 Cards .075 per 3x5 card
By Keyword .06 per label
---------------------------------------------- -------------------------------------- -------------------------------------
Notices Please refer to Appendix A for
Customer Notices .05 per notice specific notice titles and report
numbers.
Customized Notices Premium (CSF) .02 per notice Setup fee applies for CSF notices.
----------------------------------------------- ------------------------------------- -------------------------------------
Reports The prices apply to copies
Daily Hard Copy Reports exceeding the report frequencies
1 - 5,000 Accounts 23.00 per additional copy which are listed in Appendix A.
5,001 - 10,000 Accounts 29.00 per additional copy
Over 10,000 Accounts 36.00 per additional copy
Weekly Hard Copy Reports
1 - 5,000 Accounts 44.00 per additional copy
5,001 - 10,000 Accounts 56.00 per additional copy
Over 10,000 Accounts 67.00 per additional copy
Monthly Hard Copy Reports
1 - 5,000 Accounts 65.00 per additional copy
5,001 - 10,000 Accounts 77.00 per additional copy
Over 10,000 Accounts 88.00 per additional copy
Semiannual/Annual Hard Copy
Reports
1 - 5,000 Accounts 114.00 per additional copy
5,001 - 10,000 Accounts 137.00 per additional copy
Over 10,000 Accounts 158.00 per additional copy
----------------------------------------------- ------------------------------------- -------------------------------------
Revolving Credit With Check Access
Premium .08 per note Setup fee not applicable.
----------------------------------------------- ------------------------------------- -------------------------------------
Sale of Servicing 1.00 per note
Conversion/Consulting/Programming Per quote
----------------------------------------------- ------------------------------------- -------------------------------------
Saturday Processing .071 per note
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 7
Core Processing Products
--------------------------------------------------------------------------------
LOAN SERVICES
--------------------------------------------------------------------------------
Statements
Loan Transaction Detail on Combined
Statements .05 per note Please refer to CIS for Combined
Statement pricing.
Customer Statements .05 per statement Please refer to Appendix A for
specific statement titles and
report numbers.
Customized Statements
Premium (CSF) .02 per statement Setup fee applies for CSF statements.
----------------------------------------------- ------------------------------------- -------------------------------------
Tape/Transmission Processing 80.00 per tape Tape Processing for noninvestor
Credit Bureau Tapes 80.00 per credit bureau includes tax/insurance escrow
Insurance Tapes/Transmission 80.00 per company disbursement and FHLB.
----------------------------------------------- ------------------------------------- -------------------------------------
CFI Laser Pro Interface Third-party fees apply
Setup/Consulting Fee 3,000.00 per institution
Additional Institutions in Holding 1,000.00 per additional institution
Company
Interface Support Fee 100.00 per institution
Additional Institutions in Holding 50.00 per additional institution
Company
----------------------------------------------- ----------------------------------------------------------------------------
ON-LINE COLLECTIONS/QUEUING On-line Collections/Queuing incorporates Task Tracking. Please refer to
Appendix A for report frequencies. Setup fee not applicable.
----------------------------------------------- ----------------------------------------------------------------------------
Active/Inactive Accounts .50 per account
Dormant/Paid-off Accounts .10 per account
---------------------------------------------- -------------------------------------- -------------------------------------
LETTER WRITER Setup fee not applicable.
---------------------------------------------- -------------------------------------- -------------------------------------
Nightly Batch Printed Letters .25 per letter produced
---------------------------------------------- -------------------------------------- -------------------------------------
Print Immediate Letters .50 per letter produced
---------------------------------------------- ----------------------------------------------------------------------------
TICKLER SYSTEM Setup fee not applicable.
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 30.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Tickler Items .06 per item
---------------------------------------------- -------------------------------------- -------------------------------------
NOTE PAD Setup fee not applicable.
---------------------------------------------- -------------------------------------- -------------------------------------
Note Pad Data .0005 per line
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 8
Core Processing Products
---------------------------------------------- ----------------------------------------------------------------------------
ON-LINE INQUIRY GENERATOR Setup fee of $1,200.00 applies.
---------------------------------------------- ----------------------------------------------------------------------------
Custom Screens - Based on Number of Accounts Accounts are total open deposit
0 - 25,000 20.00 per screen accounts and loan notes.
25,001 - 50,000 25.00 per screen
50,001 - 90,000 30.00 per screen
90,001 - 150,000 35.00 per screen
Over 150,000 35.00 + 5.00 for every 50,000
accounts over 150,000
---------------------------------------------- -------------------------------------- -------------------------------------
USER-DEFINED SECURITY
---------------------------------------------- -------------------------------------- -------------------------------------
Protected Functions 1.75 per screen
Minimum Fee 30.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
AUDIT SERVICES
---------------------------------------------- -------------------------------------- -------------------------------------
Account Verification
Request Fee 50.00 per account category
Positive or Negative Verification .32 per account
Trial Balance 25.00 per report
File Footings and Histograms 25.00 per account category
---------------------------------------------- -------------------------------------- -------------------------------------
Consulting/Custom Programming 140.00 per hour Minimum charge of 1 hour applies
---------------------------------------------- ----------------------------------------------------------------------------
FINANCIAL CONTROL (GENERAL LEDGER)
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 100.00 per institution
Detail Accounts .535 per open and closed account
Transactions .039 per monetary transaction
---------------------------------------------- -------------------------------------- -------------------------------------
Budget Spread 25.00 per report GLR 512
---------------------------------------------- -------------------------------------- -------------------------------------
Budget Upload (PC) 200.00 per uploaded diskette Includes input, testing,
verification and upload.
Information Formatting 140.00 per hour Minimum charge of 1 hour applies.
Additional charge if diskette
received from customer is
improperly formatted.
Diskette Fee 25.00 per preformatted diskette
---------------------------------------------- -------------------------------------- -------------------------------------
Chart of Accounts One copy of GLR 960 per quarter
Account Header and Detail List 25.00 per additional report provided at no charge.
Indented Chart of Accounts 25.00 per report GLR 962
Center Sequence (all accounts) 25.00 per report GLR 964
Chart Comparison 50.00 per report FIN010
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 9
Core Processing Products
---------------------------------------------- ----------------------------------------------------------------------------
FINANCIAL CONTROL (GENERAL LEDGER)
---------------------------------------------- -------------------------------------- -------------------------------------
Consolidated Quarterly Analysis 100.00 per report GLR 975
---------------------------------------------- -------------------------------------- -------------------------------------
Consolidation Report 100.00 per set of reports GLR 321-325; setup fee applies.
---------------------------------------------- -------------------------------------- -------------------------------------
Cost Center Reports One GLR 380 provided per month at
Monthly No charge no charge; additional reports cost
Daily Reports 25.00 per cost center the same as GLR 370.
---------------------------------------------- -------------------------------------- -------------------------------------
Detail Account Analysis
Weekly 15.00 per account GLR 370
Month to Date 50.00 per additional report One month-to-date report provided
Year to Date 50.00 per report at no charge. When requested
Annual 50.00 per report through Customer Service, the price
for the year to date is $100 per
report and the price for the Annual
Report is $150 per report.
---------------------------------------------- -------------------------------------- -------------------------------------
Detail Quarterly Analysis 50.00 per report GLR 970
---------------------------------------------- -------------------------------------- -------------------------------------
Financial Statements (monthly) 25.00 per additional request One set of the GLR 303, 310-312
provided at no charge.
---------------------------------------------- -------------------------------------- -------------------------------------
Full Print of Master Records 25.00 per report GLR 950
---------------------------------------------- -------------------------------------- -------------------------------------
Application Interface
Base Fee 140.00 per institution
Tables for Interface (control totals) .0265 per parameter
Consolidated Transactions .0335 per transaction
Application Interface Only 500.00 per institution
Interface Mass Change Applications 140.00 per hour Minimum charge of 1 hour applies.
---------------------------------------------- -------------------------------------- -------------------------------------
Hierarchy Table Changes 140.00 per hour Minimum charge of 1 hour applies.
---------------------------------------------- -------------------------------------- -------------------------------------
Historical Data Storage 100.00 per additional year Current and prior two years
provided at no charge. Two
additional years provided at $100
per month for each year retained.
---------------------------------------------- -------------------------------------- -------------------------------------
Interface Control File
Listing by Account 25.00 per report GLR295
---------------------------------------------- -------------------------------------- -------------------------------------
Financial Control On-line (FCO) Cost includes all Financial Control
On-line Account Inquiry .036 per detail account reports with the exception of GLR
On-line Report Inquiry 100.00 per institution 220, GLR 240, and GLR 250. These
On-line Transaction History .0125 per transaction reports are available at a cost of
Minimum Fee 25.00 per institution $.01 per detail account.
---------------------------------------------- -------------------------------------- -------------------------------------
Matrix Reports/Report Writer 25.00 per request
---------------------------------------------- -------------------------------------- -------------------------------------
Saturday Processing .105 per detail account
---------------------------------------------- -------------------------------------- -------------------------------------
Standard Descriptions 30.00 per institution For MICR capture of GL tickets.
---------------------------------------------- -------------------------------------- -------------------------------------
Subledger Reports 15.00 per report GLR 371-379
---------------------------------------------- -------------------------------------- -------------------------------------
Transaction Journal Daily (Snapshot) .07 per parameter GLR 298
Minimum Fee 25.00 per institution
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 10
Core Processing Products
---------------------------------------------- ----------------------------------------------------------------------------
ACCOUNTS PAYABLE One-time, third-party licensing fee applies.
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 100.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Vendors .50 per vendor
---------------------------------------------- -------------------------------------- -------------------------------------
Information Expert 150.00 per run
---------------------------------------------- -------------------------------------- -------------------------------------
Invoices .73 per invoice
---------------------------------------------- -------------------------------------- -------------------------------------
Name and Address Labels
Base Fee 35.00 per request
Labels .06 per label
---------------------------------------------- ----------------------------------------------------------------------------
FIXED ASSETS One-time, third-party licensing fee applies.
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 60.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Accounts .065 per account
---------------------------------------------- -------------------------------------- -------------------------------------
Transactions .23 per transaction
---------------------------------------------- -------------------------------------- -------------------------------------
MANAGEMENT INFORMATION SERVICE
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 42.00 per institution One account inquiry fee is waived
Account Inquiry Access 17.00 per account if customer uses M&I's item capture
system.
---------------------------------------------- ----------------------------------------------------------------------------
TEST/TRAINING BANK
---------------------------------------------- ----------------------------------------------------------------------------
Minimum Fee 1,000.00 per institution
---------------------------------------------- ----------------------------------------------------------------------------
FILE MAINTENANCE SERVICES
---------------------------------------------- ----------------------------------------------------------------------------
NCOA (National Change of Address)
Scrub Service
Setup Fee 250.00 per request Includes one copy of report.
Processing Fee 2.25 per 1,000 records
---------------------------------------------- -------------------------------------- -------------------------------------
ZIP + 4 CASS Delivery Point Certification
Setup Fee 250.00 per request
Processing Fee 7.50 per 1,000 records
---------------------------------------------- -------------------------------------- -------------------------------------
Area Code Update Service
Setup Fee 350.00 per request
Processing Fee 2.25 per 1,000 records
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 11
Core Processing Products
---------------------------------------------- ----------------------------------------------------------------------------
MASTER FILE UNLOAD SERVICES
---------------------------------------------- ----------------------------------------------------------------------------
Master File Unload to 3420 Reel Tapes
First Reel Tape 150.00 per tape
Additional Reel Tapes 50.00 per tape
Master File Unload to 3480/90 Cartridge Tapes
First Cartridge Tape 75.00 per cartridge
Additional Cartridge Tapes 40.00 per cartridge
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 12
MICASH Cash Management Services
---------------------------------------------- ----------------------------------------------------------------------------
ACCOUNT RECONCILIATION Prices are per account cycle. Setup fee applicable per quote.
---------------------------------------------- ----------------------------------------------------------------------------
Plan 1
Base Fee 33.00 per account
First 1,000 Items No charge
Over 1,000 Items .031 per item
---------------------------------------------- -------------------------------------- -------------------------------------
Plan 2
Base Fee 35.00 per account
First 1,000 Items No charge
Over 1,000 Items .031 per item
---------------------------------------------- -------------------------------------- -------------------------------------
Plan 3
Base Fee 39.00 per account
First 1,000 Items No charge
Over 1,000 Items .035 per item
---------------------------------------------- -------------------------------------- -------------------------------------
Deposit Reconciliation (Plan 9)
Base Fee 33.00 per account
First 1,000 Items No charge
Over 1,000 Items .031 per item
---------------------------------------------- -------------------------------------- -------------------------------------
Fine Sorting
Base Fee 16.25 per account
First 1,000 Items No charge
Over 1,000 Items .015 per item
---------------------------------------------- -------------------------------------- -------------------------------------
Transaction/Exception Item Retention .0011 per item/greater than 35
days
---------------------------------------------- -------------------------------------- -------------------------------------
Data Entry Input by M&I
Issued Items .28 per item
---------------------------------------------- -------------------------------------- -------------------------------------
Multiple Statements 1.50 per multiple statement
component/per account
---------------------------------------------- -------------------------------------- -------------------------------------
Midcycle Account Setup 20.00 per account
---------------------------------------------- -------------------------------------- -------------------------------------
Midcycle Statements 1.50 per multiple statement
component/per account
---------------------------------------------- -------------------------------------- -------------------------------------
Special Statements Per cycle Special statements are billed per
request at the same rate as Plan
1, 2, or 3.
---------------------------------------------- -------------------------------------- -------------------------------------
Tape Output 25.00 per tape/per account
---------------------------------------------- -------------------------------------- -------------------------------------
Transmission Output 6.25 per transmission/per Transmission of a paid file to a
account customer's PC requires use of the
Treasury Connection System and
Cash Management Network Access.
Please refer to Treasury
Connection for complete detail of
fees for PC file transmissions.
Software required to support
transmissions to a customer
mainframe is dependent upon the
type of mainframe used and is
billed at the rate stated above.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 13
MICASH Cash Management Services
---------------------------------------------- ----------------------------------------------------------------------------
TREASURY CONNECTION
---------------------------------------------- ----------------------------------------------------------------------------
Conversion Fees
Bank Conversion 250.00 per institution
Conversion Training - 5-day Class 555.00 per individual
Windows Upgrade Class - 3 Days 365.00 per individual
---------------------------------------------- -------------------------------------- -------------------------------------
Windows-based Software License Fee 200.00 per corporate customer
Corporate Customer Setup 50.00 per corporate customer
M&I Customer Setup 150.00 per corporate customer
---------------------------------------------- -------------------------------------- -------------------------------------
Balance Reporting The $55 base fee includes previous
Balance Reporting Base Fee 55.00/65.00 per institution and intraday balance and
Over Three Accounts 5.00 per account transaction reporting for each
Touch-tone Balance Reporting corporate customer's first three
(audio response unit) 30.00 first three accounts accounts. If the institution
Over Three Accounts 5.00 per additional account elects to have M&I provide customer
Fax Reporting 1.00 per page support and administration for
their corporate customers, the $65
base fee applies.
Data Retention
7 Days No charge
14 Days 5.00 per account/month
31 Days 10.00 per account/month
45 Days 15.00 per account/month
62 Days 20.00 per account/month
---------------------------------------------- -------------------------------------- -------------------------------------
Additional Services
Book Transfer 15.00 + base per module
Stop Payment 15.00 + base per module
Wire Transfer 15.00 + base per module
---------------------------------------------- -------------------------------------- -------------------------------------
Deposit Reporting
Base Fee 15.00 per corporate customer
Transactions .10 per transaction
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 14
MICASH Cash Management Services
---------------------------------------------- ----------------------------------------------------------------------------
TREASURY CONNECTION
---------------------------------------------- ----------------------------------------------------------------------------
Electronic Statement Processing (ESP)
File Download Fees - PC
Recon Paid File (ESP 701) 10.00 per customer
Recon Paid File Transmission 6.25 per customer
Setup 140.00 per customer
Recon Paid File (ESP 703)
Translated EDI 10.00 per customer
Setup Per quote
Recon Paid File (ESP 708)
Account Analysis 10.00 per customer
Setup 140.00 per customer
Recon Paid File (ESP 709)
DDA Statements 10.00 per customer
Setup 140.00 per customer
PC ACH Intercept 10.00 per customer
Setup Per quote
---------------------------------------------- -------------------------------------- -------------------------------------
File Transfer Upload Fees - PC ACH, Account Reconciliation, and
Customer-initiated ACH Transfer Fees EDI transmission fees also apply.
ACH Transfer Maintenance 10.00 per customer
PC ACH Maintenance 12.00 per customer
PC ACH Transmissions 6.25 per transmission
PC ACH Transactions .10 per transaction
Fed Charges Pass through
File Adjustments 5.00 per correction
File Transfer Setup 125.00 per customer
Recon Issued File (ESP 702)
Recon Issued 10.00 per customer
Recon Issued Setup 140.00 per customer
---------------------------------------------- ----------------------------------------------------------------------------
CASH MANAGEMENT NETWORK ACCESS The Cash Management Network Access is required for all customers who
either receive or send data with a PC. It is required when using the
following PC-based file transfer services: ACH Origination, Balance
File Download, and Recon Paid File Download.
---------------------------------------------- -------------------------------------- -------------------------------------
High Density .20 per connect minute Minimum connect time of 2 minutes
per connection.
---------------------------------------------- -------------------------------------- -------------------------------------
Low, Medium Density .25 per connect minute Minimum connect time of 2 minutes
per connection.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 15
MICASH Cash Management Services
---------------------------------------------- ----------------------------------------------------------------------------
AUTOMATED CLEARINGHOUSE (ACH) ORIGINATING
---------------------------------------------- -------------------------------------- -------------------------------------
ACH Origination From Deposit System .07 per transaction
---------------------------------------------- -------------------------------------- -------------------------------------
ACH Origination From Loan System .07 per transaction
---------------------------------------------- -------------------------------------- -------------------------------------
Credit Limit Processing .20 per ACH batch (per day) Represents the number of batch
header records within an ACH file.
---------------------------------------------- -------------------------------------- -------------------------------------
Data Entry From Listing
Base Fee 60.00 per run
Transactions .25 per item
---------------------------------------------- -------------------------------------- -------------------------------------
Data Entry Return/NOC Charges 25.00 per company
Transactions .05 per item
---------------------------------------------- -------------------------------------- -------------------------------------
External Funds Transfer
Base Fee 45.00 per institution
Accounts .077 per account
---------------------------------------------- -------------------------------------- -------------------------------------
File Adjustments 5.00 per correction
---------------------------------------------- -------------------------------------- -------------------------------------
NACHA Format Transmission 16.50 per run
Transactions
1 - 1,000 .038 per item
1,001 - 3,000 .035 per item
Over 3,000 .033 per item
---------------------------------------------- -------------------------------------- -------------------------------------
NACHA Format Tape 21.00 per run
Transactions
1 - 1,000 .038 per item
1,001 - 3,000 .035 per item
Over 3,000 .033 per item
---------------------------------------------- -------------------------------------- -------------------------------------
PC Entry Through PC ACH Treasury Connection Fees for PC-based ACH Origination
are outlined under Treasury
Connection.
