TO UNDERWRITING AGREEMENT
Exhibit (e)(xi)
NINTH AMENDMENT
This ninth amendment (the “Amendment”) to the Underwriting Agreement, as novated September 30, 2021 (the “Agreement”), by and between Foreside Funds Distributors LLC (“Foreside”), and FundVantage Trust (the “Trust”), is entered into as of May 8, 2024 (the “Effective Date”).
WHEREAS, Xxxxxxxx and the Trust (the “Parties”) desire to amend Exhibit A of the Agreement to reflect an updated Funds list; and
WHEREAS, Section 14 of the Agreement requires that amendments to the Agreement be made in writing and executed by all parties.
NOW THEREFORE, the Parties hereby agree as follows:
| 1. | Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement. |
| 2. | Exhibit A to the Agreement is hereby deleted in its entirety and replaced by Exhibit A attached hereto. |
| 3. | Except as expressly amended hereby, all the provisions of the Agreement are restated and in full force and effect to the same extent as if fully set forth herein. |
| 4. | This Amendment shall be governed by and the provisions of this Amendment shall be construed and interpreted under and in accordance with the laws of the State of Delaware. |
IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
| FUNDVANTAGE TRUST | FORESIDE FUNDS DISTRIBUTORS LLC | |||
| By: | /s/ Xxxx X. Xxxxx | By: | /s/ Xxxxxx Xxxxx | |
| Xxxx X. Xxxxx | Xxxxxx Xxxxx | |||
| President | President | |||
Exhibit A
As of May 8, 2024
Ambrus Core Bond Fund
Ambrus Tax-Conscious CA Bond Fund
Ambrus Tax-Conscious National Bond Fund
EIC Value Fund
Gotham Large Value Fund
Gotham Index Plus Fund
Gotham Neutral Fund
Gotham Enhanced Return Fund
Gotham Absolute Return Fund
Gotham Total Return Fund (FoF)
Gotham Defensive Long 500 Fund
Gotham Hedged Core Fund
Gotham Enhanced 500 Plus Fund
Gotham Enhanced S&P 500 Index Fund
Pacific Capital Funds
Xxxxx Growth Fund
Xxxxx Global Growth
Xxxxx International Growth
Xxxxx U.S. Small Company Growth Fund
Xxxxx Emerging Markets Growth Fund
Xxxxx US XXXX Company Growth Fund
Xxxxx Global XXXX Company Growth Fund*
*Fund is scheduled to liquidate 5/23/2024
Xxxxx U.S. High Yield Fund
Xxxxx Bank Loan Fund
Xxxxx Opportunistic High Yield Fund
Private Capital Management Value Fund
Quality Dividend Fund
Sirios Long/Short Fund*
Fund is scheduled to liquidate 5/29/2024
Sirios Focus Fund*
Fund is Scheduled to liquidate 5/17/2024
