TRANSPARENT VALUE TRUST AMENDMENT TO TRANSFER AGENCY INTERACTIVE CLIENT SERVICES AGREEMENT
AMENDMENT TO
TRANSFER AGENCY INTERACTIVE CLIENT
SERVICES AGREEMENT
THIS AMENDMENT is made as of April 28, 2014 by and between ALPS Fund Services, Inc. (“ALPS”) and Transparent Value Trust (the “Trust”).
WHEREAS, ALPS and the Trust have entered into a Transfer Agency Interactive Client Services Agreement dated April 1, 2010, as amended January 28, 2011, June 11, 2012, January 28, 2013 and January 28, 2014 (the “Agreement”);
WHEREAS, on January 22, 2014, the Board of Trustees of the Trust approved Transparent Value Directional Allocation VI Portfolio as a new series under the Trust; and
WHEREAS, in light of the foregoing, ALPS and the Trust wish to modify the provisions of the Agreement to reflect revised APPENDIX A – LIST OF PORTFOLIOS.
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
| 1. | APPENDIX A – LIST OF PORTFOLIOS. APPENDIX A – LIST OF PORTFOLIOS of the Agreement is replaced in its entirety with the attached APPENDIX A – LIST OF PORTFOLIOS. |
| 2. | Remainder of the Agreement. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement. |
[signature page follows]
IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of this Amendment first set forth above.
| ALPS FUND SERVICES, INC. | TRANSPARENT VALUE TUST | |||||
| By: /s/ Xxxxxx X. May | By: /s/ Xxxxx Xxxx | |||||
| Name: Xxxxxx X. May | Name: Xxxxx Xxxx | |||||
| Title: President | Title: President | |||||
APPENDIX A
LIST OF PORTFOLIOS
Transparent Value Large-Cap Aggressive Fund
Transparent Value Large-Cap Core Fund
Transparent Value Large-Cap Defensive Fund
Transparent Value Dividend Fund
Transparent Value Large-Cap Growth Fund
Transparent Value Large-Cap Market Fund
Transparent Value Large-Cap Value Fund
Transparent Value Directional Allocation Fund
Transparent Value Small Cap Fund
Transparent Value Directional Allocation VI Portfolio