---------------------------------------------- -------------------------------------- -------------------------------------
Setup Fees
Standard NACHA File Tape (new
sending point) 125.00 per company
Nonstandard File (new sending point) Per quote
Mainframe Transmission Per quote
Chargeback Reporting Per quote
---------------------------------------------- -------------------------------------- -------------------------------------
TREM (combination ACH/PAC processing)
Tape or Transmission 35.00 per run
ACH Items .037 per item
PAC Items .09 per item
Chargeback Reporting 25.00 per institution
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 16
MICASH Cash Management Services
---------------------------------------------- ----------------------------------------------------------------------------
AUTOMATED CLEARINGHOUSE (ACH) RECEIVING
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 42.50 per institution
Transactions
1 - 3,000 .038 per item
3,001 - 7,000 .035 per item
7,001 - 12,000 .033 per item
Over 12,000 .031 per item
---------------------------------------------- -------------------------------------- -------------------------------------
Automated Check Charge Processing
Base Fee 10.00 per institution
Transactions .025 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Incoming File Report 10.00 per report
---------------------------------------------- -------------------------------------- -------------------------------------
Manual Settlement Fee 15.00 per entry
---------------------------------------------- -------------------------------------- -------------------------------------
On-line Return Processing .005 per record stored Maintains transaction information
on file for inquiry access and
return item capability. Setup fee
applies (per quote).
---------------------------------------------- -------------------------------------- -------------------------------------
BALANCE REPORTING
---------------------------------------------- -------------------------------------- -------------------------------------
Outbound Data Exchange Transmission of a paid file to a
Transmission to Corporate Customer customer's PC requires use of the
Base Charge 2.10 per account/per day Treasury Connection System and Cash
Data Reported .10 per field Management Network Access. Please
Setup Fee Per quote refer to Treasury Connection for
Transmission to a Third Party complete detail of fees for PC file
Base Charge 2.45 per account/per day transmissions. Software required
Data Reported .15 per field to support transmissions to a
Setup Fee Per quote customer mainframe is dependent
Transmission Through a Third-party Network upon the type of mainframe used and
Base Charge 3.25 per account/per day is billed at the rate stated above.
Data Reported .15 per field
Setup Fee Per quote This reporting is done through a
third party to another third-party
network.
Transmission to Bank
Base Charge 1.00 per account/per day
Add/Change/Delete 25.00 per add, change, or delete
Setup Fee Per quote
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 17
MICASH Cash Management Services
---------------------------------------------- -------------------------------------- -------------------------------------
BALANCE REPORTING
---------------------------------------------- -------------------------------------- -------------------------------------
Inbound Data Exchange
Transmission Through a Third-party Network
Base Charge 3.25 per account/per day
Data Reported .15 per field
Setup Fee Per quote
---------------------------------------------- ----------------------------------------------------------------------------
CASH MANAGER
---------------------------------------------- ----------------------------------------------------------------------------
Trust Services
Base Fee 300.00 per institution
Additional Banks in Holding Company 100.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Preferred Vendor
Accounts 15.00 per investment account Preferred vendors include AIM,
Accounts for Trust Customers 8.00 per investment account Federated, Xxxxxxx Xxxxx, M&I and
Provident Funds.
---------------------------------------------- -------------------------------------- -------------------------------------
Other Vendors
Accounts 20.00 per investment account
Accounts for Trust Customers 10.00 per investment account
---------------------------------------------- -------------------------------------- -------------------------------------
One-time Programming/Training Fee Training is done at M&I, based on
Trust Services 20 hours per institution predefined training dates, with
Deposits 10 hours per institution travel expense the responsibility
of the customer. Programming is
charged at $140 per hour.
---------------------------------------------- ----------------------------------------------------------------------------
EDI RECEIVING
---------------------------------------------- ----------------------------------------------------------------------------
Base Fee 20.00 per company
Addenda No charge
Transaction No charge
Translated Addenda No charge
---------------------------------------------- -------------------------------------- -------------------------------------
Report 3.00 per report EDI Translated Addenda Report.
---------------------------------------------- -------------------------------------- -------------------------------------
Transmission 2.50 per transmission
---------------------------------------------- -------------------------------------- -------------------------------------
Start-up Fees
Conversion Setup 1,250.00 per financial institution
Nonstandard Translated Data Per quote per company
Transmission Setup 75.00 per company
Transmission Setup Per quote per destination
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 18
Relationship Management
---------------------------------------------- ----------------------------------------------------------------------------
CUSTOMER INFORMATION SYSTEM (CIS)
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 150.00 per institution Accounts include open, closed, and
Customers .033 per customer historical accounts.
Accounts .022 per account
---------------------------------------------- -------------------------------------- -------------------------------------
Aggregate Indebtedness Setup fee not applicable.
Base Fee 75.00 per request R-8675
Accounts Analyzed .001 per account analyzed
---------------------------------------------- -------------------------------------- -------------------------------------
Customer Match-Merge
Base Fee 100.00 per request
1 - 100,000 Customers .06 per customer
Over 100,000 Customers .04 per customer
---------------------------------------------- -------------------------------------- -------------------------------------
Customer Match Report Only
Base Fee 100.00 per request
1 - 100,000 Customers .03 per customer
Over 100,000 Customers .02 per customer
---------------------------------------------- -------------------------------------- -------------------------------------
File Purge Procedure (CIS) One purge provided per year at no
charge.
Account Purge 150.00 per additional request R-8310
Customer Suspect/Purge 150.00 per additional copy R-8305
Miscellaneous Accounts to History 150.00 per additional request R-8300
---------------------------------------------- -------------------------------------- -------------------------------------
Marketing (CIS) Includes Householding (R-8620),
Request Fee 60.00 per request ZIP Code sort, Market Customer
Analysis .0063 per customer on file Profile (R-8630), and CIS Selected
Magnetic Tape Creation Interface 80.00 per tape Name and Address List (R-8625).
File .006 per customer selected
Labels .06 per label
---------------------------------------------- -------------------------------------- -------------------------------------
Combined Statement Processing Setup fee not applicable.
Base Fee 80.00 per institution
Account Fee .057 per primary account
---------------------------------------------- -------------------------------------- -------------------------------------
Custom Statement Formatter
(CSF) Processing Premium .02 per statement
---------------------------------------------- -------------------------------------- -------------------------------------
Combined Statement Profile 55.00 per report R-8415
---------------------------------------------- -------------------------------------- -------------------------------------
Customer Profile I 55.00 per report R-8400
---------------------------------------------- -------------------------------------- -------------------------------------
Customer Profile II R-8401
Base Fee 200.00 per request
Customer Fee .002 per customer selected
Hard Copy .002 per customer selected
Microfiche .001 per customer selected
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 19
Relationship Management
---------------------------------------------- ----------------------------------------------------------------------------
CUSTOMER INFORMATION SYSTEM (CIS)
---------------------------------------------- ----------------------------------------------------------------------------
Miscellaneous Account Update .005 per record changed Maintains third-party vendor
Tape Handling 150.00 per tape information on CIS. Setup fee
Transmission 6.75 per transmission applies (per quote).
---------------------------------------------- -------------------------------------- -------------------------------------
Miscellaneous Account Profile 55.00 per report R-8410
---------------------------------------------- -------------------------------------- -------------------------------------
ACCOUNT ANALYSIS
---------------------------------------------- -------------------------------------- -------------------------------------
Account Processing .55 per account Setup fee applies (per quote).
Minimum Fee 150.00 per institution
Statement Processing No charge
CSF Statement Processing Premium .02 per statement
On-line Statement Requests .25 per statement
---------------------------------------------- -------------------------------------- -------------------------------------
Account Analysis (Deposit System) Requires 12-month cycle retention.
Base Fee 80.00 per institution
Account Processing .35 per account
Account Analysis Error Report 27.00 per report R-0410
Account Analysis Summary Report 27.00 per report R-0405
---------------------------------------------- -------------------------------------- -------------------------------------
CUSTOMER PROFITABILITY
---------------------------------------------- -------------------------------------- -------------------------------------
Accounts Setup fee applies (per quote).
1 - 2,500 .27 per account with 250.00
minimum fee
2,501 - 5,000 600.00 per institution
5,001 - 10,000 720.00 per institution
10,001 - 15,000 960.00 per institution
15,001 - 20,000 1,200.00 per institution
20,001 - 25,000 1,500.00 per institution
25,001 - 30,000 1,800.00 per institution
30,001 - 40,000 2,220.00 per institution
40,001 - 50,000 2,640.00 per institution
50,001 - 75,000 3,360.00 per institution
75,001 - 100,000 4,200.00 per institution
Over 100,000 Per quote
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 20
Relationship Management
---------------------------------------------- ----------------------------------------------------------------------------
EASE MARKETING SOLUTIONS Additional services available (i.e., demographics package, prospect lists,
LAN version, multiple stand-alone PCs, third-party tapes) per quote.
Please contact your account manager for multiple-bank holding
company pricing.
---------------------------------------------- ----------------------------------------------------------------------------
MCIF Software purchase includes one
Software 5,000.00 one-time setup fee software license, one security
device, and associated manuals.
Installation and Setup Installation includes setup
(to/from) meeting, testing, and
report review.
Less Than 100,000 Accounts 5,000.00 one-time setup fee All banks are householded at the
100,001 - 300,000 Accounts 7,500.00 one-time setup fee corporate level. Please contact
Over 300,000 Accounts 12,500.00 one-time setup fee your account manager for pricing if
Holding Company 1,500.00 one-time setup fee, per householding needs to be done at
bank the individual bank level.
-------------------------------------------- -------------------------------------- -------------------------------------
Training Two students from the financial
Level I MCIF (2 days) 600.00 per student institution are required to attend
Level II MCIF (2 days) 600.00 per student the Level I training at the M&I
datacenter.
---------------------------------------------- -------------------------------------- -------------------------------------
Accounts/Records Recurring MCIF monthly pricing for
0 - 10,000 330.00 per institution quarterly update processing.
10,001 - 20,000 440.00 per institution
20,001 - 30,000 535.00 per institution
30,001 - 40,000 600.00 per institution
40,001 - 50,000 660.00 per institution
50,001 - 60,000 710.00 per institution
60,001 - 70,000 760.00 per institution
70,001 - 80,000 820.00 per institution
80,001 - 90,000 870.00 per institution
90,001 - 100,000 930.00 per institution
100,001 - 150,000 1,005.00 per institution
150,001 - 200,000 1,060.00 per institution
200,001 - 250,000 1,110.00 per institution
250,001 - 300,000 1,185.00 per institution
300,001 - 400,000 1,290.00 per institution
Additional Accounts (over 400,000) .0041 per account
Holding Company 50.00 per additional bank
---------------------------------------------- -------------------------------------- -------------------------------------
CRA Link
Reports and Map--One County 1,500.00 per request
Reports and Map--Additional Counties 500.00 per county/per request
Reports Only--Additional Counties 250.00 per county/per request
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 21
Relationship Management
---------------------------------------------- ----------------------------------------------------------------------------
PROFITABILITY MODELING
---------------------------------------------- -------------------------------------- -------------------------------------
1-4 Workstations 3,000.00 per workstation Licenses are per machine, also
5-10 Workstations 2,700.00 per workstation called per workstation.
More Than 10 Workstations 2,500.00 per workstation Pricing is based on threshold
method applied to each separate
purchase.
One hour of support per month per
institution is provided at no
additional charge. Additional
support will be billed at $140.00
per hour.
---------------------------------------------- -------------------------------------- -------------------------------------
Consulting Services Per quote
---------------------------------------------- -------------------------------------- -------------------------------------
RELATIONSHIP PACKAGING (RPS) Start-up fee of $500.00 per
institution applies.
---------------------------------------------- -------------------------------------- -------------------------------------
Package Memberships
0-2,000 .22 per package member
2,001-20,000 .20 per package member
over 20,000 .18 per package member
Minimum Fee 150.00 per institution
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Page 22
Delivery Services
----------------------------------------------- ---------------------------------------------------------------------------
PLATFORM SERVICES
----------------------------------------------- ---------------------------------------------------------------------------
PCTeller Workstation License
Software 1,200.00 per workstation
Software Maintenance Fee 10.00 per workstation
Tutorial (CBT) 70.00 per workstation
----------------------------------------------- ------------------------------------- -------------------------------------
PCTeller Site License
Software (unlimited use per site) 8,000.00 per site
Software Maintenance Fee 40.00 per site
Tutorial (CBT) 300.00 per site
----------------------------------------------- ------------------------------------- -------------------------------------
PCTeller Optional Services
Professional Services/ Enhancements
Technical support 140.00 per hour
140.00 per hour Per contract.
----------------------------------------------- ------------------------------------- -------------------------------------
Salespartner Workstation License
Software 3,500.00 per workstation
Software Maintenance Fee 45.00 per workstation
Tutorial (CBT) 200.00 per workstation
----------------------------------------------- ------------------------------------- -------------------------------------
Salespartner Site License
Software (unlimited use per site) 11,250.00 per site
Software Maintenance Fee 120.00 per site
Tutorial (CBT) 500.00 per site
----------------------------------------------- ------------------------------------- -------------------------------------
Salespartner Usage Fees
Active History .30 per officer number
Prospects .01 per prospect record
Sales Session Results .025 per sales session
----------------------------------------------- ------------------------------------- -------------------------------------
Salespartner Optional Services
Professional Services/ Enhancements
Technical support 140.00 per hour
140.00 per hour Per contract.
----------------------------------------------- ------------------------------------- -------------------------------------
BankerInsight Workstation License
Software 3,200.00 per workstation
Software Upgrade from Salespartner 500.00 per workstation
Monthly Software Maintenance Fee 42.00 per workstation
Tutorial 200.00 per workstation
----------------------------------------------- ------------------------------------- -------------------------------------
BankerInsight Site License
Software 15,000.00 per site Includes up to 12 workstations per
Additional Licenses in Excess of 12 1,000.00 per site site.
Software Upgrade from Salespartner 3,000.00 per site Includes up to 12 workstations per
site.
Upgrade Additional Licenses in Excess of 12 500.00 per site
Software Maintenance Fee 250.00 per site
Tutorial 500.00 per site
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Page 23
Delivery Services
----------------------------------------------- ---------------------------------------------------------------------------
PLATFORM SERVICES
----------------------------------------------- ------------------------------------- -------------------------------------
BankerInsight Usage Fees
Active History .30 per officer number
Prospects .01 per prospect record
Sales Session Results .025 per sales session
----------------------------------------------- ------------------------------------- -------------------------------------
BankerInsight Optional Services
Professional Services/ Enhancements
Technical Support 140.00 per hour
140.00 per hour Per contract.
----------------------------------------------- ------------------------------------- -------------------------------------
BankerInsight Call Center Computer Telephony
Integration (CTI)
Workstation fee 250.00 per workstation Price is in addition to standard
license fees.
Maximum fee 5,000.00 up to 30 workstations Fee excludes all Gensys costs
Call Center Consulting Per quote
----------------------------------------------- ---------------------------------------------------------------------------
HOME BANKING SERVICES
----------------------------------------------- ---------------------------------------------------------------------------
Money Talks
Inquiries .028 per inquiry
Transfers .028 per transaction
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Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 24
Delivery Services
----------------------------------------------- ---------------------------------------------------------------------------
HOME BANKING SERVICES
----------------------------------------------- ---------------------------------------------------------------------------
Telephone Banking
DirectVoice (Shared VRU)
Implementation Fee 15,000.00 per institution Implementation fee includes 4
ports, documentation, custom voice
Monthly Minimum Fee 180.00 per institution recording, customized fax statement
Transaction Processing .06 per transaction header/footers, development,
Additional Port Fee testing, and customer support.
At Implementation 3,000.00 per port
After Implementation 3,500.00 per port
Transfer Connect Option
Implementation Fee 2,500.00 per institution
Base Fee 25.00 per institution
Transaction Processing .20 per transaction This option provides the ability to
Fax Statement Fee .50 per statement transfer from voice response system
Call Volume Reports to another 800 number.
Monthly No Charge
Weekly 15.00 per institution
Daily 30.00 per insitution
Header/Footer Revision 100.00 per revision
Professional Voice Rerecordings 200.00 per recording
Application Modification Changes 140.00 per hour
Additional Languages Spanish or Mandarin Chinese
Implementation Fee 5,000.00 per institution
Maintenance Fee 100.00 per language
----------------------------------------------- ------------------------------------- -------------------------------------
Conversion of Customer-owned VRU
Conversion Support
Single Institution 3,500.00 per institution Includes 25 hours of support.
Holding Company - first bank, single
box script 3,500.00 per institution Includes 25 hours of support.
Holding Company - additional banks,
single box script 1,000.00 per institution
Holding Company - Multiple
boxes/scripts 3,500.00 per institution
Additional support beyond 25 hrs 140.00 per hour
Mass Keyword Change
Implementation Fee 30.00 per request
Keywords .08 per transaction
----------------------------------------------- ------------------------------------- -------------------------------------
M&I VRU Purchase Program Per quote
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Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 25
Delivery Services
----------------------------------------------- ---------------------------------------------------------------------------
HOME BANKING SERVICES
----------------------------------------------- ---------------------------------------------------------------------------
Touch-tone Xxxx Payment
Implementation Fee 10,000.00 per institution
Minimum Fee 750.00 per institution
User Fee - option #1 3.25 per account Includes 24x7 customer service.
Xxxx Payment Fee .35 per xxxx payment
User Fee - option #2 4.75 per account 10 xxxx payments and 24x7 customer
service included.
Return Item/Stop Payment Fee 15.00 per occurrence
Customer Set-up fee 10.00 per customer
----------------------------------------------- ------------------------------------- -------------------------------------
PC Banking
Direct PC
Implementation Fee 30,000.00 per institution
Minimum Fee 2,000.00 per institution
Banking & Xxxx Payment User Fee
Option #1 5.00 per customer Includes 24x7 customer service.
Xxxx Payment Fee .35 per xxxx payment
Option #2 8.00 per customer 10 xxxx payments and 24x7 customer
service included.
