Item 77 Q(1)(e) New or Amended Investment Advisory Contracts Investment Advisory Agreement dated September 13, 2011 between Registrant and Grandeur Peak Global Advisors, LLC with respect to the Grandeur Peak Global Opportunities and Grandeur Peak...
Item 77 Q(1)(e)
New or Amended Investment Advisory Contracts
Investment Advisory Agreement dated September 13, 2011 between
Registrant and Grandeur Peak Global Advisors, LLC with respect to the
Grandeur Peak Global Opportunities and Grandeur Peak International
Opportunities Funds is incorporated herein by reference to Exhibit (d)(1) to
Post-Effective Amendment No. 82 to Registrant’s Registration Statement
filed on September 22, 2011, accession number: 0001193125-11-254098.
Amendment dated May 1, 2013 to the Investment Advisory Agreement
dated September 13, 2011 between Registrant and Grandeur Peak Global
Advisors, LLC with respect to the Grandeur Peak Global Reach Fund and
Grandeur Peak Emerging Markets Opportunities Fund is incorporated
herein by reference to Exhibit (d)(26) to Post-Effective Amendment No.
113 to Registrant’s Registration Statement filed on May 1, 2013, accession
number: 0001193125-13-191416.
Sub-Advisory Agreement dated April 1, 2013 by and between Registrant,
Highland Associates, Inc. and Robeco Investment Management, Inc. with
respect to the Redmont Resolute Fund I and Redmont Resolute Fund II is
incorporated herein by reference to Exhibit (d)(27) to Post-Effective
Amendment No. 118 to Registrant’s Registration Statement filed on August
28, 2013, accession number: 0001193125-13-350554.
Sub-Advisory Agreement dated April 1, 2013 by and between Registrant,
Highland Associates, Inc. and Xxxxxx Investments, L.P. with respect to the
Redmont Resolute Fund I and Redmont Resolute Fund II is incorporated
herein by reference to Exhibit (d)(28) to Post-Effective Amendment No.
118 to Registrant’s Registration Statement filed on August 28, 2013,
accession number: 0001193125-13-350554.
Interim Sub-Advisory Agreement dated September 11, 2013 by and
between Registrant, ALPS Advisors, Inc. and CoreCommodity Management,
LLC with respect to the ALPS/CoreCommodity Management
CompleteCommodities Strategy Fund is filed herewith.