EXHIBIT 2
SIGNATURE PAGE TO SECURITIES PURCHASE AGREEMENT ADDITIONAL INVESTMENT
These signature pages are dated as of October 25, 2002 and
constitute a legally binding supplement to the Securities Purchase
Agreement dated as of October 10, 2002 between Superconductor
Technologies Inc. and the Initial Investors named therein (the
"Agreement"). Capitalized terms have the meanings assigned to them
in the Agreement, and section references herein refer to sections of
the Agreement. All representation and warranties are made as of the
original date of the Agreement.
The Agreement contemplates an aggregate investment in the
Company between $15,000,000 and $20,000,000 on the Closing Date.
The Initial Investors committed on October 10, 2002 to invest
approximately $15.0 million on the Closing Date. Section 9.1
permits the sale of an additional $5.0 million of securities at the
same price and on the same terms under the Agreement to a limited
number of Additional Investors by having them execute these
signature pages to the Agreement. Such sales are subject to certain
conditions described in Section 9.1 and a right of first refusal
described in Section 9.2.
The Initial Investors and Additional Investors listed below
desire to purchase, and the Company desires to issue and sell, upon
the terms and conditions set forth in the Agreement, the following
additional securities: (1) an aggregate of 5,263,159 shares of
Common Stock and (2) Warrants to purchase up to an aggregate of
1,315,791 shares of Common Stock. These securities are in addition
to, and not lieu of, the securities subscribed for by the Initial
Investors on October 10, 2002.
The Company represents and warrants that the sale of the
foregoing securities complies with the conditions of Section 9.1.
The Initial Investors have elected to subscribe for most of the
remaining securities available under the Agreement (as set forth
below opposite their names) and hereby waive the procedures
concerning their right of first refusal in Section 9.2 with respect
to the sale of securities to the Additional Investors as set forth
below.
IN WITNESS WHEREOF, the undersigned Initial Investors,
Additional Investors and the Company have caused these signature
pages to the Agreement to be duly executed as of October 25, 2002 in
accordance with the provisions of Section 9 of the Agreement.
"COMPANY"
SUPERCONDUCTOR TECHNOLOGIES INC.
By:
M. Xxxxx Xxxxxx
President and Chief Executive Officer
"ADDITIONAL INVESTORS"
RESIDENCE: California
Investment Amount: _$ 525,000____
Common Shares: 552,632
Warrant Shares: 138,158
Address for Notice: __________________________________
_________________ Xxxx Xxxxx, an individual
_________________
_________________
RESIDENCE: California
Investment Amount: _$ 200,000____
Common Shares: 210,526
Warrant Shares: 52,632
Address for Notice: __________________________________
_________________ Xxxxxxx Xxxxxxx, an individual
_________________
_________________
RESIDENCE: California ALLOY VENTURES 2002, L.P.
Investment Amount: ______________
Common Shares: ________________
Warrant Shares:_________________ By:
Address for Notice: Alloy Ventures 2002, LLC
Xxxx X. Xxxxx, Ph.D. Title: General Partner
Alloy Ventures
000 Xxxxxx Xxxxxx, 0xx Xxxxx Managing Member of
Xxxx Xxxx, XX 00000 Alloy Ventures 2002, LLC
RESIDENCE: California ALLOY PARTNERS 2002, L.P.
Investment Amount: ______________
Common Shares: ________________
Warrant Shares:_________________ By:
Address for Notice: Alloy Ventures 2002, LLC
Xxxx X. Xxxxx, Ph.D. Title: General Partner
Alloy Ventures
000 Xxxxxx Xxxxxx, 0xx Xxxxx Managing Member of
Xxxx Xxxx, XX 00000 Alloy Ventures 2002, LLC
RESIDENCE: Delaware WILMINGTON SECURITIES, INC.
Investment Amount: ______________
Common Shares: ________________
Warrant Shares:_________________ By:
Address for Notice: Xxxxxx X. XxXxxxxxx, President
Wilmington Securities, Inc.
000 Xxxxxx Xxxxxx, Xxxxx 000
Xxxxxxxxxx, XX 00000
Attn: Xxxxxx X. XxXxxxxxx
RESIDENCE: Pennsylvania XXXXX X. XXXXXXX, XXXXX XXXXXXXX XXXXXXX AND X.