Touch Tone Xxxx Payment with PC Banking No charge Applies to stop payments/transfers
Excess Stop Payments/Transfers .15 per occurrence in excess of 30
Return Item/Stop payment Fee 15.00 per occurrence
Customer Set-up fee 10.00 per customer
User Kit Fulfillment 2.00 per kit
Conversion Training 600.00 per person
Direct PC Banking Demonstrations Per quote
Two day class. One person required
to attend.
----------------------------------------------- ------------------------------------- -------------------------------------
Direct Business
Implementation Fee 30,000.00 per institution
Minimum Fee 2,000.00 per institution
Banking & Xxxx Payment User Fee
Option #1 5.00 per customer Includes 24x7 customer service.
Xxxx Payment Fee .35 per xxxx payment
Option #2 8.00 per customer 10 xxxx payments and 24x7 customer
services included.
Touch Tone Xxxx Payment with PC Banking No charge
Excess Stop Payments/Transfers .15 per occurrence Applies to stop payments/transfers
Return Item/Stop Payment Fee 15.00 per occurrence in excess of 30.
Customer Set-up fee 10.00 per customer
User Kit Fulfillment 2.00 per kit
Conversion Training 600.00 per person
Direct Business Demonstrations Per quote Two day class. One person required
to attend.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
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Delivery Services
----------------------------------------------- ---------------------------------------------------------------------------
HOME BANKING SERVICES
----------------------------------------------- ---------------------------------------------------------------------------
Microsoft Money '98
Implementation Fee 30,000.00 per institution
Minimum Fee 2,000.00 per institution
Banking & Xxxx Payment User Fee
Option #1 5.00 per customer Includes 24x7 customer service.
Xxxx Payment Fee .35 per xxxx payment
Option #2 8.00 per customer 10 xxxx payments and 24x7 customer
Excess Stop Payments/Transfers .15 per occurrence service included.
Return Item/Stop Payment Fee 15.00 per occurrence Applies to stop payments/transfers
Customer Set-up fee 10.00 per customer in excess of 30.
----------------------------------------------- ------------------------------------- -------------------------------------
Internet Banking
DirectNet
Implementation Fee 45,000.00 per institution
Monthly Minimum 2,500.00 per institution
Per User Fees - Banking Product
Option #1 5.00 per customer Includes 24x7 customer service.
Xxxx Payment Fee .35 per xxxx payment
Option #2 8.00 per customer 10 xxxx payments and 24x7
customer service included.
Excess Stop Payments/Transfers .15 per occurrence Applies to stop payments/transfers
Check Image Fee .07 per item stored in excess of 30.
Credit Card Add-on Module
Implementation Fee 10,000.00 per institution
Additional User Fee .50 per user
Return Item/Stop Payment Fee 15.00 per occurrence
Conversion Training 600.00 per student Two day class. One person required
Direct Net Demonstrations Per quote to attend.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
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Delivery Services
----------------------------------------------- ---------------------------------------------------------------------------
HOME BANKING SERVICES
----------------------------------------------- ---------------------------------------------------------------------------
Internet Services
Web Site Services
Implementation Fee Per quote Implementation fee depends on
content, graphics, number of pages,
and other variables.
Hosting Fee 250.00 per Web site Includes up to 50MB storage space.
Maintenance Account 100.00 per Web site
Domain Name Registration 100.00 per name registered One time fee.
Multi-media Add-on Per quote
Audio Clip Per quote
E-Mail 10.00 per account One time fee.
Web Site Changes 80.00 per hour Refers to HTML and graphic changes.
Programming Changes 140.00 per hour Refers to CGI or other programming
Web Consulting Services 140.00 per hour changes.
Electronic Commerce Services Per Quote
Market Development
Consulting Services 150.00 per hour
Seminars
M&I Customers 500.00 per day
Non-M&I Customers 750.00 per day
Call Center
Customer Service Training Provided at M&I Data Services.
Provided at M&I Data Services.
Six Steps to a Successful Call 150.00 per person 1/2 day
Voice Quality 150.00 per person 1/2 day
Resolving Difficult Customer
Situations 150.00 per person 1/2 day
Sales Training
Telephone Sales Conversation 500.00 per person 1 day
Customer/Onsite
Training/Consulting 150.00 per hour
Travel Time 150.00 per hour
Expenses as incurred
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 28
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
EFT SERVICES Refer to your account manager for one-time setup fees and other special
project pricing. Regional and national network processing fees will be
passed through at cost.
---------------------------------------------- -------------------------------------- -------------------------------------
Network Administration Fee 75.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Terminal Support
1 - 15 150.00 per terminal
16 - 40 115.00 per terminal
41 - 125 75.00 per terminal
126 - 225 55.00 per terminal
Over 225 20.00 per terminal
---------------------------------------------- -------------------------------------- -------------------------------------
Point-of-sale (POS)
Terminal Support 10.00 per terminal
Dial Terminal--WATS .09 per transaction
---------------------------------------------- -------------------------------------- -------------------------------------
Transaction Switching/Routing
1 - 50,000 .0489 per transaction
50,001 - 200,000 .0455 per transaction
200,001 - 500,000 .0420 per transaction
500,001 - 2,500,000 .039 per transaction
Over 2,500,000 .027 per transaction
---------------------------------------------- -------------------------------------- -------------------------------------
Cardbase Management
Base Fee 150.00 per institution
Cardholders
1 - 25,000 .088 per cardholder
25,001 - 50,000 .082 per cardholder
50,001 - 200,000 .08 per cardholder
200,001 - 750,000 .073 per cardholder
Over 750,000 .067 per cardholder
---------------------------------------------- -------------------------------------- -------------------------------------
Transaction Authorization (On Us)
Positive Balance Authorization
1 - 750,000 .081 per transaction
750,001 - 2,500,000 .07 per transaction
2,500,001 - 5,000,000 .061 per transaction
Over 5,000,000 .058 per transaction
Negative File/Positive Files Without
Balance Authorization .05 per transaction
---------------------------------------------- -------------------------------------- -------------------------------------
CAF Support-TANDEM
(customer selected PIN support) .036 per account
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 29
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
EFT SERVICES
---------------------------------------------- -------------------------------------- -------------------------------------
VISA Check Card or MasterMoney Cardholder .125 per cardholder One Network Administration fee will
be assessed per institution per
month. If your institution is not
invoiced for this fee, it will be
added when VISA check or
MasterMoney card is implemented.
Special assessments, fines, and
other fees from VISA will be passed
through at cost.
Transaction Authorization/Settlement This cardholder fee is in addition
to the cardbase management
"cardbase" fee.
1 - 750,000 .081 per transaction
750,001 - 2,500,000 .07 per transaction Transaction authorization
2,500,001 - 5,000,000 .061 per transaction settlement does not include the
Over 5,000,000 .058 per transaction pass-through transaction fees from
VISA Guarantee Fee .00715 per settled transaction VISA or MasterCard. Those fees are
Compliance Fees (franchise .00091 percentage of gross settled daily directly to your
counterfeit) sales institution.
Minimum fee charge of $300 per
quarter for associate-type and
principal-type memberships. VISA
Card Activation .15 per account and MasterCard are restructuring
Lost/Stolen Cards Reported 8.25 per card prices in this area. Upon
completion of their changes, M&I
will reevaluate this price.
---------------------------------------------- -------------------------------------- -------------------------------------
ATM Surcharging Terminal Support One-time fee of $2,000 per
1 - 15 50.00 per terminal institution and $20 per terminal
16 - 40 40.00 per terminal reload apply. Additional fees for
41 - 125 28.00 per terminal customized programming, multiple
126 - 225 15.00 per terminal screen load images, or surcharging
Over 225 12.00 per terminal rates and network certification may
apply.
---------------------------------------------- -------------------------------------- -------------------------------------
Special ATM Transaction Support Setup fee applies.
Stamp Dispensing No charge Dispensing transactions receive
Phone Card Dispensing No charge standard switching/routing
Check Cashing/coin Dispensing No charge transaction charge.
---------------------------------------------- -------------------------------------- -------------------------------------
Dialup ATM Support 75.00 per terminal Customer is responsible for
Transaction Fee .05 per transaction communications cost for circuit
connecting the ATM to the phone
company. This service is provided
to allow M&I to periodically test
the ATM.
---------------------------------------------- -------------------------------------- -------------------------------------
PIN Production and Mailing .45 per account
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 30
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
EFT SERVICES Refer to your account manager for one-time setup fees and other special
project pricing. Regional and national network processing fees will be
passed through at cost.
---------------------------------------------- -------------------------------------- -------------------------------------
Card Production (New/Reissue)
Mass Reissue and Instant Issue Per quote
Embossed, Returned to Institution .74 per card Fee is in addition to cost of
Embossed, Inserted, Returned to plastic material.
Institution .87 per card
Mailed Direct to Cardholder 1.17 per card May increase incrementally with
Marketing Inserts postage rate.
150 - 1,050 .055 per insert Minimum quantity of 150 inserts.
1,051 - 1,575 .05 per insert
1,576 - 4,200 .04 per insert
4,201 - 10,500 .03 per insert
Over 10,500 .025 per insert
Customer Card Carrier 90.00 per carrier type/institution
Card Retrieval Request 30.00 per account
Card "Destroy" Request 15.00 per account
---------------------------------------------- -------------------------------------- -------------------------------------
Off-line Institution Premium 65.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Service Charging Transactions settled to customer
Semiannual and Annual .30 per service charge accounts through ACH are subject to
transaction M&I ACH transaction fees.
Monthly .05 per service charge
transaction
---------------------------------------------- -------------------------------------- -------------------------------------
Transmissions--Activity/Balances (see Remote
Site Support)
---------------------------------------------- -------------------------------------- -------------------------------------
Name and Address List, Labels
Base Fee 35.00 per request
List .04 per account
Labels .06 per label
---------------------------------------------- -------------------------------------- -------------------------------------
Reruns 27.00 per additional run First two each month are free.
---------------------------------------------- -------------------------------------- -------------------------------------
ATM Screen Changes
One-time Screen Development 250.00 per terminal type
Seasonal Screen Maintenance 175.00 per terminal type
Reload Terminal 20.00 per terminal
---------------------------------------------- -------------------------------------- -------------------------------------
ATM Statement Printing Institution must process Deposit
Mini Statement .16 per page Accounts, Cardbase Management, and
Full Statement .39 first page ATM at M&I.
Additional Page .16 per page
---------------------------------------------- -------------------------------------- -------------------------------------
Reports
Hard Copy 27.00 per additional copy
Microfiche 65.00 per institution Includes one fiche original and one
fiche copy. Additional fiche
copies available at $.40 per fiche
card.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 31
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
EFT SERVICES Refer to your account manager for one-time setup fees and other special
project pricing. Regional and national network processing fees will be
passed through at cost.
---------------------------------------------- ----------------------------------------------------------------------------
EFT One-time Setup Fees (mandatory)
ATM Terminal 200.00 per terminal
Card Activation 1,500.00 per institution
Cardbase 400.00 per cardbase
Cardbase Conversion Per quote
Interface to Existing Networks 8,200.00 per institution
Installation Per quote
Institution 300.00 per institution
New Network Certification Per quote
EFT One-time Setup fees (optional)
Statement Printing (full) 4,000.00 per institution
Statement Printing (mini) 2,000.00 per institution
Transmissions--Activity/Balances 1,325.00 per M&I format
Training Per catalog See Education Center Service Bureau
Training Catalog for determination
of fees.
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES CARDHOLDER Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Automated Balance Transfer Checks
1 Check Kit 1.20 per kit
2 Check Kits 1.75 per kit
3 Check Kits 2.30 per kit
Postage First Class Postal Rate Per kit
---------------------------------------------- -------------------------------------- -------------------------------------
Auto Payment
Auto Payment .0337 per payment
Auto Payment Rejects 10.00 per payment reject
---------------------------------------------- -------------------------------------- -------------------------------------
Card Issuance
Card Issuance .50 per card
Plastics--Regular .53 per generic card
Plastics--Gold 1.25 per card
Plastics--Customs Design Per Quote
PIN Mailers .15 per account
Postage First Class Postal Rate Per card or per PIN
PIN Pulls 10.00 per request
Card Pulls 20.00 per request
Held Plastics 20.00 per card
Emergency Card Issuance 10.00 per card
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 32
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES CARDHOLDER Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Card Receipt Verification
CRV Access Fee (VRU) 1.00 per VRU call
CRV Telecommunications Fee 25.00
CRV Operator Assistance 1.60 per manually assisted call
---------------------------------------------- -------------------------------------- -------------------------------------
CIS
Monthly CIS Interface 55.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Classic and Premier Checks
Classic/Premier Check Booklets 7.00 per booklet ordered
---------------------------------------------- -------------------------------------- -------------------------------------
Correspondence
Letters Printed .30 per letter
Overlimit Notices .05 per notice
Past Due Notices .05 per notice
Postage First Class Postal Rate Per letter or notice
---------------------------------------------- -------------------------------------- -------------------------------------
Credit Services
Control Card Development 125.00 per occurrence, per hour
750.00 minimum
Control Card maintenance (On-Going) 125.00 per occurrence, per hour
750.00 minimum
Scorecard Development (Pooled) 125.00 per occurrence, per hour
1,500.00 minimum
Batch Feed Tape Error Charge (Ditto 150.00 per occurrence
Review)
Application Underwritten
(Pre-approved/Non Pre-approved) 8.00 per application
Pooled Scorecard Usage 0.63 per score, per application
scored
Credit Limit Increase Requests 8.00 per request underwritten Non-TRIAD
---------------------------------------------- -------------------------------------- -------------------------------------
Processing Services
Base Fee 100.00 per institution, per product
Custom File Minimum Fee Actual Per custom file
Account Support Fee 1.915 per account on file
Daily Package Postage First Class Postal Rate Per package
Authorizations .084 per authorization request
Transaction Processing .049 per item processed
Payment Processing Fee .189 per payment received at Lock Box
Compliance Fee - Visa .00027 percentage of gross purchases
Compliance Fee - MasterCard .00027 percentage of gross purchases
and cash advances
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 33
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES CARDHOLDER Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Risk Management
Lost/Stolen Cards 8.25 per account
Fraud Detection System (Intercept) .03 per authorization & payment
transaction
---------------------------------------------- -------------------------------------- -------------------------------------
Statements
Statements .41 per account
Annual Summary Statements .45 per account
Held Statements 20.00 per statement held
Postage First Class Postal Rate Per statement
---------------------------------------------- -------------------------------------- -------------------------------------
TRIAD
Start Up Fee 2,500.00
Reporting Fee 250.00 per custom SPID level report
Behavior Score Fee (Per Account Pricing) Per Quote Per score
Monthly Management Fee 750.00
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 34
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES CARDHOLDER Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Visa and MasterCard Fees
Visa Franchise Fees .00069 percentage of gross purchases
Visa Advertising/Marketing Fees .00015 percentage of gross purchases
Visa Processing Guarantee Fees .013 per gross sale, credit, and
cash advance item
Visa Non-Charter Member Fee .0009 percentage of gross purchases
Visa Surcharge for 20 Qtrs or Less .00069 percentage of gross purchases
MasterCard Franchise Fees .00065 percentage of gross purchases
.0002 percentage of cash advances
MasterCard Daily Operations Fees .00015 percentage of gross purchases
& cash adv.
MasterCard INET Access Fee .018 per gross
sale & cash advance item
MasterCard Connectivity Fee 500.0 per principal member
MasterCard Surcharge for 20 Qtrs or Less .000325 per gross sale & cash
advance item
Visa Exception File Fee Pass Through Per account listed
Electronic Warning Bulletins--MasterCard Pass Through Per account listed
Multiple/Foreign Listings Pass Through Per account listed
Annual BIN Fees Pass Through Per BIN
Inactive BIN Fees Pass Through Per BIN
Emergency Card Replacement Service Pass Through Per BIN
---------------------------------------------- -------------------------------------- -------------------------------------
NOTE: This list represents some of the more common association fees. Additional
association fees incurred will be passed through. There will be a 25% handling
fee assessed by BankCard Services to special assessments and fines.
Association fees are established by MasterCard and Visa. The effective dates for
fee changes are established by the associations. BankCard Services makes every
effort to obtain fee changes from the associations and communicate the changes
to you in a timely fashion
---------------------------------------------- -------------------------------------- -------------------------------------
Welcome (Convenience) Checks
Welcome Check Package 1.75 per package Includes postage
Support Fee 15.00
Returned Items 5.00 per returned item
Major Letter Revisions 150.00 per revision
Minor Letter Revisions 35.00 per revision
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 35
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES VISA COMMERCIAL CARD Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Card Issuance
Card Issuance .50 per card
Plastics--Regular .53 per generic card
Plastics--Custom Design Per Quote Per order
PIN Mailers .15 per account
Postage First Class Postal Rate Per card or per PIN
PIN Pulls 10.00 per request
Card Pulls 20.00 per request
Held Plastics 20.00 per card
Emergency Card Issuance 10.00 per card
---------------------------------------------- -------------------------------------- -------------------------------------
Correspondence
Letters Printed .30 per letter
Overlimit Notices .05 per notice
Past Due Notices .05 per notice
Postage First Class Postal Rate Per letter or notice
---------------------------------------------- -------------------------------------- -------------------------------------
Processing Services
Base Fee 100.00 per institution, per product
Custom File Minimum Fee Actual Per custom file
Account Support Fee 1.915 per account on file
Control Account Support Fee .75 per account
Corporate Account Support Fee 1.00 per account
Daily Package Postage First Class Postal Rate Per package
Authorizations .232 per authorization request
Transaction Processing .12 item processed
Payment processing Fee .19 per payment received at Lock Box
Compliance Fee - Visa .00027 percentage of gross purchases
---------------------------------------------- -------------------------------------- -------------------------------------
Risk Management
Lost/Stolen Cards 8.25 per account
Fraud Detection System (Intercept) .03 per authorization & payment
transaction
---------------------------------------------- -------------------------------------- -------------------------------------
Statements
Individual Statements .45 per statement
Corporate Statements 1.50 per statement
Control Statements 1.50 per statement
Multi-page Statement (after 4 pages) .03 per page
Held Statements 20.00 per statement held
Postage First Class Postal Rate Per statement
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 36
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES VISA COMMERCIAL CARD Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Visa Fees
Visa Franchise Fees .00069 percentage of gross purchases
Visa Advertising/Marketing Fees .00015 percentage of gross purchases
Visa Processing Guarantee Fees .013 per gross sale, credit and cash
advance item
Visa Exception File Fee Pass Through Per account listed
Visa Non-Charter Member Fee .0009 percentage of gross purchases
Visa Surcharge for 20 Qtrs or Less .00069 percentage of gross purchases
Multiple/Foreign Listings Pass Through Per account listed
Annual BIN Fees Pass Through Per BIN
Inactive BIN Fees Pass Through Per BIN
Emergency Card Replacement Service Pass Through Per Card
------------------------------------------------------------------------------------- -------------------------------------
NOTE: This list represents some of the more common association fees. Additional
association fees incurred will be passed through. There will be a 25% handling
fee assessed by BankCard Services to special assessments and fines.
