2nd Amended and Restated Appendix A TO THE OPERATING EXPENSES LIMITATION AGREEMENT
2nd Amended and Restated Appendix A
TO THE
Fund (and Class, as applicable)
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Annual Operating Expense Limit
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Effective Date
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Vivaldi Merger Arbitrage Fund
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Class A
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1.85%
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02/01/2016
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Class I
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1.55%
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10/01/2015
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WV Concentrated Equities Fund
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Class A
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1.45%
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__/__/____
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Class I
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1.20%
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__/__/____
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Amended and approved by the Board on __________, 2017
Agreed and accepted this __ day of ______, 2017.
By:
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Print Name:
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Title:
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VIVALDI ASSET MANAGEMENT, LLC
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By:
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Print Name:
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Title:
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