X. XXXXXXXXXXXX,
TRUSTEES OF THE XXXXX X. XXXXXXX TRUST U/A/T
DATED NOVEMBER 18, 1985
Investment Amount: $ 810,000
Common Shares: 852,632 By: _________________________________
Warrant Shares: 213,158 X. X. Xxxxxxxxxxxx, Trustee
Address for Notice:
c/o Xxxxxxx X. Xxxxx
The Xxxxxxx Company
0000 Xxxxx Xxxxxxxx
Xxxxxxxxxx, XX 00000
RESIDENCE: Pennsylvania X.X. XXXXXXXXXXXX AND X.X. XXXXXX,
TRUSTEES U/A/T DATED DECEMBER 30, 1976 FOR THE
CHILDREN OF XXXXXX XXX
Investment Amount: $ 0 ____ XXXXXXX XXXXXXX
Common Shares: __________
Warrant Shares: ___________
By: _________________________________
Address for Notice: X. X. Xxxxxxxxxxxx, Trustee
c/o Xxxxxxx X. Xxxxx
The Xxxxxxx Company By: _________________________________
0000 Xxxxx Xxxxxxxx X. X. Xxxxxx, Xxxxxxx
Xxxxxxxxxx, XX 00000
RESIDENCE: Pennsylvania X.X. XXXXXXXXXXXX AND X.X. XXXXXX,
TRUSTEES U/A/T DATED DECEMBER 30, 1976 FOR THE
CHILDREN OF XXXXX XXX
Investment Amount: $ 0 XXXXXXX, JR.
Common Shares: __________
Warrant Shares: ___________
By:
Address for Notice: X. X. Xxxxxxxxxxxx, Trustee
c/o Xxxxxxx X. Xxxxx
The Xxxxxxx Company By:
0000 Xxxxx Xxxxxxxx X. X. Xxxxxx, Xxxxxxx
Xxxxxxxxxx, XX 00000
RESIDENCE: Pennsylvania X.X. XXXXXXXXXXXX AND X.X. XXXXXX,
TRUSTEES U/A/T DATED DECEMBER 30, 1976 FOR THE CHILDREN OF XXXXXXX
Investment Amount: $ 0
Common Shares: __________ XXXXXXX XXXXXXX
Warrant Shares: ___________
Address for Notice: By:
c/o Xxxxxxx X. Xxxxx X. X. Xxxxxxxxxxxx, Trustee
The Xxxxxxx Company
1800 Grant Building By:
Xxxxxxxxxx, XX 00000 X. X. Xxxxxx, Trustee
RESIDENCE: New York SPECIAL SITUATIONS FUND III, L.P.
Investment Amount: ______________
Common Shares: ________________
Warrant Shares:_________________ By:
Name: Xxxxx Greenhouse
Address for Notice: Title: General Partner
000 X. 00xx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
RESIDENCE: New York SPECIAL SITUATIONS FUND CAYMAN, L.P.
Investment Amount: ______________
Common Shares: ________________
Warrant Shares:_________________ By:
Name: Xxxxx Greenhouse
Address for Notice: Title: General Partner
000 X. 00xx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
RESIDENCE: New York SPECIAL SITUATIONS PRIVATE EQUITY FUND, L.P.
Investment Amount: ______________
Common Shares: ________________
Warrant Shares:_________________ By:
Name: Xxxxx Greenhouse
Address for Notice: Title: General Partner
000 X. 00xx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
RESIDENCE: New York SPECIAL SITUATIONS TECHNOLOGY FUND, L.P.
Investment Amount: ______________
Common Shares: ________________
Warrant Shares:_________________ By:
Name: Xxxxx Greenhouse
Address for Notice: Title: General Partner
000 X. 00xx Xxxxxx, 00xx Xxxxx
Xxx Xxxx, XX 00000
RESIDENCE: California MICRO CAP PARTNERS, L.P.