Association fees are established by MasterCard and Visa. The effective dates for
fee changes are established by the associations. BankCard Services makes every
effort to obtain fee changes from the associations and communicate the changes
to you in a timely fashion.
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES MERCHANT Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Expanded Services
Customer Service .75 per account
2.50 per call
Risk Monitoring 1.49 per account
Merchant Underwriting 10.00 per application
New Merchant Training 35.00 per new account
Portfolio Management Per Quote Percentage of net sales
Agent Bank Program Per Quote
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 37
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES MERCHANT Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Global Payment Systems
(National Data Corporation and XXXX)
Authorizations
Voice .615 per request
Voice AVS .30 per request
ARU WATS .50 per request
Dial Terminal Local .079 per request
Dial Terminal 950 .095 per request
Dial Terminal WATS .135 per request
Terminal AVS .02 per request
Draft Capture
Electronic Drafts .055 per draft
Electronic Deposits .10 per deposit
Help Desk (mandatory) 1.50 per merchant, per terminal
PC Help Desk (mandatory) 3.00 for the first 3 minutes
.85 for each add'l minute
Inactive Terminal I.D. Fee 3.00 per inactive T.I.D.
---------------------------------------------- -------------------------------------- -------------------------------------
MIARRS (Risk Reporting Services)
Accounts on file 1.09 per account
MIARRS Faxes .30 per fax page
---------------------------------------------- -------------------------------------- -------------------------------------
Processing Services
Base Fee
Gross Deposit 100.00 per institution
Net Deposit 200.00 per institution
Cash Advance Institutions Only 100.00 per institution
Custom File Minimum Fee Actual Per custom file
Account Support Fee 3.20 per account
Daily Package Postage First Class Postal Rate Per daily package
Transaction Processing .039 per transaction
Deposit Entry .039 per deposit
Paper Draft Entry .31 per paper draft
Chargebacks 12.50 per chargeback
Statements .39 per statement
Postage First Class Postal Rate Per statement
Monthly Discount ACH Billing .25 per ACH item
Compliance Fee - Visa .00023 percentage of gross sales
Compliance Fee - MasterCard .00023 percentage of gross sales and
cash advances
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 38
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES MERCHANT Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
TELEMONEY (Effective March 1, 1998, merchants
Authorizations will no longer be added to
Dial Terminal Local .10 per request TELEMONEY)
Dial Terminal 950 .115 per request
Dial Terminal WATS .185 per request
Terminal AVS .02 per request
Draft Capture
Electronic Drafts .055 per draft
Electronic Deposits .10 per deposit
Help Desk (mandatory) 2.00 per merchant, per terminal
Inactive Site I.D. Fee 3.00 per inactive site I.D.
---------------------------------------------- -------------------------------------- -------------------------------------
TIRS Reports
Faxes .30 per fax page
---------------------------------------------- -------------------------------------- -------------------------------------
Visa and MasterCard Fees
Visa Franchise Fees .00084 percentage of gross sales
Master Card Franchise Fees .00095 percentage of gross sales and
cash advances
Interchange Fees Pass Through Net sales per item
MasterCard Connectivity Fee 500.00 per principal member
------------------------------------------------------------------------------------- -------------------------------------
NOTE: This list represents some of the more common association fees. Additional
association fees incurred will be passed through. There will be a 25% handling
fee assessed by BankCard Services to special assessments and fines.
Association fees are established by MasterCard and Visa. The effective dates for
fee changes are established by the associations. BankCard Services makes every
effort to obtain fee changes from the associations and communicate the changes
to you in a timely fashion.
---------------------------------------------- -------------------------------------- -------------------------------------
VITAL Processing Services (VISANET)
Authorizations
Dial Terminal Local .079 per request
Dial Terminal 950 .095 per request
Dial Terminal WATS .135 per request
Terminal AVS .02 per request
Draft Capture
Electronic Drafts .055 per authorization request
Electronic Deposits .10 per deposit
Help Desk (mandatory) 4.00 per merchant, per terminal
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 39
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES SUPPORT SERVICES Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Account Processing
Rush Applications 10.00 per application
Rush Maintenance 10.00 per request
Application & Form Non-Compliance Fee 10.00 per submitted non-compliant
item
---------------------------------------------- -------------------------------------- -------------------------------------
Card Delivery Rush
Fast Card - Business Day 20.00 per card
Fast Card - Saturday Delivery 30.00 per card
---------------------------------------------- -------------------------------------- -------------------------------------
Custom System Reports
Masterfile Tape Request Per Quote Per reel, per request
CA7 Scheduler Setup Per Quote
Tandem Range Report 125.00 per report
Xxxx XX (Media-Hardcopy Report) 120.00 per hour
100.00 per report
Xxxx XX (Media-Tape) 120.00 per hour
95.00 per tape
Xxxx XX (Media-Mailing Labels) 120.00 per hour
.04 per label (75.00 minimum)
---------------------------------------------- -------------------------------------- -------------------------------------
Exceptions
Exception Processing Estimated per exception
Dual Account Support Fee 2.00 per dual account Applied in addition to the account
Payment Rejects 10.00 per payment reject support fee.
Daily Settlement Faxes 50.00 per institution
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 40
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES SUPPORT SERVICES Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Merchant Support Fees
New Association Setup Fee 200.00 per new association
Rush Fee (Set-up, Billing, Maintenance, 10.00 per request
etc.)
Transaction (MRA) Reject Fee 10.00 per item
Forms Non-Compliance Fee 10.00 per submitted non-compliant
form
Crtfd Apps/Hardware Non-Compliance Fee 1,000.00 per non-compliant app/hdwr
reject
ACH Return Fee 20.00 per item
Merchant Customer Service 10.00 per merchant, per call
Data Transmissions Per Quote
Magnetic Tape handling Per Quote
Crtfd Apps/Hardware Review Fee 500.00 per new request to
review/research
Terminal Download Programming 25.00 per non-BCS sold terminal
Hypercom Terminal Download 25.00 per Hypercom terminal
XXXX Monthly Operating Fee (custom
banks only) 940.00
XXXX RJE File Fee (custom banks
only) 125.00
XXXX Microfiche Recreates 25.00 per recreate
XXXX On-Line Access Per Quote
VISANET OLI Fee 190.00 per User ID
VISANET OLA Fee 190.00 per User ID
VISANET Transaction File Delivery 190.00
Applies to Custom banks only
---------------------------------------------- -------------------------------------- -------------------------------------
Programming Requests
Agent Setup - TS1 200.00 per agent
Client Product Code Setup - TS2 Per Quote Per code
Bank Control Option Changes 50.00 per request
Adding/Removing Hardcode Per Quote
Cost/Timeframe Request 125.00 minimum per request
File Update Per Quote
RMS3 Report Change, Add, Delete 100.00 per request
Code Scans Per Quote
Correlation Changes/New 50.00
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 41
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES SUPPORT SERVICES Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Programming Requests
Xxxx XX (Media-Buck Slips) 120.00 per hour
.04 per slip (75.00 minimum)
Xxxx XX (Media - Diskette) 120.00 per hour
50.00 per diskette
Total Access (Media - Hardcopy Report) 120.00 per hour
100.00 per report
Total Access (Media - Tape) 120.00 per hour
100.00 per tape
Total Access (Media - Diskette) 120.00 per hour
50.00 per diskette
Total Access (Media - Label Setup) 75.00 per set-up
120.00 per hour
.05 label
Total Access (Media - download S drive) 100.00 per download
Total Access (Internet Transfers) 50.00 plus media output cost per
transfer
Total Access Rush Charges A request not meeting standard
Reduce standard time frame: time-frames will incur rush costs.
25% price doubles
50% price triples
75% price quadruples
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 42
Delivery Services
---------------------------------------------- ----------------------------------------------------------------------------
BANKCARD SERVICES SUPPORT SERVICES Prices are subject to change with 30 days' prior notice.
---------------------------------------------- -------------------------------------- -------------------------------------
Projects
Statement Inserts Non-Select Per Quote Per non-select
Statement Inserts Selective 125.00 per bank
.075 per account
Statement Inserts 100% billing 125.00 per bank
PR Statement Messages - Cardholder
Tandem Range Controls No Charge
Automatic Credit Line Increase 125.00 per hour
Skip-A-Payment Per Quote
Annual Summary Statement Per Quote
Solicitations Per Quote
Custom Projects Per Quote
Change in Terms Per Quote
1098 Project Per Quote
Form 1,250.00 set-up
1099C Project .10 per form
Form 315.00 per bank
CIS Interface Setup Per Quote
Bonus Point Program Per Quote
CRV Setup Fee Per Quote Per bank
Welcome Checks Setup Fee-Custom 500.00 one time
Welcome Checks Setup Fee-Generic 150.00 one time, per version
Auto Pay Enrollment Fee 50.00 one time, per version
Business Report Distribution 300.00 per institution, one time
Special Logo Setup Fee-Classic/Premier Per Quote Per company, per mailing
120.00 Per Classic/Premier
RLT Letter Setup Fee check setup
Audit Confirmations 5.00 per letter
Plastic Orders (Custom File) Per Quote
Invoice Total +30%
---------------------------------------------- -------------------------------------- -------------------------------------
Research
Due Diligence 100.00 per request, per hour
Fiche Retrieval 2.00 per page
Research Requests 25.00 per request, per hour One hour minimum applies
---------------------------------------------- -------------------------------------- -------------------------------------
Statement Copy Requests
01-25 copies 2.00 per statement
50 copies plus Per Quote
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 43
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--------------------------------------------------------------------------------
M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page 44
Information Management
--------------------------------------------------------------------------------
---------------------------------------------- ----------------------------------------------------------------------------
INFORMATION DESKTOP Five hours of support per month per contract institution
provided at no additional charge. Additional support will be billed
at $140.00 per hour.
---------------------------------------------- ----------------------------------------------------------------------------
Data Management Fee (DataBank) Per quote Pricing depends on
customer's specific requirements.
---------------------------------------------- -------------------------------------- -------------------------------------
Desktop Fee Includes software license fees for
Workstation Software Per quote InFormatter and Report Edge.
---------------------------------------------- -------------------------------------- -------------------------------------
InFormatter Report Production Per quote Pricing depends on customer's
specific requirements.
---------------------------------------------- -------------------------------------- -------------------------------------
Data Solutions Use of the DataBank for deposit,
Asset/Liability Per quote loan, and general ledger is a
Call Report Per quote prerequisite for these services.
Third-party asset/ liability or
call report software not included.
---------------------------------------------- -------------------------------------- -------------------------------------
Report Edge CPU Usage .10 per CPU second Applicable only to Report Edge
usage (not InFormatter).
---------------------------------------------- -------------------------------------- -------------------------------------
Training Instructor's/Consultant's travel
Introduction to Report Edge (2 days) 600.00 per person expenses and travel time, as well
Introduction to InFormatter (2 days) 600.00 per person as equipment costs for services
Financial Reporting With Report Edge provided at alternate locations,
(1 day) 300.00 per person are the responsibility of the
Advanced InFormatter (2 days) 600.00 per person customer.
Advanced Report Edge (2 days) 600.00 per person
Consulting Per quote
---------------------------------------------- ----------------------------------------------------------------------------
XXXXX Setup fee may apply for XXXXX application extracts. Contact the INFO
Center for prices.
---------------------------------------------- -------------------------------------- -------------------------------------
Base Fee 50.00 per contract institution Includes the INFO Center
newsletter, one hour of hotline
support, product updates, and user
conferences. Required for XXXXX
institutions.
---------------------------------------------- -------------------------------------- -------------------------------------
XXXXX Application Extracts Deposit System extracts occur twice
Deposit System .021 per open & closed account per month. More frequent extracts
are available. Contact the INFO
Center for prices.
Financial Control .0485 per open & closed account/cost Financial Control extracts occur
center once per month. More frequent
extracts are available. Contact
the INFO Center for prices.
Loan System .0439 per open & closed Loan System extracts occur twice
account or commitment per month. More frequent extracts
are available. Contact the INFO
Center for prices.
CIS Customer Files .012 per customer CIS extracts occur twice per
month. More frequent extracts are
available. Contact the INFO Center
for prices.
Cardbase Management .0079 per open & closed cardholder Cardbase Management extracts occur
daily.
.1313 per sales session Salestracking extracts occur once
Salestracking per month for history and once per
week for the customer file.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 45
Information Management
---------------------------------------------- ----------------------------------------------------------------------------
XXXXX Setup fee may apply for XXXXX application extracts. Contact the INFO
Center for prices.
---------------------------------------------- -------------------------------------- -------------------------------------
XXXXX Application Extracts (continued) Account Analysis extracts occur
Account Analysis twice per month based on Bank
Detail Account File .0042 per record Control frequency.
Service Fee File .0004 per record
---------------------------------------------- -------------------------------------- -------------------------------------
XXXXX Usage Based on IBM Model 3090E. Price is
CPU Fee .0019 per 1/100 CPU second adjusted according to relative CPU
power of current CPU.
---------------------------------------------- -------------------------------------- -------------------------------------
Training CPU usage charges accrued during
Beginning XXXXX (2 days) 420.00 per person/per course the class are not included in the
All Other XXXXX Courses (1 day) 210.00 per person/per course course fee. Services are provided
at M&I datacenters in Xxxxx Deer,
Wisconsin, or Tampa, Florida.
Training sessions can be scheduled
on-site for institutions with six
or more people attending. Please
contact the INFO Center for more
information. Instructor's travel
expenses and travel time, as well
as equipment costs for services
provided at alternate locations,
are the responsibility of the
customer.
---------------------------------------------- -------------------------------------- -------------------------------------
XXXXX Download Facility Does not include communication
Setup and Configuration 1,000.00 per workstation software, link, and hardware.
Base Fee 105.00 per institution Contact the INFO Center for
detailed requirements.
---------------------------------------------- -------------------------------------- -------------------------------------
XXXXX Consulting/Custom Programming 140.00 per hour (1 hr. minimum fee) Consultant's travel expenses and
travel time, as well as equipment
costs for services provided at
alternate locations, are the
responsibility of the customer.
XXXXX CPU charges apply.
---------------------------------------------- -------------------------------------- -------------------------------------
Data Transfer Facility (DTF)
Setup Fee 450.00 per institution
Base Fee--Data File 90.00 per institution
Software Applications
CALL REPORTER II
Less Than 100M Assets 30.00 per institution
100M - 300M Assets 40.00 per institution
Greater Than 300M Assets 45.00 per institution
With Foreign Offices 80.00 per institution
Holding Company 45.00 per holding company
consolidation
Postage 10.00 per quarter/per institution
---------------------------------------------- -------------------------------------- -------------------------------------
IPS Upload
Setup and Configuration 1,500.00 per workstation
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 46
Information Management
---------------------------------------------- ----------------------------------------------------------------------------
STAR VIEW Setup fee applies. Load and storage fees are invoiced
separately for deposits, loans, general ledger, electronic funds,
and deposit statements. All other applications are combined for
billing purposes.
---------------------------------------------- ----------------------------------------------------------------------------
Full System Administration 115.00 per institution Total system administration
performed by M&I.
Partial System Administration 65.00 per institution Partial system administration
performed by client.
---------------------------------------------- -------------------------------------- -------------------------------------
Load Fee .0036 per report page loaded to STAR
View
---------------------------------------------- -------------------------------------- -------------------------------------
Disk Storage No charge Disk storage is provided for the
time period when reports are
frequently accessed, or when
immediate response time is required
based on the historical report
access frequency, and is managed by
M&I.
---------------------------------------------- -------------------------------------- -------------------------------------
Tape Storage .00001 per report page, per day Tape retention is available for up
retained to two years of storage.
---------------------------------------------- -------------------------------------- -------------------------------------
Optical Storage--7 Years .007 per report page Initially reports are also stored on
loaded to Optical 7 disk at no additional charge.
The length of disk storage time
depends on the frequency the report
is accessed.
---------------------------------------------- -------------------------------------- -------------------------------------
Optical Storage--10 Years .009 per report page loaded to Initially reports are also stored on
Optical 10 disk at no additional charge.
The length of disk storage time
depends on the frequency the report
is accessed.
---------------------------------------------- -------------------------------------- -------------------------------------
Optical Retention--Statement Viewing .01 per statement page loaded to
optical
---------------------------------------------- -------------------------------------- -------------------------------------
Initial Setup Fee 500.00 per institution
---------------------------------------------- -------------------------------------- -------------------------------------
Training Training is held in the form of a
STAR View -- Viewing 140.00 per hour for up to 3 students conference call. Call the INFO
Center training coordinator,
STAR View -- Administrator 140.00 per hour for up to 3 students Extension 69055, for more
information.
STAR RDS -- Administrator 140.00 per hour for up to 3 students
---------------------------------------------- ----------------------------------------------------------------------------
MICROFICHE
---------------------------------------------- ----------------------------------------------------------------------------
Original .008 per report page
Minimum Fee .80 per fiche card
Duplicate Fiche Copies
First Copy No charge
Additional Fiche Copies .40 per fiche card
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 47
Information Management
---------------------------------------------- ----------------------------------------------------------------------------
REMOTE SITE SUPPORT Setup fee applies. Prices exclude telecommunication costs.
---------------------------------------------- -------------------------------------- -------------------------------------
Remote Report Printing Credit
Deposit System (.14) per account Accounts include open level 0
Loan System (.20) per open note accounts and open time IDs.
Financial Control (General Ledger) (.25) per account
---------------------------------------------- -------------------------------------- -------------------------------------
Transmission Fee (Daily) 6.75 per transmission
---------------------------------------------- -------------------------------------- -------------------------------------
New Transmission Setup to a New Destination Includes establishing a new
ID Per quote destination ID, JCL, allocating
datasets, establishing
communication link and up to 2
tests. Remote transmission setup
may require additional hardware and
software costs which are not
included in this price.
---------------------------------------------- -------------------------------------- -------------------------------------
New Transmission Setup to an Existing Includes JCL, allocating datasets,
Destination ID Per quote and up to 2 tests. Remote
transmission setup may require
additional hardware and software
costs which are not included in
this price.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 48
Client Support Services
---------------------------------------------- ----------------------------------------------------------------------------
THE SUPPORT CENTER
---------------------------------------------- -------------------------------------- -------------------------------------
Report Reruns
For Most Recent 10 Processing Days Or One
Previous Month-end 50.00 per request
Older Data Files Per quote Older file dates may not be
available.
