AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT
AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT
This Amendment to Principal Underwriting Agreement (this “Amendment”) is made this 20th day of September 2011 by and between Maxim Series Fund, Inc., a Maryland corporation, (the “Fund”) and GWFS Equities, Inc., a Delaware corporation (the “Distributor”).
WHEREAS, the Fund and Distributor are parties to that certain Principal Underwriting Agreement dated March 1, 2006, as amended (the “Agreement”); and
WHEREAS, the Fund and Distributor desire to amend the Agreement as set forth below.
NOW, THEREFORE, in consideration of the mutual promises and undertakings herein provided, the Fund and Distributor hereby agree as follows:
| 1. | Schedule A of the Agreement is deleted in its entirety and replaced with the Schedule A attached hereto and incorporated herein. |
| 2. | In the event of a conflict between the terms of this Amendment and the Agreement, the terms of this Amendment shall control. |
| 3. | This Amendment may be executed in two or more counterparts, each of which shall be an original and all of which together shall constitute one instrument. |
| 4. | Except as amended by this Amendment, all other provisions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized at Greenwood Village, Colorado, on the day and year first written above.
| MAXIM SERIES FUND, INC. | GWFS EQUITIES, INC. | |||||||
| By: |
/s/ X.X. Xxxxxx |
By: |
/s/ X.X. Xxxxxx | |||||
| Name: |
X.X Xxxxxx |
Name: |
X.X. Xxxxxx | |||||
| Title: |
Chief Financial Officer, Treasurer and |
Title: |
President | |||||
| Investment Operations Compliance Officer |
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Schedule A
Maxim Money Market Portfolio
Maxim Bond Index Portfolio - Initial Class and Class L Shares
Maxim U.S. Government Mortgage Securities Portfolio - Initial Class and Class L Shares
Maxim Short Duration Bond Portfolio - Initial Class and Class L Shares
Xxxxx Xxxxxx Xxxxxx Bond Portfolio - Initial Class and Class L Shares
Maxim Global Bond Portfolio - Initial Class and Class L Shares
Maxim Federated Bond Portfolio - Initial Class and Class L Shares
Xxxxx Xxxxxx High Yield Bond Portfolio - Initial Class and Class L Shares
Maxim Ariel Small-Cap Value Portfolio - Initial Class and Class L Shares
Maxim Small-Cap Value Portfolio - Initial Class and Class L Shares
Xxxxx Xxxxxx Xxxxxx Small-Cap Value Portfolio - Initial Class and Class L Shares
Maxim Small-Cap Growth Portfolio - Initial Class and Class L Shares
Maxim Xxxxx XxxXxx Value Portfolio - Initial Class and Class L Shares
Maxim MidCap Value Portfolio - Initial Class and Class L Shares
Maxim X. Xxxx Price XxxXxx Growth Portfolio - Initial Class and Class L Shares
Maxim X. Xxxx Price Equity/Income Portfolio - Initial Class and Class L Shares
Xxxxx Xxxxxx Equity Income Portfolio – Initial Class and Class L Shares
Maxim American Century Growth Portfolio – Initial Class and Class L Shares
Maxim Janus Large Cap Growth Portfolio - Initial Class and Class L Shares
Maxim MFS International Value Portfolio - Initial Class and Class L Shares
Maxim MFS International Growth Portfolio - Initial Class and Class L Shares
Maxim Invesco ADR Portfolio - Initial Class and Class L Shares
Maxim Index 600 Portfolio - Initial Class and Class L Shares
Maxim International Index Portfolio - Initial Class and Class L Shares
Maxim Stock Index Portfolio - Initial Class and Class L Shares
Maxim S&P MidCap 400® Index Portfolio - Initial Class and Class L Shares
Maxim S&P 500® Index Portfolio - Initial Class and Class L Shares
Maxim Aggressive Profile I Portfolio - Initial Class and Class L Shares
Maxim Moderately Aggressive Profile I Portfolio - Initial Class and Class L Shares
Maxim Moderate Profile I Portfolio - Initial Class and Class L Shares
Maxim Moderately Conservative Profile I Portfolio - Initial Class and Class L Shares
Maxim Conservative Profile I Portfolio - Initial Class and Class L Shares
Maxim Aggressive Profile II Portfolio - Initial Class and Class L Shares
Maxim Moderately Aggressive Profile II Portfolio - Initial Class and Class L Shares
Maxim Moderate Profile II Portfolio - Initial Class and Class L Shares
Maxim Moderately Conservative Profile II Portfolio - Initial Class and Class L Shares
Maxim Conservative Profile II Portfolio - Initial Class and Class L Shares
Maxim Lifetime 2015 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2015 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2015 Portfolio III - Class T, T1 and L Shares
Maxim Lifetime 2025 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2025 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2025 Portfolio III - Class T, T1 and L Shares
Maxim Lifetime 2035 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2035 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2035 Portfolio III - Class T, T1 and L Shares
Maxim Lifetime 2045 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2045 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2045 Portfolio III - Class T, T1 and L Shares
Maxim Lifetime 2055 Portfolio I - Class T, T1 and L Shares
Maxim Lifetime 2055 Portfolio II - Class T, T1 and L Shares
Maxim Lifetime 2055 Portfolio III - Class T, T1 and L Shares
Maxim SecureFoundationSM Balanced Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2015 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2020 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2025 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2030 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2035 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2040 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2045 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2050 Portfolio - Class G, G1 and L Shares
Maxim SecureFoundationSM Lifetime 2055 Portfolio - Class G, G1 and L Shares
