AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT BETWEEN ALLSTATE LIFE INSURANCE COMPANY OF NEW YORK AND ALLSTATE DISTRIBUTORS, LLC
AMENDMENT TO PUA
AMENDMENT TO
PRINCIPAL UNDERWRITING AGREEMENT BETWEEN
ALLSTATE LIFE INSURANCE COMPANY OF NEW YORK
AND ALLSTATE DISTRIBUTORS, LLC
This AMENDMENT (the “Amendment”) is made and entered into on , 2021 (the “Effective Date”) by and between Allstate Life Insurance Company OF New York (“ALNY”) and Allstate Distributors, LLC (“Distributors”).
WHEREAS, ALNY and Distributors are parties to that certain Amended and Restated Principal Underwriting Agreement dated June 1, 2006 (the “Underwriting Agreement”);
WHEREAS, the parties have agreed to revise the Underwriting Agreement to include specified insurance contracts registered with the Securities and Exchange Commission.
WHEREAS, the parties desire to amend the Underwriting Agreement to reflect their new agreement.
NOW, THEREFORE, in consideration of the mutual covenants, representations, warranties and agreements herein contained, the parties hereby amend the Underwriting Agreement or arrangements in their entirety insofar as they relate to annuity products to read as follows. ALNY confirms its grant to Distributors of the right to be and Distributors agrees to serve as Principal Underwriter for the sale of such annuity contracts during the term of the Underwriting Agreement and the parties agree as follows:
Schedule A of the Underwriting Agreement shall be amended and the following Annuity Contracts shall be added to Schedule A:
| Allstate Variable Annuity - NY |
Variable Annuity | |
| Allstate Variable Annuity - NY (L Share) |
Variable Annuity | |
| Preferred Client VA - NY |
Variable Annuity | |
| VA 3 Asset Manager - NY |
Variable Annuity | |
| Variable Annuity 3 - NY |
Variable Annuity | |
| Variable Annuity II - NY |
Variable Annuity | |
| Variable Annuity - NY |
Variable Annuity | |
Except as specifically amended hereby, the Underwriting Agreement shall remain in full force and effect in accordance with its terms. This Amendment does not amend or replace the Amended and Restated Agreement.
AMENDMENT TO PUA
IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to be signed on its behalf by its duly authorized officers, all as of the day and year first written above.
| Allstate Life Insurance Company of New York | Allstate Distributors, LLC | |
| By: | ||
| By: | Title: | |
| Title: | Date: | |
| Date: |
AMENDMENT TO PUA
Schedule A - CW
| Separate Account | Effective Date | Contract(s) | Form #(s) | |||
| Allstate Financial Advisors Separate Account 1 |
10/14/02 |
Allstate Advisor CW |
PA 125 (Group Certificate) PA I 26 (Contract) | |||
| Allstate Financial Advisors Separate Account 1 |
10/14/02 |
Allstate Advisor Plus CW | PA 127 (Group Certificate) PA 128 (Contract) | |||
| Allstate Financial Advisors Separate Account 1 |
10/A4/02 |
Allstate Advisor Preferred CW | PA 129 (Group Certificate) PA130 (Contract) | |||
| Allstate Financial Advisors Separate Account 1 |
7/15/03 | Allstate Advisor “Sun Trust” | PA 125 (Group Certificate) PA 126 (Contract) | |||
| Allstate Financial Advisors Separate Account 1 |
7/15/03 | Allstate Advisor Preferred “Sun Trust” | PA 129 (Group Certificate) PA130 (Contract) | |||
| Allstate Financial Advisors Separate Account 1 |
4/16/99 | Xxxxxx Allstate Advisor CW |
LU4429(Group Certificate) LU4428 (Contract) | |||
| Allstate Financial Advisors Separate Account 1 |
8/31/99 | Xxxxxx Allstate Advisor Apex CW |
LU4457(Group Certificate) LU4458 (Contract) | |||
| Allstate Financial Advisors Separate Account 1 |
2/3/00 | Xxxxxx Allstate Advisor Plus CW |
PA32 (Contract) PA33 (Group Certificate) | |||
| Allstate Financial Advisors Separate Account 1 |
4/28/00 | Xxxxxx Allstate Advisor Preferred CW | PA41 (Group Certificate) XX00 (Xxxxxxxx) | |||
| Allstate Financial Advisors Separate Account 1 |
7/30/07 | Allstate RetirementAccess B Series |
A-BLX/IND (3/07) | |||
| Allstate Financial Advisors Separate Account 1 |
7/30/07 | Allstate RetirementAccess L Series |
A-BLX/IND (3/07) | |||
| Allstate Financial Advisors Separate Account 1 |
7/30/07 | Allstate RetirementAccess X Series |
A-BLX/IND (3/07) | |||
| Not Applicable |
10/4/10 | Allstate RightFr | LU10974 | |||