---------------------------------------------- -------------------------------------- -------------------------------------
Balancing - Deposit/Loan or General Ledger
Phone Support 140.00 per hour Minimum charge of 1 hour applies.
On-site Training/Support 1,000.00 per day plus travel
expenses
---------------------------------------------- -------------------------------------- -------------------------------------
Account Number Generation
Request Fee 35.00 per request
List .04 per account
Labels .06 per label
---------------------------------------------- -------------------------------------- -------------------------------------
Bank Control Changes 140.00 per hour Applicable to changes requested on
nonrestricted fields/segments.
Minimum charge of one hour applies.
---------------------------------------------- ----------------------------------------------------------------------------
NETWORK SERVICES
---------------------------------------------- -------------------------------------- -------------------------------------
Network Design 3,000.00 per design Examples include designs done for
reengineering or disaster recovery
purposes.
---------------------------------------------- -------------------------------------- -------------------------------------
Network Implementation 750.00 per location Applicable for new locations or
when moving existing offices. One
request required per location.
---------------------------------------------- -------------------------------------- -------------------------------------
Change Request Not applicable for new locations,
(Terminal Line Authorization) 50.00 per request moving existing offices or new
product purchases (e.g.,
PCTeller). One request required
per location.
---------------------------------------------- -------------------------------------- -------------------------------------
Late Change Request Applies to requests received with
(Terminal Line Authorization) 150.00 per request one week or less lead time. Every
effort will be made to complete
request, but completion cannot be
guaranteed. Incomplete requests are
not charged. One request required
per location.
---------------------------------------------- -------------------------------------- -------------------------------------
Professional Services 200.00 per hour One hour minimum.
---------------------------------------------- -------------------------------------- -------------------------------------
Network Consulting 200.00 per hour One hour minimum.
---------------------------------------------- -------------------------------------- -------------------------------------
Advantis Network Connectivity
Dial Services - Local-Prime .065 per 1/100 hour
Dial Services - Local-Nonprime .030 per 1/100 hour
800 Dial Surcharge .0775 per 1/100 hour Applies to prime and nonprime hours
---------------------------------------------- -------------------------------------- -------------------------------------
Circuits Per quote
---------------------------------------------- -------------------------------------- -------------------------------------
CPI Communication Line 500.00 per institution Fee subject to change based on
third party vendor and customer
usage changes. Applicable to
customers who use CPI for mortgage
processing.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 49
Client Support Services
---------------------------------------------- ----------------------------------------------------------------------------
NETWORK SERVICES
---------------------------------------------- -------------------------------------- -------------------------------------
Equipment Per quote
---------------------------------------------- -------------------------------------- -------------------------------------
Network Support Logical unit volume is based on the
M&I Managed Network Support number of terminals defined to the
1-100 Logical units (LUs) 4.00 per LU M&I network.
101-300 Logical units (LUs) 3.00 per LU
301-800 Logical units (LUs) 2.50 per LU
over 800 Logical units (LUs) 2.00 per LU
Customer Managed Network Support 1.00 per LU
Modem Support Per unit Fee based on modem characteristics
and reflects pass through cost.
---------------------------------------------- ----------------------------------------------------------------------------
SERVICES CONTINUITY Several M&I-owned facilities around the United
States are available as proof encoding, item processing, and
print-back hot sites. Our item processing recovery has been
enhanced to include full POD and bulk file services. Additional
setup and testing fees may apply. When a disaster occurs, a
declaration fee and usage fee will apply.
---------------------------------------------- -------------------------------------- -------------------------------------
Assets up to $200 Million The setup fee includes programming,
Setup Fee 8,000.00 per institution product support, plan assessment,
plan presentation, and the creation
of a manual. Start-up fees for
multibank holding companies will be
determined on a case-by-case basis.
Monthly Base Fee 300.00 per institution Monthly fees include one test per
year. Monthly fees for multibank
holding companies will be
determined on a case-by-case basis.
Declaration Fee 1,500.00 per occurrence This represents the minimum fee if
a disaster is declared.
Additional Support Per quote
Transaction Fees Current price Transaction fees are dependent on
the services utilized. Each M&I
datacenter has unique item pricing.
---------------------------------------------- -------------------------------------- -------------------------------------
Assets Between $200 Million and
$500 Million
Setup Fee 12,000.00 per institution Please refer to notes above.
Monthly Base Fee 375.00 per institution Please refer to notes above.
Declaration Fee 2,000.00 per occurrence Please refer to notes above.
Additional Support Per quote
Transaction Fees Current price Please refer to notes above.
---------------------------------------------- -------------------------------------- -------------------------------------
Assets Over $500 Million
Setup Fee 17,500.00 per institution Please refer to notes above.
Monthly Base Fee 500.00 per institution Please refer to notes above.
Declaration Fee 4,000.00 per occurrence Please refer to notes above.
Additional Support Per quote
Transaction Fees Current price Please refer to notes above.
---------------------------------------------- -------------------------------------- -------------------------------------
Services Continuity Consulting Per quote
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 50
Client Support Services
---------------------------------------------- ----------------------------------------------------------------------------
SERVICES CONTINUITY Several M&I-owned facilities around the United States are available as
proof encoding, item processing, and print-back hot sites. Our item
processing recovery has been enhanced to include full POD and bulk file
services. Additional setup and testing fees may apply. When a disaster
occurs, a declaration fee and usage fee will apply.
---------------------------------------------- -------------------------------------- -------------------------------------
Customer Site Validation Option 10,000.00 per institution This service is provided to allow
Circuit Related Costs Pass through customers to validate hardware and
Optional/Customized Testing Per quote communication links to the hot site
and validate the recovered data.
Optional/Customized Testing
includes, but is not limited to,
customer requested third party
vendor testing, dual hot site
support, and abnormal tape support.
---------------------------------------------- -------------------------------------- -------------------------------------
Customized Services
Communications Network Restoration
PC, LAN, and WAN Recovery Per quote
Recovery Planning Consulting Services Per quote
Other Customized Services Per quote
Per quote
---------------------------------------------- ----------------------------------------------------------------------------
USER MANUALS
---------------------------------------------- -------------------------------------- -------------------------------------
Deposit User Manual 600.00 per additional set Two sets of deposit and loan user
Loan User Manual 700.00 per additional set manuals are provided at no charge.
---------------------------------------------- -------------------------------------- -------------------------------------
Individual User Manuals 100.00 per additional volume One volume of all other user
manuals is provided at no charge.
---------------------------------------------- -------------------------------------- -------------------------------------
On-line Documentation 1,500.00 per year Annual fee is reduced to $500 if
paper updates are discontinued.
---------------------------------------------- ----------------------------------------------------------------------------
PROGRAMMING AND DEVELOPMENT
---------------------------------------------- ----------------------------------------------------------------------------
Programming 140.00 per hour
Product Development 140.00 per hour
Product Support 140.00 per hour
---------------------------------------------- -------------------------------------- -------------------------------------
CONSULTING SERVICES
---------------------------------------------- -------------------------------------- -------------------------------------
Profit Improvement Review Per quote
Operational Review Per quote
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 51
Client Support Services
---------------------------------------------- ----------------------------------------------------------------------------
EDUCATION SERVICES Please see the Education Center's 1998 Service Bureau Training Catalog for
course descriptions, dates, and additional services.
---------------------------------------------- -------------------------------------- -------------------------------------
Product Workshops
One-day Class 300.00 per student Prices apply to classes conducted
Two-day Class 500.00 per student at the Xxxxx Deer Operations
Three-day Class 700.00 per student Center. Prices will vary for
Four-day Class 850.00 per student classes conducted elsewhere.
Five-day Class 1,000.00 per student
---------------------------------------------- -------------------------------------- -------------------------------------
Customized Training/Consulting 140.00 per hour
---------------------------------------------- -------------------------------------- -------------------------------------
Training Center Room Rental Per quote
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 52
ADDITIONAL SERVICES
---------------------------------------------- -------------------------------
Account Reconciliation
Auto Check Pay Per quote
---------------------------------------------- -------------------------------
BankCard Services Special Services Per quote
---------------------------------------------- -------------------------------
Bond On-line Trading Per quote
---------------------------------------------- -------------------------------
Construction Lending Per quote
---------------------------------------------- -------------------------------
Controlled Disbursement Per quote
---------------------------------------------- -------------------------------
Conversion Per quote
---------------------------------------------- -------------------------------
Datacenter Services
Proof Encoding Per quote
Item Capture/Proof of Deposit Per quote
Item Sorting/Bulk File Per quote
Lockbox Per quote
Statement Rendering Per quote
---------------------------------------------- -------------------------------
Deconversion Tapes Per quote
---------------------------------------------- -------------------------------
Delivery/Postage Per quote
---------------------------------------------- -------------------------------
Deposit Memo Post/Intra Day Posting Per quote
---------------------------------------------- -------------------------------
Depository Transfer Service Per quote
---------------------------------------------- -------------------------------
Discount Brokerage Per quote
---------------------------------------------- -------------------------------
Management Information Link (MIL) Per quote
---------------------------------------------- -------------------------------
MICASH Control System Per quote
---------------------------------------------- -------------------------------
Microfilming Per quote
---------------------------------------------- -------------------------------
Multiple Session Manager (TPX) Per quote
---------------------------------------------- -------------------------------
Office Communications Per quote
---------------------------------------------- -------------------------------
Ported Systems Per quote
---------------------------------------------- -------------------------------
Sharedraft Processing Per quote
---------------------------------------------- -------------------------------
Specialized Data Entry Per quote
---------------------------------------------- -------------------------------
Supplies--Partnership Plus Per quote
---------------------------------------------- -------------------------------
Tape Creation Per quote
---------------------------------------------- -------------------------------
Teller Cassettes/Diskettes Maintenance Per quote
---------------------------------------------- -------------------------------
Travel Per quote
---------------------------------------------- -------------------------------
Video Conferencing Per quote
---------------------------------------------- -------------------------------
------------------------------------------------------------------------------
M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page 53
THIS PAGE INTENTIONALLY LEFT BLANK.
------------------------------------------------------------------------------
M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page 54
Appendix A-System Reports
--------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Deposit System Reports in Numerical Order: at No Charge (1) Frequency
-------------- ----------------- ----------
R-0110 Deposit Card Dollar List 2 Daily
R-0120 Card Entry Pack 2 Daily
R-0120 Card Entry Update 2 Daily
R-0140 Customer Labels Report 0 (2)
R-0150 Merge Control Totals 2 Daily
R-0150 Merge Control Totals 2 Daily
R-0151 Merge Totals By Source 2 Daily
R-0200 On-line Trial Balance 0 (3)
R-0202 Teller Detailed No-book Report 1 Monthly
R-0205 On-line No-Book Exceptions 2 Daily
R-0210 Teller Transaction Journal 2 Daily
R-0211 Teller LEOD Transaction Journal 2 Daily
R-0212 Teller Funds Availability Exception Report 2 Daily
R-0220 Teller Terminal Totals 2 Daily
R-0230 Teller Host Totals 2 Daily
R-0231 Teller LEOD Host Totals 2 Daily
R-0240 Check Authorization Report 2 Daily
R-0250 On-line Dollar Transaction Journal 2 Daily
R-0255 Batch Transaction Journal 2 Daily
R-0260 On-line Dollar G/L Interface 2 Daily
R-0265 On-line Dollar User ID Totals 2 Daily
R-0270 On-line Dollar Reversal Report 2 Daily
R-0280 Transaction Monitor Profile Maintenance 2 Daily
R-0290 On-line Account Update 2 Daily
R-0293 Overdraft EOD Returned Items 2 Daily
R-0294 On-line Exception Totals 2 Daily
R-0295 EOD Exception Disposition 2 Daily
X-0000 XXX/Xxxx Processing Comparison Suspects 2 Daily
R-0298 On-line Exception Decisions Direct/Analysis/Waive Fee Sum. 2 Daily
R-0320 ZIP Code Analysis 2 Monthly
R-0340 Service Charge Test 0 (4)
R-0345 Reaccrual Processing 0 (5)
R-0346 Interest Plan Test Processing 0 (5)
R-0350 Summary of Deposits 0 (2)
R-0360 FDIC Summary of Accounts and Deposits 0 (2)
R-0405 Account Analysis Summary of Reports 0 (6)
R-0410 Account Analysis Error Report 0 (6)
R-0420 Account Analysis Summary 2 Monthly
R-0500 Rev Credit/LOC Avl Balance Update 2 Daily
R-1000 Trial Balance 0 (2)
(1) Charge for additional deposit report copies can be found on page 2 of the
Product Price List under Reports--Standard.
(2) Charges can be found on page 3 of the Product Price List under
Reports--Nonstandard.
(3) Charges per report can be found on page 4 of the Product Price List under
On-line Services.
(4) Charges per report can be found on page 3 of the Product Price List under
Deposit Services.
(5) Charges per report can be found on page 2 of the Product Price List under
Deposit Services.
(6) Charges for deposit account analysis can be found on page 20 of the Product
Price List.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 55
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Deposit System Reports in Numerical Order: at No Charge (1) Frequency
-------------- ----------------- ----------
R-1001 Trial Balance 0 (2)
R-1002 Dormant Trial Balance 2 Daily
R-1003 Escheatment Suspect Report 2 Monthly
R-1008 Consumer Account Profile 2 Daily
R-1009 Rev/Credit LOC Transaction Journal 2 Daily
R-1010 Transaction Journal 1 (2)
R-1011 List of Reports 2 Daily
R-1013 Accrual Adjustment Report 2 Daily
R-1015 Control Totals 2 Daily
R-1016 Control Totals 4 Daily
R-1018 PRA/LOC Detail Totals 2 Daily
R-1019 PRA/LOC Control Totals 2 Daily
R-1020 PRA/LOC Trial Balance 2 Daily
R-1031 New Overdraft Accounts 2 Daily
R-1032 New Overdraft Account Detail 2 Daily
R-1040 Stop Payment Maintenance 2 Daily
R-1041 Stop Payment Suspects 2 Daily
R-1045 New Stop Payment Notice 2 Daily
R-1050 Hold Maintenance 2 Daily
R-1051 Hold Report 2 Daily
R-1060 Nonposted Transactions 2 Daily
R-1070 Special Transactions 2 Daily
R-1080 Transaction Reversals 2 Daily
R-1200 Automatic Transfer (ATS) 2 Daily
R-1220 Automatic Transfer Maintenance 2 Daily
R-1230 Automatic Transfer Transactions 2 Daily
R-1241 Sweep Report 0 (2)
R-1400 Cash Flows Withdrawals-Time Deposit 2 Monthly
R-1401 Cash Flows Deposit/Sales-Time Dpt 2 Monthly
R-1402 Cash Flows New PRA/LOC Loans 2 Monthly
R-1403 Cash Flows Principal Payments 2 Monthly
R-2020 New Accounts 2 Daily
R-2030 Account Master Changes 2 Daily
R-2031 Federal Withholding Exemption Change Report 2 Daily
R-2040 Old Overdraft Accounts 2 Daily
R-2042 Overdraft Accounts by Officer 2 Daily
R-2043 High Dollar Overdraft Accounts 2 Daily
R-2044 Exceptions by Account 2 Daily
R-2045 Exceptions by Control Sequence 2 Daily
R-2050 Kiting Suspect 2 Daily
R-2051 Large Transaction 2 Daily
R-2055 High Activity 2 Daily
R-2056 Excessive Transaction 2 Daily
R-2057 Excessive Transaction History 2 Daily
(1) Charge for additional deposit report copies can be found on page 2 of the
Product Price List under Reports--Standard.
(2) Charges can be found on page 3 of the Product Price List under
Reports--Nonstandard.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 56
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Deposit System Reports in Numerical Order: at No Charge (1) Frequency
-------------- ----------------- ----------
R-2058 Value Dated Transaction 2 Daily
R-2059 Value Dated Adjustments 2 Daily
R-2060 Balance Fluctuation 2 Daily
R-2070 Large Balance Report 2 Daily
R-2080 Uncollected Funds 2 Daily
R-2085 Expedited Funds Availability Exceptions 2 Daily
R-2086 Expedited Funds Availability Suspects 2 Daily
R-2092 Stop Payments 2 Daily
R-2100 NSF Activity 2 Daily
R-2105 NSF Income Summary 2 Daily
R-2110 Coded Accounts Audit 2 Daily
R-2150 Address Changes 2 Daily
R-2160 Special Mail Instructions 2 Daily
R-2180 Collection-Disbursement 2 Daily
R-2190 New Inactive/Dormant Accounts 2 Daily
R-2191 Inactive/Dormant Notice 2 Daily
R-2193 Escheated Funds Report 2 Daily
R-2210 Zero Balance Accounts 2 Daily
R-2220 Closed Accounts 2 Daily
R-2225 Trust/Escrow Report 0 (2)
R-2250 Tax Identification Numbers 0 (3)
R-2251 Deposit System B-Notice Matched 1 (4)
R-2252 Deposit System B-Notice Unmatched 1 (4)
R-2253 B-Notice Tape Exceptions 1 (4)
R-2254 Deposit System Second B-Notice Unmatched 1 (4)
R-2255 Backup Withholding Report 2 Monthly
R-2300 Miscellaneous Service Charges 2 Daily
R-2310 Analysis Miscellaneous Charges 2 Daily
R-2315 Analysis Item Fees 2 Daily
R-2320 Direct Service Charges 2 Daily
R-2355 Target Balance Report 2 Daily
R-2360 Investable Balance Report 2 Daily
R-2365 Due From Banks Daily Report 2 Daily
R-2366 Due From Banks Cycle-To-Date 2 Daily
R-2367 Due From Banks Year-To-Date 2 Daily
R-2400 Purged Accounts 2 Daily
R-2410 Foreign Accounts 2 Daily
R-2420 Mail Code Accounts 2 Daily
R-2500 End-of-Year 2 Annually
R-2600 Share Drafts 2 Daily
R-2640 Retirement Account Plan Service Charge Notice 1 Daily
R-2641 Retirement Account Employer Service Charge Notice 1 Daily
(1) Charge for additional deposit report copies can be found on page 2 of the
Product Price List under Reports--Standard.
(2) Charges per report can be found on page 3 of the Product Price List under
Reports--Nonstandard.
(3) Charges per report can be found on page 4 of the Product Price List under
IRS Reporting Services.
