Exhibit 77o
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Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
Xxxxxxx High Income Trust
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Security Purchased Comparsion Security Comparison Security
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Issuer JEFFERSON SMURFIT CORP SILGAN HOLDINGS INC KANSAS CITY SOUTHERN
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Underwriters Xxxxxx Xxxxxxx, Bank of America, DBAB, Xxxxxx Xxxxxxx, Xxxxxx Xxxxxxx, Banc One, DBSI,
DBSI, XX Xxxxxx, Salomon, Bank of Salomon, Fleet Bank XX Xxxxxx, Scotia Capital
New York, Scotia Capital, XX Xxxxx
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Years of continuous operation, > 3 years > 3 years > 3 years
including predecessors
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Security SSCC 8.25%, 10/1/2012 SLGN 9%, 6/1/2009 KSU 7.5%, 6/15/2009
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Is the affiliate a manager or Co-Manager Co-Manager Co-Manager
co-manager of offering?
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Name of underwriter or dealer Xxxxxx Xxxxxxx N/A N/A
from which purchased
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Firm commitment underwriting? Yes Yes Yes
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Trade date/Date of Offering 9/10/2002 4/23/2002 6/5/2002
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Total dollar amount of offering $700,000,000 $200,000,000 $200,000,000
sold to QIBs
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Total dollar amount of any $0 $0 $0
concurrent public offering
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Total $700,000,000 $200,000,000 $200,000,000
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Public offering price $100 $103 $100
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Price paid if other than public N/A N/A N/A
offering price
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Underwriting spread or commission 1.50% 1.75% 1.75%
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Rating B2/B B1/B Ba2/BB-
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Current yield 8.25% 8.74% 7.50%
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Total par value purchased $65,000 N/A N/A
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$ amount of purchase $65,000 N/A N/A
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% of offering purchased by fund 0.01% N/A N/A
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% of offering purchased by 0.47% N/A N/A
associated funds
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Total 0.48% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
Xxxxxxx High Income Trust
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Security Purchased Comparison Security Comparison Security
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Issuer GRAY TELEVISION INC COMPASS MINERALS GROUP D&B ACQUISITION SUB INC
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Underwriters Bank of America, Wachovia, CSFB, XX Xxxxxx, Credit DBSI, UBS
Allen&Co, DBSI Lyonnais, DBSI
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Years of continuous operation, > 3 years > 3 years > 3 years
including predecessors
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Security GTNA 9.25%, 12/15/2011 COMPAS 10%,8/15/2011 DAB 12.25%,7/15/2009
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Is the affiliate a manager or Co-Manager Co-Manager Joint Lead
co-manager of offering?
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Name of underwriter or dealer Wachovia N/A N/A
from which purchased
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Firm commitment underwriting? Yes Yes Yes
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Trade date/Date of Offering 9/5/2002 11/15/2001 6/28/2002
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Total dollar amount of offering $0 $250,000,000 $155,000,000
sold to QIBs
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Total dollar amount of any $100,000,000 $0 $0
concurrent public offering
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Total $100,000,000 $250,000,000 $155,000,000
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Public offering price $100 100.00 96.62
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Price paid if other than public N/A N/A N/A
offering price
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Underwriting spread or commission 2.25% 2.60% 3.00%
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Rating B3/B- B3/B B2/B
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Current yield 9.25% 10.00% 12.68%
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Total par value purchased $90,000 N/A N/A
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$ amount of purchase $90,000 N/A N/A
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% of offering purchased by fund 0.09% N/A N/A
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% of offering purchased by 1.42% N/A N/A
associated funds
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Total 1.51% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
Xxxxxxx High Income Trust
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Security Purchased Comparison Security Comparison Security
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Issuer INTRAWEST CORP ENCORE ACQUISITION CO SILGAN HOLDINGS INC
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Underwriters DBSI, CIBC, Credit Lyonais, CSFB, DBSI, CSFB, BNP, Comercia DBAB, Xxxxxx Stanley, Salomon,
Scotia Capital & TD Securities Bank, Fleet, Fortis, Frost Fleet
Securities, Goldman,
Wachovia
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Years of continuous operation, > 3 years > 3 years > 3 years
including predecessors
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Security INTRAW 10.5%, 2/1/2010 EAC 8.375%, 6/15/2012 SLGN 9%, 6/1/2009
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Is the affiliate a manager or Lead Manager Co-Manager Joint Lead
co-manager of offering?
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Name of underwriter or dealer Scotia Capital N/A N/A
from which purchased
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Firm commitment underwriting? Yes Yes Yes
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Trade date/Date of Offering 9/13/2002 6/19/2002 4/23/2002
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Total dollar amount of offering $137,000,000 $150,000,000 $200,000,000
sold to QIBs
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Total dollar amount of any $0 $0 $0
concurrent public offering
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Total $137,000,000 $150,000,000 $200,000,000
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Public offering price $102.01 $100.00 $103.00
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Price paid if other than public N/A N/A N/A
offering price
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Underwriting spread or commission 1.75% 2.50% 1.75%
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Rating B1/B+ B2/B B1/B
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Current yield 10.29% 8.38% 8.74%
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Total par value purchased $55,000 N/A N/A
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$ amount of purchase $56,108 N/A N/A
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% of offering purchased by fund 0.04% N/A N/A
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% of offering purchased by 0.70% N/A N/A
associated funds
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Total 0.74% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
XxXX
Xxxxxxx High Income Trust
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Security Purchased Comparison Security Comparison Security
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Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP XXXXXXX ENTERPRISES
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Underwriters DBSI, Credit Suisse First Boston, Credit Suisse First Boston, Bank of America, DBAB, Credit
BNP, Comercia Bank, Fleet Bank, XX Xxxxxx, Credit Lyonnais, Lyonnais, Suntrust
Fortis, Frost Securities, Goldman DBAB
Sachs, Wachovia Bank
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Years of continuous operation, > 3 years > 3 years > 3 years
including predecessors
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Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008
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Is the affiliate a manager or Co-Manager Co-Manager Co-Manager
co-manager of offering?
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Name of underwriter or dealer CSFB N/A N/A
from which purchased
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Firm commitment underwriting? Yes Yes Yes
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Trade date/Date of Offering 6/19/2002 11/15/2001 6/19/2001
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Total dollar amount of offering
sold to QIBs $150,000,000.00 $250,000,000.00 $300,000,000.00
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Total dollar amount of any $0.00 $0.00 $0.00
concurrent public offering
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Total $150,000,000.00 $250,000,000.00 $300,000,000.00
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Public offering price $100.00 $100.00 $100.00
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Price paid if other than public
offering price N/A N/A N/A
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Underwriting spread or commission 2.50% 2.60% 2.75%
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Rating B2/B B3/B B2/B
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Current yield 8.38% 10.00% 10.75%
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Total par value purchased 155,000 N/A N/A
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$ amount of purchase $155,000.00 N/A N/A
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% of offering purchased by fund 0.10% N/A N/A
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% of offering purchased by 0.60% N/A N/A
associated funds
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Total 0.70% N/A N/A
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