AMENDMENT TO WORK ASSIGNMENT
This Amendment, with an effective date of March 6, 2012 is made by and
between Commonwealth Annuity and Life Insurance Company ("CLIENT"), with a
place of business at 000 Xxxxxxxx Xxxx, Xxxxx 000, Xxxxxxxxxxxx, XX 00000 and
se(2), inc. ("ADMINISTRATOR"), with a place of business at 0000 XX 0xx
Xxxxxx, Xxxxxx, XX 00000-0000.
WHEREAS, Administrator, Security Distributors, Inc., and The Xxxxxxx Xxxxx
Group, Inc. ("GS GROUP") are parties to that certain Third Party
Administrator Agreement dated August 22, 2005, (the "AGREEMENT");
WHEREAS, Client is wholly-owned subsidiary of GS GROUP and is a party to a
Work Assignment dated December 30th, 2005, (the "WORK ASSIGNMENT"); and
WHEREAS, Client and Administrator wish to amend the Work Assignment.
NOW, THEREFORE, the Parties agree as follows:
1. Schedule E, Service Level Agreements, to the Work Assignment is hereby
amended to add the following new Task and Performance Standard to Section A.
General, subsection Compliance Standards:
TASK PERFORMANCE STANDARD
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- Financial Crimes Enforcement - Provide 314(a) screening results to
Network (FinCEN) 314(a) CLIENT within 8 Business Days
Compliance - Section 314(a)
processing
To the extent any of the terms and conditions in this Amendment conflict with
the terms and conditions of the Work Assignment or the Agreement, the terms
in this Amendment shall govern. Capitalized terms used herein have the
meaning given in the Work Assignment or Agreement.
This Amendment may be executed in counterparts, each of which will be
considered an original, but all of which together will constitute the same
instrument. Without limiting the foregoing, a faxed signature will be
considered an original.
IN WITNESS WHEREOF, each party has caused its duly authorized representative
to execute this Amendment on its behalf, effective as of the date set forth
above.
Accepted: Accepted:
se(2), inc. Commonwealth Annuity and Life Insurance Company
By: /s/ [SIG ILLEGIBLE] By: /s/ Xxxx Xxxxx
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Printed Name: [ILLEGIBLE] Printed Name: Xxxx Xxxxx
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Title: [ILLEGIBLE] Title: COO
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Date: 3/6/12 Date: 3/9/12
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