(4) These reports are provided as part of B-Notice Reporting. Please refer to
IRS Reporting Services on page 4 for prices.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 57
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Deposit System Reports in Numerical Order: at No Charge (1) Frequency
-------------- ----------------- ----------
R-2645 Retirement Account Plan Service Charges Created 1 Daily
R-2646 Retirement Account Plan Service Charges Assessed 1 Daily
R-2647 Retirement Account Employer Service Charges Created 1 Daily
R-2648 Retirement Account Employer Service Charges Assessed 1 Daily
R-2650 Retirement Account Trial Balance 1 Daily
R-2655 Retirement Account Transaction Journal 1 Daily
R-2656 RA Code Maintenance 1 Daily
R-2660 Retirement Account Distribution Plan Suspects 1 Daily
R-2661 Retirement Account Distribution Requirement Notice 1 Daily
R-2662 Retirement Account Under Distribution Notice 1 Daily
R-2665 Retirement Account Over/Under Contribution 1 Daily
R-2670 Retirement Account Distribution Exceptions 1 Daily
R-2675 Retirement Account Distributions Journal 1 Daily
R-2676 Retirement Account Distribution Notice 1 Daily
R-2678 Retirement Account Anticipated Check Distributions 2 Daily
R-2680 Retirement Account Distribution Calculation Report 1 Daily
R-2685 Retirement Account Under Dist./Withholding Election Notice 1 Daily
R-2687 Retirement Account Required Minimum Distribution Notice 1 Annually
R-2690 Retirement Account Maintenance Report 1 Daily
R-2693 Retirement account Purge Report 1 Annually
R-2695 Retirement Account Employer Detail 1 Daily
R-2698 Retirement Account Processing Error 1 Daily
R-2700 Package Post 2 Daily
R-2750 Interest Paid Report 2 Daily
R-2800 Service Charge Analysis 2 Daily
R-2810 Service Charge Referrals 2 Daily
R-2820 Related Service Charges 2 Daily
R-2830 Analysis History 2 Monthly
R-2840 Account Analysis Statement 0 (2)
R-2850 Float Entry and Adjustment 2 Daily
R-2860 Proof-of-Deposit Float 2 Daily
R-2890 Periodic Fees 2 Daily
R-2900 PRA/LOC Master Changes 2 Daily
R-2905 PRA/LOC Dollar Transactions 2 Daily
R-2910 PRA/LOC New Accounts 2 Daily
R-2930 PRA/LOC Review Control 2 Daily
R-2940 PRA/LOC Closed Account 2 Daily
R-2950 Credit Life Alert 2 Daily
R-2960 Full Delinquent Accounts 2 Daily
R-2965 Collection Card 2 Daily
R-2970 Payments on Delinquent/Collection Accounts 2 Daily
R-2975 Credit Life Report 2 Daily
R-2980 Credit Review Report 2 Daily
(1) Charge for additional deposit report copies can be found on page 2 of the
Product Price List under Reports--Standard.
(2) Charges for deposit account analysis statements can be found on page 20 of
the Product Price List.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 58
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Deposit System Reports in Numerical Order: at No Charge (1) Frequency
-------------- ----------------- ----------
R-2990 Aged Delinquency Report 2 Daily
R-2995 Charge-Offs 2 Daily
R-3010 Deposit System Check Register 2 Daily
R-3015 Deposit System Check Register - MICR 2 Daily
R-3020 Deposit System Interest Check Accounts 2 Daily
R-3100 OD and Insufficient Funds Notices 2 Daily
R-3100 Unavailable Funds Overdraft Notice 2 Daily
R-3100 Uncollected Funds Overdraft Notice 2 Daily
R-3100 Unavailable Funds Insufficient Funds 2 Daily
R-3105 OD and Insufficient Funds Notices 2 Daily
R-3105 Unavailable Funds Overdraft Notice 2 Daily
R-3105 Uncollected Funds Overdraft Notice 2 Daily
R-3105 Unavailable Funds Insufficient Funds Notice 2 Daily
R-3105 Maturity Notice 2 Daily
R-3110 On-line Overdraft Notice 2 Daily
R-3110 On-line Unavailable Funds OD Notice 2 Daily
R-3110 On-line Insufficient Funds Notice 2 Daily
R-3110 On-line Uncollected Funds Return Items Notice 2 Daily
R-3110 On-line Uncollected Funds OD Notice 2 Daily
R-3110 On-line Unavailable Funds Insufficient Funds Notice 2 Daily
R-3111 Maturity Notice 2 Daily
R-3115 Maturity Notice 2 Daily
R-3120 Confirmation of Transaction Notice 2 Daily
R-3200 New Loan Notice 2 Daily
R-3250 PRA/LOC Billing Notice 2 Daily
R-3300 Maturity Notice 2 Daily
R-3305 Maturity Notice 2 Daily
R-3311 Maturity Notice 2 Daily
R-3315 Maturity Notice 2 Daily
R-3400 Renewal Notice 2 Daily
R-3500 Interest Notice 2 Daily
R-3510 Interest Rate Change Notice 2 Daily
R-3600 Past Due Notice 2 Daily
R-3650 Delinquent Notice 2 Daily
R-3800 No Signature On-File Notice 2 Daily
R-3900 Funds Availability Exception Notice 2 Daily
R-4000 Time Deposit Trial Balance 1 (2)
R-4001 Time Deposit Trial Balance 1 (2)
R-4002 Reserve Category Totals 2 Daily
R-4010 TD Dollar Transactions 2 Daily
R-4020 New Time Deposits 2 Daily
R-4100 Mature Time Deposits 2 Daily
R-4105 Maturity Forecast 2 Daily
R-4110 Available Time Deposits 2 Daily
(1) Charge for additional deposit report copies can be found on page 2 of the
Product Price List under Reports--Standard.
(2) Charges for Deposit Trial Balance can be found on page 3 of the Product
Price List under Reports--Nonstandard.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 59
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Deposit System Reports in Numerical Order: at No Charge (1) Frequency
-------------- ----------------- ----------
R-4120 Time Deposit Demand List 2 Daily
R-4130 Time Deposits $100,000 and Over 2 Daily
R-4150 Checks Written 2 Daily
R-4160 Checks Due 2 Daily
R-4161 Checks Difference 2 Daily
R-4170 Time Deposit Interest Added On 2 Daily
R-4180 Time Deposit Interest Transferred 2 Daily
R-4190 Time Deposit Rate Changes During Term 2 Daily
R-4200 New Interest Rate Exceptions 0 (2)
R-4220 Closed Time Deposits 2 Daily
R-4300 Time Deposit Totals by Term 2 Daily
R-4310 Time Deposit Totals by Maturity 2 Daily
R-4500 Schedule E Worksheet 2 Quarterly
R-4800 Landlord/Tenant Profile 0 (3)
R-4810 Landlord/Tenant Activity 0 (3)
R-4820 Landlord/Tenant Check Register 0 (3)
R-4830 Landlord/Tenant Register Recap 0 (3)
R-4840 CIS Exception Report 0 (3)
R-4998 Processing Error Report-DP 2 Daily
R-4999 Detail Inventory of Reports-DP 2 Daily
R-5000 3x5 Cards 2 Daily
R-9600 Bank Control Change Report 2 Daily
IMR5000 RIM Release List for DDA 2 Daily
IMR5001 RIM Release List for DDA 2 Daily
Number of
Copies Provided Recommended
The IFMS Reports in Numerical Order: at No Charge (1) Frequency
---- ----------------- ----------
R-30010 Automated Transfers 2 Daily
R-30015 On-line Transfers 2 Daily
R-30020 Transfer Maintenance 2 Daily
R-30025 Transfer Instructions 2 Daily
R-30060 Transfers Not Made 2 Daily
R-30120 Transfer Notice 2 Daily
R-30999 Daily Inventory of Reports 2 Daily
(1) Charge for additional deposit report copies can be found on page 2 of the
Product Price List under Reports--Standard.
(2) Charges for deposit account analysis statements can be found on page 20 of
the Product Price List.
(3) Charges for Landlord/Tenant reports (Deposit Escrow Subaccounting) can be
found on page 3 under Reports--Nonstandard.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 60
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Loan System Reports in Numerical Order: at No Charge (1) Frequency
----------- ----------------- ----------
R-6000 List of Reports 2 Daily
R-6001 List of Reports 2 Daily
R-6004 Automatic D/L Transfer Report 2 Daily
R-6005 ACH Loan Activity Report 2 Daily
R-6006 Mass Change Summary 2 Daily
R-6007 Future Transactions 2 Daily
R-6008 Transactions Transmitted 2 Daily
R-6009 Posting Rejects 2 Daily
R-6010 Maintenance Cross Check 2 Daily
R-6015 Purchased Loan Payments 2 Daily
R-6020 Edit List 2 Daily
R-6030 Paid Loan List 2 Daily
R-6031 Paid Loan Notice 2 Daily
R-6032 Payoff Quote Letter 0 (2)
R-6035 Loan Servicing Transfer Audit Report 2 Daily
R-6040 New Loan List 2 Daily
R-6041 Loan Renewal List 2 Daily
R-6042 New Loans This Period 2 Weekly
R-6043 Period Loan Renewal List 2 Weekly
R-6044 Monthly New Loan List 2 Weekly
R-6050 Daily Transaction Journal 2 Daily
R-6051 Daily DDA Escrow Activity 2 Daily
R-6052 Principal Balance Change Advice 2 Daily
R-6053 Shortages on Paid Bills 2 Monthly
R-6054 Unapplied Funds Activity 2 Daily
R-6055 Commitment Daily Transaction Journal 2 Daily
R-6057 Settlement Transaction Report 2 Daily
R-6058 Automatic Extended Maturity List 2 Daily
R-6059 Projected Maturity Extension Notice 2 Daily
R-6060 Change Index Rate 2 Daily
R-6061 Advice of Rate Change 2 Daily
R-6062 Participant Rate Change 2 Daily
R-6063 Regulation Z Rate Change Notice 0 (2)
R-6064 Balloon Payment Notice 2 Daily
R-6065 Variable Plan Payment/Rate Change 0 (2)
R-6066 Pending Change Notice 0 (2)
R-6067 Amortization Schedule 0 (2)
R-6068 Variable Plan Amortization Schedule 0 (2)
R-6069 Defaulted Loan Listing 2 Daily
R-6070 Accrual Listing 2 Daily
R-6071 COF Accrual Listing 2 Daily
R-6072 Add-On Earnings 2 Monthly
R-6073 Simple Interest Earnings 2 Monthly
R-6075 Fee Earnings 2 Monthly
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
(2) Charges for Loan Customer Statements can be found on page 7 of the Product
Price List under Statements.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 61
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Loan System Reports in Numerical Order: at No Charge (1) Frequency
----------- ----------------- ----------
R-6076 Matched Funds Interest Settlement Sequence 2 Daily
R-6077 Cost of Funds/Matched Funds Accounting Report 2 Daily
R-6080 Billing Maintenance 2 Daily
R-6085 Floor Plan Xxxx 2 Monthly
R-6088 Revolving Credit Statement 0 (2)
R-6090 Loan Statement (Xxxx) 0 (2)
R-6091 Charge Advice 2 Daily
R-6092 Fee Charge Advice 2 Daily
R-6093 Guarantor Billing Copy 2 Daily
R-6094 Last Payment Notice 2 Daily
R-6095 Account Fee Payment Notice 2 Daily
R-6096 ACH Transactions List 2 Daily
R-6097 Note Fee Xxxx 2 Daily
R-6098 Note Fee Charge Advice 2 Daily
R-6099 Participant Credit Advice 2 Daily
R-6100 Statement Summary 2 Daily
R-6110 Correction Change Report 2 Daily
R-6111 Name/Address Change 2 Daily
R-6112 Cumulative Correction Change Report 2 Monthly
R-6113 Cumulative Name/Address Change 2 Monthly
R-6115 Keyword Transfer, Control Totals 2 Daily
R-6116 Keyword Transfer, Daily Fee Totals 2 Daily
R-6117 Keyword Transfer Daily Commitment Totals 2 Daily
R-6150 Cost of Funds Transaction Journal 2 Daily
R-6160 Change Cost of Funds Index 2 Daily
R-6200 Account Balance Status 2 Daily
R-6210 Account Listing 2 Monthly
R-6220 A/R Review List 2 Monthly
R-6221 F/P Review List 2 Monthly
R-6225 Outstanding Loans Over 2 Monthly
R-6228 Miscellaneous Balances Under 2 Weekly
R-6229 Credit Balance 2 Daily
R-6230 Loans Over Bank Limit 2 Monthly
R-6231 Employee/Officer/Director 2 Monthly
R-6235 Officer Lending Limits 2 Daily
R-6240 Loans By Risk Rating 2 Monthly
R-6241 Small Business Loans 2 Monthly
R-6250 Director/Officer of Other Banks 2 Monthly
R-6260 3x5 Card (Account) 0 (2)
R-6261 Zero Balance Card 0 (2)
R-6265 CIF Card (Note) 0 (2)
R-6270 Commitments and Usage 2 Monthly
R-6271 Account Usage Over Limit 2 Daily
R-6273 Commitment Allocation 2 Daily
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
(2) Charges for Loan Customer Statements can be found on page 7 of the Product
Price List under Statements.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 62
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Loan System Reports in Numerical Order: at No Charge (1) Frequency
----------- ----------------- ----------
R-6275 Commitments by Type 2 Daily
R-6277 Inactive Commitments 2 Daily
R-6278 Unused Commitment Balance 2 Daily
R-6279 Commitment Interface Balances 2 Daily
R-6280 Curtailment Billing 2 Monthly
R-6281 Summary and Comparison 2 Monthly
R-6282 Monthly Account Summary 2 Monthly
R-6283 Notes and Interest 2 Monthly
R-6290 Maturing Notes Review 2 Weekly
R-6300 Account Inquiry 2 Daily
R-6305 Loan Information Letter 2 Daily
R-6310 Note Inquiry 2 Daily
R-6315 Part Inquiry 2 Daily
R-6318 Part Transaction Journal 2 Daily
R-6320 Specifics Invoices 2 Monthly
R-6330 F/P Open Item List 2 Weekly
R-6335 Billing List 2 Daily
R-6336 Billing Inquiry Report 2 Daily
R-6340 Loans by Interest Rate 2 Monthly
R-6350 Accruals Over and Short 2 Daily
R-6360 Loans by Officer 2 Monthly
R-6370 Parts Bought and Sold 2 Monthly
R-6373 Schedule RC-N 2 Monthly
R-6374 Delinquency Ratio Report 2 Monthly
R-6376 HUD Delinquent Loan Report 2 Monthly
R-6377 HUD 27050--A Form 2 Daily
R-6378 HUD 92068--C Form 2 Monthly
R-6379 Floor Plan Past Due List 2 Monthly
R-6380 Past Due List 2 Daily
R-6381 Fees Past Due List 2 Weekly
R-6382 Aged Delinquency Report 1 Daily
R-6383 Executive Past Due List 2 Daily
R-6384 Fee Past Due Notice 2 Daily
R-6385 Past Due Notice 2 Daily
R-6386 Transactions to Delinquent Loans 2 Daily
R-6387 Collection Status Information 2 Daily
(Collection Referral Card)
R-6388 Delinquent Summary 2 Weekly
R-6390 Loans by SIC Code 2 Monthly
R-6398 Floor Plan Late Notice 2 Daily
R-6400 Trial Balance 1 Weekly
R-6401 Cumulative Trial Balance 2 Daily
R-6402 Short Trial Balance 2 Daily
R-6410 Term Note Review List 2 Monthly
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
(2) Charges for Loan 3x5 cards can be found on page 6 of the Product Price
List.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 63
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Loan System Reports in Numerical Order: at No Charge (1) Frequency
----------- ----------------- ----------
R-6420 Floor Plan Transactions 2 Monthly
R-6430 Demand Note List 2 Monthly
R-6450 Account User 2 Monthly
R-6460 Note User 2 Monthly
R-6470 Commitment Exceptions 2 Monthly
R-6475 Portfolio Quality Report 2 Monthly
R-6480 Expiring Dates 2 Monthly
R-6485 Expiring Commitments 2 Daily
R-6490 Indirect Liabilities 2 Monthly
R-6500 Cumulative Transaction Journal 2 Monthly
R-6510 Account Summary Listing 2 Monthly
R-6511 Student Loans 2 Monthly
R-6512 Historical Yield Report 2 Daily
R-6515 Monthly Yield Report 2 Monthly
R-6518 Management Report 2 Monthly
R-6521 Federal Call Report 2 Monthly
R-6522 Small Business/Farm Loans 2 Monthly
R-6523 Loan Officer Summary 2 Monthly
R-6530 Loans by Collateral 2 Monthly
R-6540 Rate Sensitivity 2 Monthly
R-6541 Notes by Index 2 Monthly
R-6542 Repricing Opportunities 2 Monthly
R-6543 RC-J Repricing Report 2 Monthly
R-6544 Cash Flow Projections 2 Monthly
R-6550 Unapplied Funds Report 2 Daily
R-6555 Buydown Funds 2 Daily
R-6560 FHA Remittance 2 Daily
R-6561 FHA Risk Based Premium 2 Daily
R-6562 FHA Risked Based Premium Tape 0 (2)
R-6570 FHA Assisted Payments 2 Monthly
R-6580 Accrual/Non-Accrual Changes 2 Daily
R-6582 Non-Accrual Loan List 2 Daily
R-6584 Accrual/Non-Accrual Review 2 Daily
R-6586 Deferred Active Loan List 2 Monthly
R-6590 Charge-Off Summary 2 Daily
R-6592 Charge-Off History 2 Daily
R-6610 Fee Management Report 2 Monthly
R-6611 Fee Detail Report 2 Daily
R-6612 Fee History Transaction 2 Daily
R-6800 Interest Paid by Account 2 Annually
R-6801 Interest Paid by Account Statement 2 Annually
R-6802 Interest Paid by Note 1 Annually
R-6803 Interest Paid by Note Statement 1 Annually
R-6804 Fees Paid by Account 2 Annually
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
(2) Charges for Loan Tapes can be found on page 7 of the Product Price List
under Tape/Transmission Processing.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 64
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Loan System Reports in Numerical Order: at No Charge (1) Frequency
----------- ----------------- ----------
R-6805 Fees Paid by Account Statement 2 Annually
R-6807 Year-to-Date Activity Statement 0 (2)
R-6808 Mailing Labels 0 (3)
R-6809 Filing Labels 0 (3)
R-6810 Discount Note List 2 Annually
R-6840 Account Historical List 2 Annually
R-6841 Part Historical Listing 2 Annually
R-6842 Floor Plan History List 2 Semiannually
R-6845 Loans by Census Tract 2 Annually
R-6850 Record Deletion - Purge 2 Semiannually
R-6851 Zero Balance Loan List 2 Monthly
R-6860 Account Summary Two-Year 1 Annually
R-6861 Deleted Account Summary 2 Annually
R-6862 Inactive Account List 2 Annually
R-6868 Year-end 1098 Mag Tape 0 Annually
R-6869 Year-end Tax ID Solicitation Letter 0 (4)
R-6870 Federal Reporting of Interest 2 Annually
R-6871 Year-end Loans Paid Ahead 2 Annually
R-6872 Schedule CMR 2 Daily
R-6874 FHLB - Schedule F 2 Daily
R-6876 Loans Pledged to FHLB (No Magnetic Tape) 2 Monthly
R-6881 Loan Application Register Section I (FDIC) 2 Monthly
R-6882 Loan Application Register Section II (OTS) 2 Monthly
R-6900 Balance Verification 2 Daily
R-6997 Commitment Control Totals 2 Daily
R-6998 Daily Fee Totals 2 Daily
R-6999 Control Totals 2 Daily
R-7030 Floor Plan Loan List 2 Daily
R-7031 Floor Plan Option Change 2 Daily
R-7032 Floor Plan Audit Report 2 Monthly
R-7035 Dealer Outstanding 2 Monthly
R-7040 Prepaid Dealer 2 Daily
R-7062 New Insurance Report 2 Monthly R-7064
SI Insurance Earnings Detail 2 Monthly
R-7065 Voluntary Insurance Report 2 Daily
R-7066 Insurance Solicitation Tape 0 (2)
R-7070 Expiring Insurance Report 2 Daily
R-7075 Voluntary Insurance Recalculations 2 Daily
R-7100 Company List of Reports 2 Daily
R-7110 Company Inquiry 2 Daily
R-7111 Company Inquiry (expanded investor) 2 Daily
R-7120 Company Activity Report 2 Daily
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
(2) Charges for Loan Customer Statements can be found on page 7 of the Product
Price List under Statements.