Investment Amount: ______________ By: Palo Alto Investors LLC
Common Shares: ________________ Title: General Partner
Warrant Shares:_________________
By: Palo Alto Investors
Address for Notice: Title: Manager
Mr. Xxxx Xxxxxxx
Palo Alto Investors
000 Xxxxxxxxxx Xxxxxx By:
Xxxx Xxxx, XX 00000 Name: Xxxxxxx X. Xxxxxxx
Title: President
RESIDENCE: British Columbia Her Majesty the Queen in Right of the Province British
Columbia
Investment Amount: ______________
Common Shares: ________________ By: Wellington Management Company, LLP
Warrant Shares:_________________ Title: Investment Adviser
Address for Notice:
Wellington Management Company, LLP
Attn: Xxxx Xx Xxxxx
00 Xxxxx Xxxxxx By:
Xxxxxx, XX 00000 Name: Xxxxx X. Xxxxxxx
Title: Vice President and Counsel
RESIDENCE: Michigan The Dow Chemical Employees' Retirement Plan
Investment Amount: _______________ By: Wellington Management Company, LLP
Common Shares: _________________ Title: Investment Adviser
Warrant Shares: __________________
Address for Notice: By:
Wellington Management Company, LLP Name: Xxxxx X. Xxxxxxx
Attn: Xxxx Xx Xxxxx Title: Vice President and Counsel
00 Xxxxx Xxxxxx
Xxxxxx, XX 00000
RESIDENCE: Michigan The Retirement Program Plan for Employees of Union
Carbide Corporation
Investment Amount: ______________
Common Shares: ________________ By: Wellington Management Company, LLP
Warrant Shares:_________________ Title: Investment Adviser
Address for Notice:
Wellington Management Company, LLP
Attn: Xxxx Xx Xxxxx By:
00 Xxxxx Xxxxxx Name: Xxxxx X. Xxxxxxx
Xxxxxx, XX 00000 Title: Vice President and Counsel
RESIDENCE: Singapore Government of Singapore Investment Corporation Pte Ltd
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Maryland Xxxxxx Xxxxxx Medical Institute
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: New York New York State Nurses Association Pension Plan
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Ohio Ohio Carpenters' Pension Fund
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Ohio Laborers' District Council and Contractors' of Ohio
Pension Fund
Investment Amount: ______________
Common Shares: ________________ By: Wellington Management Company, LLP
Warrant Shares:_________________ Title: Investment Adviser
Address for Notice:
Wellington Management Company, LLP
Attn: Xxxx Xx Xxxxx By:
00 Xxxxx Xxxxxx Name: Xxxxx X. Xxxxxxx
Xxxxxx, XX 00000 Title: Vice President and Counsel
RESIDENCE: Oregon Oregon Investment Council
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: New Jersey The Xxxxxx Xxxx Xxxxxxx Foundation
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Massachusetts WTC-CIF Emerging Companies Portfolio
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Massachusetts WTC-CTF Emerging Companies Portfolio
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Australia Australian Retirement Fund
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Alberta, Canada TELUS Corporation
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: _______________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Australia JB Were Global Small Companies Fund
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: New Zealand NZ Funds Global Small Companies Trust
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Australia Retail Employees' Superannuation Pty Ltd
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Pennsylvania SEI Institutional Investment Trust, Small Cap Growth
Fund
Investment Amount: ______________
Common Shares: __________________ By: Wellington Management Company, LLP
Warrant Shares:_________________ Title: Investment Adviser
Address for Notice:
Wellington Management Company, LLP
Attn: Xxxx Xx Xxxxx By:
00 Xxxxx Xxxxxx Name: Xxxxx X. Xxxxxxx
Xxxxxx, XX 00000 Title: Vice President and Counsel
RESIDENCE: Pennsylvania SEI Institutional Managed Trust, Small Cap Growth Fund
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Alberta, Canada TELUS Foreign Equity Active Pool
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Australia Telstra Super Pty Ltd
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
RESIDENCE: Ireland WMP (Dublin) Global Smaller Companies Equity
Investment Amount: ______________ By: Wellington Management Company, LLP
Common Shares: ________________ Title: Investment Adviser
Warrant Shares:_________________
Address for Notice:
Wellington Management Company, LLP By:
Attn: Xxxx Xx Xxxxx Name: Xxxxx X. Xxxxxxx
00 Xxxxx Xxxxxx Title: Vice President and Counsel
Xxxxxx, XX 00000
Approval of Additional Investors
Pursuant to Section 9.1 of the Agreement, the
following Initial Investors hereby consent to the sale of securities
to the Additional Investors listed on these signature pages at the
price and on the terms set forth in the Agreement.
ALLOY VENTURES 2002, LLC
By: _____________________________
Xxxx X. Xxxxx
Managing Member
WELLINGTON MANAGEMENT COMPANY, LLP
By: _____________________________
Xxxxx X. Xxxxxxx
Vice President and Counsel