(3) Charges for labels can be found on page 6 of the Product Price List.
(4) Charges can be found on page 4 under IRS Reporting Services.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 65
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Loan System Reports in Numerical Order: at No Charge (1) Frequency
----------- ----------------- ----------
R-7130 Company Statement 0 (3)
R-7140 Company Maintenance 2 Daily
R-7150 Company Transaction Journal 2 Daily
R-7160 Company Edit List 2 Daily
R-7190 Check Register 2 Daily
R-7195 Escrow Disbursement Check Voucher 2 Daily
R-7196 Transferred/Sold Loan Transaction Journal 2 Daily
R-7200 Coupon Orders 2 Daily
R-7201 Credit Bureau Paid Out Loans 2 Weekly
R-7205 Trans Union Credit Bureau (Tape) 0 (2)
R-7206 ACB (Associated Credit Bureau Services) (Tape) 0 (2)
R-7207 TRW Credit Bureau (Tape) 0 (2)
R-7209 Credit Bureau Summary 2 Monthly
R-7211 CBI (Credit Bureau Incorporated of Atlanta) (Tape) 0 (2)
R-7215 IRS Tax Form 1041 2 Daily
R-7216 Schedule K-1 2 Daily
R-7226 Credit Information Tape (for insurance and credit institutions) 0 (2)
R-7227 Credit Information Report (No Magnetic Tape) 2 Monthly
R-7230 SDC Warehousing Interface Report 2 Daily
R-7245 BAI Transmission 2 Daily
R-7260 Escrow, Unapplied, Buydown Checks 2 Daily
R-7264 GNMA I Pool Security Holder Check 2 Daily
R-7300 Escrow Balance Listing 2 Daily
R-7320 Escrow Shortage Notice 0 (3)
R-7327 Payoff Escrow Account Disclosure Statement 0 (3)
X-0000 Xxxxxx Xxxxxx Review Report 2 Daily
R-7329 Initial Escrow Analysis Review Report 2 Daily
R-7330 Escrow Analysis Statement--Detail 0 (3)
R-7331 Initial Escrow Analysis Disclosure Statement 0 (3)
R-7332 Escrow Review Report 2 Daily
R-7333 Escrow Mismatch 2 Daily
R-7334 Escrow Reconciliation 2 Daily
R-7335 Adds Audit Report Listing 2 Daily
R-7336 Escrow Adjustment Notice 2 Daily
R-7337 Escrow Analysis Audit 2 Daily
R-7339 Audit Report Listing 2 Daily
R-7340 Tax Xxxx Request List 2 Daily
R-7360 Tax Xxxx Request Notice 2 Daily
R-7362 Payoff Notice to Xxxxx 0 Xxxxx
X-0000 Xxxxxx Remittance Notice to Investor 2 Daily
R-7365 Escrow Disbursement Edit 2 Daily
R-7366 Paid Escrow Report 2 Daily
R-7370 Escrow Exception List 2 Daily
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
(2) Charges for Loan Tapes can be found on page 7 of the Product Price List
under Tape/Transmission Processing.
(3) Charges for Loan Customer Statements can be found on page 7 of the Product
Price List under Statements.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 66
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Loan System Reports in Numerical Order: at No Charge (1) Frequency
----------- ----------------- ----------
R-7371 Escrow Delinquency Report 2 Daily
R-7375 Escrow Balance Report 2 Monthly
R-7380 Escrows Coming Due Next Month 2 Daily
R-7381 Auto Escrow Overage Status Report 2 Daily
R-7385 Escrow Insurance Premium Notice 2 Daily
R-7390 Escrow Insurance Expiration Notice 2 Daily
R-7401 FNMA LASER Loan Activity-Form 493 0 (2)
R-7402 FNMA LASER Activity Summary-Form 490 2 Monthly
R-7403 FNMA LASER Payment/Rate Change-Form 498 0 (2)
R-7404 FNMA MBS Summary 2 Monthly
R-7405 Monthly Accounting Report 2 Monthly
R-7406 Monthly Summary Report 2 Monthly
R-7410 Single Debit Reconciliation 2 Daily
R-7411 FNMA Summary Trial Balance 3 Weekly
R-7412 FNMA Summary Principal Adjustment Schedule-Form 575 3 Weekly
R-7413 FNMA Summary of Delinquent Loans-Form 576 3 Weekly
R-7414 FNMA Summary Monthly Activity Report-Form 574 3 Weekly
R-7420 Single Debit 2 Daily
R-7421 FNMA MBS Liquidation Schedule-Form 2020 3 Weekly
R-7422 FNMA MBS Monthly Accounting Report-Form 2010 3 Weekly
R-7423 FNMA MBS Monthly Summary Report and 3 Weekly
Certification-Form 2030
R-7424 FNMA Request for Release of Documents-- 2 Daily
FNMA Form 2009
R-7430 GNMA Excess Funds/Advance 2 Monthly
R-7431 GNMA MBS Liquidation Schedule-Form 11710E 0 (2)
R-7432 GNMA MBS Monthly Account Report-Form 11710A 0 (2)
R-7433 GNMA MBS Issuers' Monthly Summary Report- 2 Monthly
Form 11710D
R-7434 GNMA Quarterly Loan Level Data Submission 0 (2)
R-7435 GNMA Security Holder Combined Advice 0 (2)
R-7436 GNMA Security Holder Advice 2 Monthly
R-7438 GNMA Security Holder Register 0 Monthly
R-7440 Report in Lieu of FHLMC Form 308 2 Monthly
R-7441 FHLMC Form 308 Loan Level Monthly Accounting 0 (2)
R-7442 FHLMC Report of Mortgages Paid in Full - 2 Daily
Net Yield Reporting Concept-Form 315
R-7443 FHLMC Super Arc Remittance 2 Monthly
R-7444 FHLMC Summary of Mortgage Transferred or 2 Daily
Reinstated-Form 116
R-7448 FHLMC Account Group Control - 0 (2)
Net Yield Reporting Concept-Form 308
R-7449 FHLMC Remittance Reconciliation-Form 330 2 Monthly
R-7450 Monthly Payment/Note Rate Change 2 Daily
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
(2) Charges for Investor Reporting can be found on page 6 of the Product Price
List under Loan Services.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 67
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
Copies Provided Recommended
The Loan System Reports in Numerical Order: at No Charge (1) Frequency
----------- ----------------- ----------
R-7451 Monthly Payment/Rate Change Report 2 Daily
R-7452 Interim Remit Journal 2 Daily
R-7460 Investor Daily Transaction 2 Daily
R-7461 LASER Loan Activity/Summary 0 (2)
R-7462 Delinquent Report 2 Daily
R-7463 LASER Monthly Payment/Note Rate Change 0 (2)
R-7464 Cutoff Journal 2 Daily
R-7465 Investor Pay-off Report Rate Change 2 Daily
R-7466 Investor Remittance Xxxx Journal 2 Daily
R-7468 Net Yield Reconciliation Summary 2 Daily
R-7469 Loans Removed Report 2 Daily
R-7470 Investor Trial Balance 2 Daily
R-7471 Cutoff Investor Trial 2 Daily
R-7472 Investor Trial Balance (expanded) 2 Monthly
R-7473 Reconciliation: Actual Pool Balance to the Security Balance 2 Daily
R-7474 Investor Cutoff Trial Balance 2 Daily
R-7475 Test of Expected P&I Custodial Account Balance at Cutoff 2 Daily
R-7476 Prepayment Report 2 Daily
R-7477 Loans Added Report 2 Daily
R-7478 Loans by Investor 2 Daily
R-7480 Remittance Exceptions (AES) 2 Daily
R-7481 AES Delinquent Report-Form 470 3 Weekly
R-7482 AES Prepayment Report 3 Weekly
R-7483 AES Curtailment Report 3 Weekly
R-7484 AES Reconciliation Summary Report 3 Weekly
R-7490 Loans Pledged to FHLB (Mag Tape) 0 (3)
R-7491 Group Reconciliation and Settlement 3 Weekly
R-7510 Pool/Group Custodial Account Activity 6 Daily
R-7520 Summary of Funds Transferred 4 Daily
R-7521 Detail Funds Transfer 2 Daily
R-7530 Today's Remittance 2 Daily
R-8000 Detailed Inventory of Reports - Collateral 2 Daily
R-8001 Detailed Inventory of Reports - Tickler 2 Daily
R-8002 Detailed Inventory of Reports - Loans 2 Daily
Number of
The On-line Collection System Reports Copies Provided Recommended
in Numerical Order: at No Charge (1) Frequency
---------------- -----------
R-11500 Employee Performance Report 2 Daily
R-11510 Daily Collections Recap 2 Daily
R-11520 30-Day Promise Recap 2 Daily
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
(2) Charges for Investor Reporting can be found on page 6 of the Product Price
List under Loan Services.
(3) Charges for FHLB Tape can be found on page 7 of the Product Price List
under Tape/Transmission Processing.
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Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 68
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
The On-line Collection System Reports Copies Provided Recommended
in Numerical Order: at No Charge (1) Frequency
---------------- -----------
R-11525 Productivity Report 2 Daily
R-11550 Portfolio Tracking Report 2 Daily
R-11555 Credit Bureau Request Report 2 Daily
R-11560 Contact History Report 2 Daily
R-11565 Special Requests Report 2 Daily
R-11570 Name and Address Change Report 2 Daily
R-11580 Accounts By Queue Report 2 Daily
R-11590 Employee Transaction Journal Report 2 Daily
R-11600 Hourly Performance Report 2 Daily
R-11610 Accounts By Follow-up Report 2 Daily
R-11620 Queue Distribution Recap Report 2 Daily
R-11625 Account Purge Recap Report 2 Monthly
R-11630 Account Purge Contact History Report 2 Monthly
R-11640 No Collection Activity Report 2 Daily
Number of
The Student Loan System Reports Copies Provided Recommended
in Numerical Order: at No Charge (1) Frequency
------------------ ----------
R-6625 Student Loan Summary 2 Daily
R-6626 Loan Aging Report 2 Daily
R-6627 Student Loan Reference Card 2 Daily
R-6628 Disbursement Journal 2 Daily
R-6629 Disbursal Forecast 2 Daily
R-6630 Student Loan Combination 2 Daily
R-6631 Applications Deleted Report 2 Daily
R-6632 Student Loan Maintenance Cross Check 2 Daily
R-6634 Student Loan Payment Schedule 2 Daily
Number of
The Tickler System Reports Copies Provided Recommended
in Numerical Order: at No Charge (1) Frequency
------------------ ----------
R-7905 Tickler Daily Activity 2 Daily
R-7910 New Tickler Report 2 Daily
R-7915 Tickler Status Changes 2 Daily
R-7920 Tickler Entity Summary 2 Daily
R-7925 Tickler Past Due Report 2 Daily
R-7926 Tickler Cross Reference 2 Daily
R-7927 Tickler Detail List 2 Daily
R-7930 Individual Tickler by Entity 2 Daily
R-7935 Closed Tickler Report 2 Daily
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
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Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 69
Appendix A-System Reports
---------------------------------------------------------------------------------------------------------------------------
Number of
The Collateral System Reports Copies Provided Recommended
in Numerical Order: at No Charge (1) Frequency
------------------ ----------
R-6700 Collateral Edit List 2 Daily
R-6705 Collateral Receipt 2 Daily
R-6710 Collateral Cross Check 2 Daily
R-6715 Collateral Maintenance 2 Daily
R-6716 Obligation Maintenance 2 Daily
R-6720 Collateral Exception Notice 2 Daily
R-6721 Aged Exception Report 2 Monthly
R-6722 Dollar Limit Exceptions 2 Monthly
R-6725 Asset Ledger 2 Daily
R-6730 Collateral History List 2 Monthly
R-6735 Collateral Holders List 2 Monthly
R-6740 Margin Report 2 Daily
R-6741 Detail Margin Report 2 Daily
R-6742 Under Margin Summary Report 2 Daily
R-6745 Securities Not Automatically Priced 2 Daily
R-6750 Collateral Maturity 2 Weekly
R-6755 Severe Price Fluctuation 2 Daily
R-6760 Collateral on Inactive Accounts 2 Weekly
R-6765 Collateral Purge 2 Semiannually
(1) Charges for additional loan report copies can be found on page 7 of the
Product Price List under Reports.
(2) Charges for Investor Reporting can be found on page 6 of the Product Price
List under Loan Services.
(3) Charges for FHLB Tape can be found on page 7 of the Product Price List
under Tape/Transmission Processing.
---------------------------------------------------------------------------------------------------------------------------
Confidential M&I DATA SERVICES - 1997 PRODUCT PRICE LIST Effective March 1, 1998
Page 70
Index
--------------------------------------------------------------------------------
--A--
Account Analysis, 20
Account Analysis (Deposit System), 20
Account Analysis, XXXXX Application Extracts, 46
Account Analysis, Treasury Connection, 15
Account Inquiry Access, Management Information Service, 11
Account Number Generation, The Support Center, 49
Account Processing, Account Analysis, 20
Account Processing, BankCard Services Support Services, 40
Account Purge, Customer Information System (CIS), 19
Account Reconciliation, 13
Account Verification, Audit Services, 9
Accounts for Trust Customers, Cash Manager, 18
Accounts Payable, 11
Accounts, Cash Manager, 18
Accounts, Customer Information System (CIS), 19
Accounts, Customer Profitability, 20
Accounts, Deposit Services, 1
Accounts, Fixed Assets, 11
Accounts, Loan Services, 6
Accounts, On-line Services, 4
Accounts/Records, EASE Marketing Solutions, 21
ACH Items, Automated Clearinghouse (ACH) Originating, 16
ACH Origination From Deposit System, 16
ACH Origination From Loan System, 16
ACH Transfer Maintenance, Treasury Connection, 15
Active/Inactive Accounts, On-line Collections/Queuing, 8
Addenda, EDI Receiving, 18
Advantis Network Connectivity, Network Services, 49
Aggregate Indebtedness, Customer Information System (CIS), 19
Amended Forms, IRS Government Reporting, 4
Application Interface, Financial Control, 10
Area Code Update Service, File Maintenance Services, 11
Asset/Liability, Information Desktop, 45
ATM Screen Changes, EFT Services, 31
ATM Statement Printing, EFT Services, 31
ATM Surcharging Terminal Support, EFT Services, 30
ATM Terminal, EFT Setup Fees, 32
Audit Services, 9
Auto Check Pay, 53
Auto Payment, BankCard Services Cardholder, 32
Automated Balance Transfer Checks, BankCard Services Cardholder, 32
Automated Balance Transfer Checks, BankCard Services Credit Cards, 40
Automated Check Charge Processing, Automated Clearinghouse (ACH) Receiving, 17
Automated Clearinghouse (ACH) Originating, 16 Automated Clearinghouse (ACH)
Receiving, 17
--B--
Backdating of Transactions, 1
Balance Reporting, 17
Balance Reporting, Treasury Connection, 14
Balancing, The Support Center, 49
Bank Control Changes, The Support Center, 49
Bank Control Print, Deposit Services, 3
Bank Control, Loan Services, 6
BankCard Services Cardholder, 32
BankCard Services Merchant, 37
BankCard Services Support Services, 40
BankCard Services Visa Commercial Card, 36
BankerInsight Call Center Computer Telphony Integration (CTI), 24
BankerInsight Optional Services, 24
BankerInsight Site License, 23
BankerInsight Usage Fees, 24
BankerInsight Workstation License, 23
B-Notice Reporting, 4
Bond On-line Trading, 53
Book Transfer, Treasury Connection, 14
Branch Change--Automated, 1
Budget Spread, Financial Control, 9
Budget Upload (PC), Financial Control, 9
--C--
CAF Support TANDUM, EFT Services, 29
Call Report, Information Desktop, 45
Card "Destroy" Request, EFT Services, 31
Card Activation, EFT Services, 30
Card Activation, EFT Setup Fees, 32
Card Issuance, BankCard Services Cardholder, 32
Card Issuance, BankCard Services Visa Commercial Card, 36
Card Production, EFT Services, 31
Card Receipt Verification, BankCard Services Cardholder, 33
Card Retrieval Request, EFT Services, 31
Cardbase Conversion, EFT Setup Fees, 32
Cardbase Management, EFT Services, 29
Cardbase Management, XXXXX Application Extracts, 45
Cardbase, EFT Setup Fees, 32
Cardholders, EFT Services, 29
Cash Management Network Access, 15
Cash Manager, 18
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M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page 71
Index
--------------------------------------------------------------------------------
CFI laser Pro Interface, Loan Services, 8
Change Request, Network Services, 49
Chargeback Reporting, Automated Clearinghouse (ACH) Originating, 16
Chart of Accounts, Financial Control, 9
Check Cashing/Coin Dispensing, EFT Services, 30
Check Ordering--On-line, 1
Check Signature Plate, 1
Checking Account Verification--On-line, 1
Checking Account Verification--On-line, Deluxe ChexSystems Inquiries, 1
Checking Account Verification--On-line, Xxxxxxx Telechex Inquiries, 1
Checks Issued (Xxxx), 1
Checks, Loan Services, 6
Circuits, Network Services, 49
CIS Customer Files, XXXXX Application Extracts, 45
CIS, BankCard Services Cardholder, 33
Classic and Premier, BankCard Services Cardholder, 33
Closed Accounts, Deposit Services, 2
Closed Time Deposit IDs, Deposit Services, 2
Collateral Processing, Loan Services, 6
Combined Statement Processing, Customer Information System (CIS), 19
Combined Statement Profile, Customer Information System (CIS), 19
Communications Network Restoration, Services Continuity, 51
Compliance Fees, EFT Services, 30
Consolidated Quarterly Analysis, Financial Control, 10
Consolidated Transactions, Financial Control, 10
Consolidation Report, Financial Control, 10
Construction Lending, 53
Consulting Services, 51
Controlled Disbursement, 53
Controller-based Teller System Support, On-line Services, 4
Conversion, 53
Conversion of Customer-owned VRU, Home Banking Services, 25
Correspondence, BankCard Services Cardholder, 33
Correspondence, BankCard Services Visa Commercial Card, 36
Cost Center Reports, Financial Control, 10
Coupon Book Orders, Loan Services, 6
CPI Communication Line, Network Services, 49
CPU Fee, XXXXX, 46
CRA Link, EASE Marketing Solutions, 21
CRA/HMDA Extract Request, 6
Credit Limit Processing, Automated Clearinghouse (ACH) Originating, 16
Credit Services, BankCard Services Cardholder, 33
Criteria Posting, 1
CSF Statement Processing Premium, Account Analysis, 20
Currency Transaction Reporting, 5
Custom Screens, On-line Inquiry Generator, 9
Custom Statement Fomatter (CSF), Deposit Statement Plus, 1
Custom Statement Formatter (CSF), 1
Custom Statement Formatter (CSF), Customer-designed Format, 1
Custom Statement Formatter (CSF), Deposit Statement Premium Plus, 1
Custom Statement Formatter, Customer Information System, 19
Customer Card Carrier, EFT Services, 31
Customer Information System (CIS), 19
Customer Match Report Only, Customer Information System (CIS), 19
Customer Profile I, Customer Information System (CIS), 19
Customer Profile II, Customer Information System (CIS), 19
Customer Profitability, 20
Customer Suspect/Purge, Customer Information System (CIS), 19
Customer-initiated ACH Transfer Fees, Treasury Connection, 15
Customers, Customer Information System (CIS), 19
Cycle--12 Months, Deposit Services, 2
--D--
Data Entry From Listing, Automated Clearinghouse (ACH) Originating, 16
Data Entry Input by M&I, Account Reconciliation, 13
Data Entry Return/NOC Charges, Automated Clearinghouse (ACH) Originating, 16
Data Management Fee (DataBank), Information Desktop, 45
Data Retention, Treasury Connection, 14
DDA Statements, Treasury Connection, 15
Declaration Fee, Services Continuity, 50
Deconversion Tapes, 53
Demand Account, 1
Deposit Account Analysis. See Account Analysis (Deposit System)
Deposit Escrow Subaccounting, 1, 3
Deposit Live Log Transactions, 2
Deposit Live-log Transactions, On-line Services, 4
Deposit Memo Post/Intra Day Posting, 53
Deposit Reporting, Treasury Connection, 14
Deposit Services, 1
Deposit System, XXXXX Application Extracts, 45
Desktop Fee, Information Desktop, 45
Detail Account Analysis, Financial Control, 10
Detail Accounts, Financial Control, 9
Detail Quarterly Analysis, Financial Control, 10
Dial Terminal--WATS, EFT Services, 29
Dialup ATM Support, EFT Services, 30
Disaster Recovery. See Services Continuity
-------------------------------------------------------------------------------
M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page 72
Index
--------------------------------------------------------------------------------
Discount Brokerage, 53
Disk Storage, STAR View, 47
Dormant/Paid-off Accounts, On-line Collections/Queuing, 8
Duplicate Fiche Copies, Microfiche, 47
--E--
EASE Marketing Solutions, 21
EDI Receiving, 18
Education Services, 52
EFT One-time Setup Fees, 32
EFT Services, 29
Electronic Statement Processing (ESP) File Download Fees - PC, Treasury
Connection, 15
Equipment, Network Services, 49
Escrow Analysis, Loan Services, 6
Escrow Tax/Insurance, Loan Services, 6
Exception Processing--On-line, 1
Exemption CTR Record History, 5
Exemption Tracking, 5
Expanded Services, BankCard Services Merchant, 37
Extended Retention, 5
External Funds Transfer, Automated Clearinghouse (ACH) Originating, 16
--F--
Fax Reporting, Treasury Connection, 14
Fed Charges, Treasury Connection, 15
File Adjustments, Automated Clearinghouse (ACH) Originating, 16
File Adjustments, Treasury Connection, 15
File Footings and Histograms, Audit Services, 9
File maintenance Services, 11
File Purge Procedure (CIS), 19
File Transfer Setup, Treasury Connection, 15
File Transfer Upload Fees - PC, Treasury Connection, 15
Financial Control, 9
Financial Control On-line (FCO), 10
Financial Control, XXXXX Application Extracts, 45
Financial Statements (monthly), Financial Control, 10
Fine Sorting, Account Reconciliation, 13
Fixed Assets, 11
FNMA or FHLMC, Investor Reporting, 6
Full Print of Master Records, Financial Control, 10
Full System Administration, STAR View, 47
Funds Transfer--Automated (AFT), 1
Fundtech Fedplus Wire Transfer, 5
--G--
Global Payment Systems, BankCard Services Merchant, 38
GNMA, Investor Reporting, 6
--H--
Hierarchy Table Changes, Financial Control, 10
Historical Data Storage, Financial Control, 10
--I--
Inbound Data Exchange, Balance Reporting, 18
Incoming File Report, Automated Clearinghouse (ACH) Receiving, 17
Information Desktop, 45
Information Expert, Accounts Payable, 11
Information Formatting, Financial Control, 9
InFormatter Report Production, Information Desktop, 45
Insurance Tapes/Transmission, Loan Services, 8
Integrated Funds Management System (IFMS), Deposit Services, 2
Interest Plan Test, 2
Interface Control File, Financial Control, 10
Interface Mass Change Applications, Financial Control, 10
Internet Banking, Home Banking Services, 27
Internet Services, Home Banking Services, 28
Investor Reporting, Loan Services, 6
Invoices, Accounts Payable, 11
IPS Upload, XXXXX, 46
IRS 1098, 1099 Processing, 4
IRS Government Reporting System, 4
IRS Notice 972CG, Notice of Proposed Civil Penalty, 4
IRS Reporting Services, 4
IRS TIN Audit Tape Report, 4
Item Capture/Proof of Deposit, 53 Item Sorting/Bulkfile, 53
--K--
Keywords, Deposit Services, 2
Keywords, Loan Services, 6
--L--
Labels, Customer Information System (CIS), 19
Large Currency Transaction Reporting, On-line Services, 4
Late Change Request, Network Services, 49
Letter Writer, 8
Line of Credit Accounts, 1
List, Account Number Generation, 49
Load Fee, STAR View, 47
Loan Realtime Transactions, On-line Services, 4
Loan Services, 6
Loan System, XXXXX Application Extracts, 45
Loan Tax ID Solicitation Letters, 4
Loan Transaction Detail on Combined Statements, 8
Lockbox, 53
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M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page 73
Index
--------------------------------------------------------------------------------
Lost/Stolen Cards Reported, EFT Services, 30
--M--
M&I VRU Purchase Program, Home Banking Services, 25
Magnetic Tape Creation Interface File, Customer Information System (CIS), 19
Magnetic Tape, Deposit Services, 3
Mainframe Transmission, Automated
Clearinghouse (ACH) Originating, 16
Management Information Link (MIL), 53
Management Information Service, 11
Manual Settlement Fee, Automated Clearinghouse (ACH) Receiving, 17
Marketing (CIS), 19
Marketing Inserts, EFT Services, 31
Mass Changes, Deposit Services, 2
Mass Changes, Loan Services, 6
Master File Unload Services, 12
Master File Unload to 3420 Reel Tapes, Master File Unload Services, 12
Master File Unload to 3480/90 Cartridge Tapes, Master File Unload Services, 12
Matrix Reports/Report Writer, Financial Control, 10
MCIF, EASE Marketing Solutions, 21
MIARRS (Risk Reporting Services), BankCard Services Merchant, 38
MICARD Special Services, 53
MICASH Control System, 53
Microfiche, 47
Midcycle Statements, Account Reconciliation, 13
Miscellaneous Account Profile, Customer Information System (CIS), 20
Miscellaneous Account Update, Customer Information System (CIS), 20
Money Manager Subledger Accounts, 2
Money Market Account, 1
Money Talks, Home Banking Services, 24
Multiple Session Manager (TPX), 53
Multiple Statements, Account Reconciliation, 13
--N--
NACHA Format Tape, Automated Clearinghouse (ACH) Originating, 16
NACHA Format Transmission, Automated Clearinghouse (ACH) Originating, 16
Name and Address Labels, Accounts Payable, 11
Name and Address List, Deposit Services, 3
Name and Address List, EFT Services, 31
Name and Address List, Loan Services, 7
Name and Address List, W-9 Reporting, 5
NCOA (National Change of Address), File Maintenance Services, 11
Negative File/Positive Files Without Balance Authorization, EFT Services, 29
Network Administration Fee, EFT Services, 29
Network Design, Network Services, 49
Network Services, 49
Network Support, 50
New Agent Setup Fee, BankCard Services Credit Cards, 41
New Interest Rate Exceptions, Deposit Services, 3
Nightly Batch Printed Letters, Letter Writer, 8
No-book Transactions, On-line Services, 4
Nonstandard File, Automated Clearinghouse (ACH) Originating, 16
Note Pad, 8 Notices, Loan Services, 7
NOW Accounts, 1
--O--
Off-line Institution Premium, EFT Services, 31
One-time Programming/Training Fee, Cash Manager, 18
On-line Account Inquiry, Financial Control, 10
On-line Collections/Queuing, 8
On-line Documentation, 51
On-line Dollar, 2
On-line Inquiry Generator, 9
On-line Report Inquiry, Financial Control, 10
On-line Return Processing, Automated Clearinghouse (ACH) Receiving, 17
On-line Services, 4
On-line Statement Requests, Account Analysis, 20
On-line Teller, On-line Services, 4
On-line Transaction History, Financial Control, 10
On-line Transactions, IRS Government Reporting, 4
Operational Review, Consulting Services, 51
Optical Storage, STAR View, 47
Original Issue Discount, Deposit Services, 3
Original, Microfiche, 47
Outbound Data Exchange, Balance Reporting, 17
--P--
PAC Items, Automated Clearinghouse (ACH) Originating, 16
Paid Loan Retention, Loan Services, 6
Partial System Administration, STAR View, 47
PC ACH Intercept, Treasury Connection, 15
PC ACH Maintenance, Treasury Connection, 15
PC ACH Transactions, Treasury Connection, 15
PC ACH Transmissions, Treasury Connection, 15
PC Banking, Home Banking Services, 26
-------------------------------------------------------------------------------
M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page 74
Index
--------------------------------------------------------------------------------
PC Entry Through PC ACH Treasury Connection, Automated Clearinghouse (ACH)
Originating, 16
PC, LAN, and WAN Recovery, Services Continuity, 51
PCTeller Optional Services, 23
PCTeller Site License, 23
PCTeller Workstation License, 23
Phone Support, Balancing, 49
PIN Production and Mailing, EFT Services, 30
Platform Services, 23
Point-of-sale (POS), EFT Services, 29
Ported Systems, 53
Positive Balance Authorization, EFT Services, 29
Print Immediate Letters, Letter Writer, 8
Processing Services, BankCard Services Cardholder, 33
Processing Services, BankCard Services Merchant, 38
Processing Services, BankCard Services Visa Commercial Card, 36
Product Conversion--Automated, Deposit Services, 2
Product Development, 51
Product Support, Programming and Development, 51
Professional Services, Network Services, 49
Profit Improvement Review, Consulting Services, 51
Profitability Modeling, 22
Programming, 51
Programming and Development, 51
Programming Requests, BankCard Services Support Services, 41
Projects, BankCard Services Support Services, 43
Proof Encoding, 53
Protected Functions, User-defined Security, 9
--R--
XXXXX, 45
XXXXX Application Extracts, 45
XXXXX Download Facility, 46
XXXXX Usage, 46
Reaccrual Processing, Deposit Services, 2
Recon Issued, Treasury Connection, 15
Recon Paid Files, Treasury Connection, 15
Relationship Packaging (RPS), 22
Remote Report Printing Credit, 48
Remote Site Support, 48
Report Edge CPU Usage, Information Desktop, 45
Report Reruns, 49
Report, EDI Receiving, 18
Reports and Map, EASE Marketing Solutions, 21
Reports, Loan Services, 7
Reports--Nonstandard, Deposit Services, 3
Reports--Standard, Deposit Services, 2
Reruns, EFT Services, 31
Research, BankCard Services Support Services, 43
Retention, Deposit Services, 2
Retirement Account Reporting, 2
Reversal of Transactions, Deposit Services, 3
Revolving Credit With Check Access, Loan Services, 7
Risk Management, BankCard Services Cardholder, 34
Risk Management, BankCard Services Visa Commercial Card, 36
--S--
Safe Deposit, 6
Sale of Servicing, Loan Services, 7
Salespartner Optional Services, 23
Salespartner Site License, 23
Salespartner Usage Fees, 23
Salespartner Workstation License, 23
Salestracking, XXXXX Application Extracts, 45
Saturday Processing, Deposit Services, 3
Saturday Processing, Financial Control, 10
Saturday Processing, Loan Services, 7
Savings Account, 1
Schedule CMR, Deposit Services, 3
Scrub Service, File Maintenance Services, 11
Service Charge Test, Deposit Services, 3
Service Charging, EFT Services, 31
Services Continuity, 50
Sharedraft Processing, 53
Special ATM Transaction Support, EFT Services, 30
Special Statements, Account Reconciliation, 13
Specialized Data Entry, 53
Standard Descriptions, Financial Control, 10
Standard NACHA File Tape, Automated Clearinghouse (ACH) Originating, 16
STAR View, 47
Statement Printing, EFT Setup Fees, 32
Statement Processing, Account Analysis, 20
Statement Rendering, 53
Statements, BankCard Services Visa Commercial Card, 36
Statements, Loan Services, 8
Stop Payment, Treasury Connection, 14
Subledger Reports, Financial Control, 10
Summary of Deposits, 3
Supplies--Partnership Plus, 53
Suspicious Activity Tracking, 5
Sweep Report, Deposit Services, 3
--T--
Tape Creation, 53
Tape Handling, Customer Information System (CIS), 20
Tape or Transmission, Automated Clearinghouse (ACH) Originating, 16
-------------------------------------------------------------------------------
M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page 75
Index
--------------------------------------------------------------------------------
Tape Output, Account Reconciliation, 13
Tape Storage, STAR View, 47
Tape/Transmission Processing, Loan Services, 8
Task Tracking, 8. See On-line Collections/Queuing
Tax ID Name and Address List, 4
Tax ID Number Report, 4
TELEMONEY, 39
Telephone Banking, Home Banking Services, 25
Teller Cassettes/Diskettes Maintenance, 53
Teller Trial Balance, On-line Services, 4
Tellerlink, On-line Services, 4
Terminal Line Authorization, Network Services, 49
Terminal Support, EFT Services, 29
Test/Training Bank, 11
The Support Center, 49
Tickler System, 8
Time Deposit Audit Report, Deposit Services, 3
Time Deposit IDs, 1
TIRS Reports, 39
Touch-tone Balance Reporting, Treasury Connection, 14
Touch-tone Xxxx Payment, Home Banking Services, 26
Training, EASE Marketing Solutions, 21
Training, Information Desktop, 45
Training, XXXXX, 46
Training, STAR View, 47
Transaction Authorization (On Us) , EFT Services, 29
Transaction Authorization/Settlement, EFT Services, 30
Transaction Fees, Services Continuity, 50
Transaction Journal Daily, Deposit Services, 3
Transaction Journal Daily, Financial Control, 10
Transaction Retention, Deposit Services, 2
Transaction Switching/Routing, EFT Services, 29
Transaction, EDI Receiving, 18
Transaction/Exception Item Retention, Account Reconciliation, 13
Transactions, Automated Clearinghouse (ACH) Receiving, 17
Transactions, Deposit Services, 1
Transactions, Financial Control, 9
Transactions, Fixed Assets, 11
Translated Addenda, EDI Receiving, 18
Translated EDI, Treasury Connection, 15
Transmission Fee (daily), Remote Site Support, 48
Transmission Output, Account Reconciliation, 13
Transmission Through a Third-party Network, Balance Reporting, 17
Transmission To a Third Party, Balance Reporting, 17
Transmission to Bank, Balance Reporting, 17
Transmission to Corporate Customer, Balance Reporting, 17
Transmission, Customer Information System (CIS), 20
Transmission, EDI Receiving, 18
Transmissions--Activity/Balances, EFT Services, 31
Transmissions--Activity/Balances, EFT Setup Fees, 32
Travel, 53
Treasury Connection, 14, 15
TREM, Automated Clearinghouse (ACH) Originating, 16
TRIAD, BankCard Services Cardholder, 34
Trial Balance, Audit Services, 9
Trial Balance, Deposit Services, 3
Trust Escrow Report, Deposit Services, 3
Trust Services, Cash Manager, 18
TYMNET. See Cash Management Network Access
--U--
User Manuals, 51
User-defined Security, 9
--V--
Vendors, Accounts Payable, 11
Video Conferencing, 53
Visa and Master Card Fees, BankCard Services Cardholder, 35
Visa and MasterCard Fees, 39
VISA Check Card or MasterMoney Cardholder, EFT Services, 30
Visa Fees, BankCard Services Visa Commercial Card, 37
VISA Guarantee Fee, EFT Services, 30
VITAL Processing Services (VISANET), 39
--W--
W-9 Reporting, 5
Welcome (Convenience) Checks, BankCard Services Cardholder, 35
Welcome (Convenience) Checks, BankCard Services Credit Cards, 40
Windows-Based Software License Fee, Treasury Connection, 14
Wire Transfer, Treasury Connection, 14
Workstation Software, Information Desktop, 45
--Z--
ZIP + 4 CASS Delivery Point Certification, File Maintenance Services, 11
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M&I DATA SERVICES - 1997 PRODUCT PRICE LIST
Confidential Effective March 1, 1998
Page 76
