Common Contracts
58 similar Securities Purchase Agreement contracts by Salon Media Group Inc, Ingen Technologies, Inc., Archibald Candy Corp, others
SECURITIES PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (this "Agreement") is made by and between Thomas Mills ("Seller") and Ophion Management Ltd. ("Buyer"). THE PARTIES HEREBY AGREE AS FOLLOWS: 1. Purchase and Sale of Securities. (a) Subject to...Securities Purchase Agreement • July 6th, 2011 • Ophion Management Ltd. • Metal mining
AFFILIATED SHARES/ TRADE PRINCIPAL EXECUTING PURCHASE PAR UNDERWRITING FUND NAME SECURITY DESCRIPTION DATE UNDERWRITER BROKER PRICE AMOUNT CONCESSION -------------------------- ------------------------------------ -------- ----------- ---------------...Securities Purchase Agreement • May 27th, 2011 • Wells Fargo Funds Trust
EXHIBIT 4.09 November 21, 2006 AJW Partners, LLC AJW Qualified Partners, LLC AJW Offshore, Ltd. New Millennium Capital Partners, II, LLC c/o NIR Group, Inc. 1044 Northern Boulevard Roslyn, New York 11576 Gentlemen: This letter is intended to amend the...Securities Purchase Agreement • March 3rd, 2008 • Ingen Technologies, Inc. • Miscellaneous manufacturing industries
This letter is intended to amend the Securities Purchase Agreement (the "Agreement") dated July 25, 2006 by and among Ingen Technologies, Inc. (the "Company"), AJW Qualified Partners, LLC ("Qualified"), New Millennium Capital Partners II, LLC ("NMC"), AJW Offshore, Ltd. ("Offshore") and AJW Partners, LLC ("AJW") (Qualified, NMC, Offshore and AJW are collectively referred to as the "Investors"). The Agreement currently provides for a $2million financing. The Company has been funded $1.3million in gross proceeds to date and is due another $700,000 upon the declaration of an effective registration statement from the Securities and Exchange Commission. It is agreed, that notwithstanding anything to the contrary contained in the Agreement that the financing will now total $1.5million in gross proceeds to the Company with the remaining $200,000 to be funded after the Company receives its initial set of comments from the registration statement scheduled to be filed between November 22 and Nov
AMENDMENT NO. 8 --------------- TO -- SECURITIES PURCHASE AGREEMENT -----------------------------Securities Purchase Agreement • November 20th, 2007 • Salon Media Group Inc • Services-advertising • California
EXHIBIT 4.09 November 21, 2006 AJW Partners, LLC AJW Qualified Partners, LLC AJW Offshore, Ltd. New Millennium Capital Partners, II, LLC c/o NIR Group, Inc. 1044 Northern Boulevard Roslyn, New York 11576 Gentlemen: This letter is intended to amend the...Securities Purchase Agreement • October 31st, 2007 • Ingen Technologies, Inc. • Miscellaneous manufacturing industries
This letter is intended to amend the Securities Purchase Agreement (the "Agreement") dated July 25, 2006 by and among Ingen Technologies, Inc. (the "Company"), AJW Qualified Partners, LLC ("Qualified"), New Millennium Capital Partners II, LLC ("NMC"), AJW Offshore, Ltd. ("Offshore") and AJW Partners, LLC ("AJW") (Qualified, NMC, Offshore and AJW are collectively referred to as the "Investors"). The Agreement currently provides for a $2million financing. The Company has been funded $1.3million in gross proceeds to date and is due another $700,000 upon the declaration of an effective registration statement from the Securities and Exchange Commission. It is agreed, that notwithstanding anything to the contrary contained in the Agreement that the financing will now total $1.5million in gross proceeds to the Company with the remaining $200,000 to be funded after the Company receives its initial set of comments from the registration statement scheduled to be filed between November 22 and Nov
AMENDMENT NO. 7 --------------- TO -- SECURITIES PURCHASE AGREEMENT -----------------------------Securities Purchase Agreement • December 20th, 2006 • Salon Media Group Inc • Services-advertising • California
EXHIBIT 4.09 November 21, 2006 AJW Partners, LLC AJW Qualified Partners, LLC AJW Offshore, Ltd. New Millennium Capital Partners, II, LLC c/o NIR Group, Inc. 1044 Northern Boulevard Roslyn, New York 11576 Gentlemen: This letter is intended to amend the...Securities Purchase Agreement • December 15th, 2006 • Ingen Technologies, Inc. • Miscellaneous manufacturing industries
This letter is intended to amend the Securities Purchase Agreement (the "Agreement") dated July 25, 2006 by and among Ingen Technologies, Inc. (the "Company"), AJW Qualified Partners, LLC ("Qualified"), New Millennium Capital Partners II, LLC ("NMC"), AJW Offshore, Ltd. ("Offshore") and AJW Partners, LLC ("AJW") (Qualified, NMC, Offshore and AJW are collectively referred to as the "Investors"). The Agreement currently provides for a $2million financing. The Company has been funded $1.3million in gross proceeds to date and is due another $700,000 upon the declaration of an effective registration statement from the Securities and Exchange Commission. It is agreed, that notwithstanding anything to the contrary contained in the Agreement that the financing will now total $1.5million in gross proceeds to the Company with the remaining $200,000 to be funded after the Company receives its initial set of comments from the registration statement scheduled to be filed between November 22 and Nov
AMENDMENT NO. 6 --------------- TO -- SECURITIES PURCHASE AGREEMENT -----------------------------Securities Purchase Agreement • September 26th, 2006 • Salon Media Group Inc • Services-advertising • California
R E C I T A L SSecurities Purchase Agreement • August 11th, 2006 • Consumer Portfolio Services Inc • Finance services • California
AMENDMENT NO. 5 --------------- TO -- SECURITIES PURCHASE AGREEMENT -----------------------------Securities Purchase Agreement • July 31st, 2006 • Salon Media Group Inc • Services-advertising • California
AMENDMENT This AMENDMENT (this "AMENDMENT"), dated as of February 21, 2006, is entered into by and among Zhongpin Inc. (formerly known as Strong Technical Inc.), a Delaware corporation (the "COMPANY"), Falcon Link Investment Limited, a corporation...Securities Purchase Agreement • July 6th, 2006 • Zhongpin Inc. • Services-help supply services • New York
Exhibit 10.1 LUNA TECHNOLOGIES INTERNATIONAL, INC. 61B Fawcett Road Coquitlam, British Columbia Canada V3K 6V2 April 7, 2006 AJW Partners, LLC AJW Offshore, Ltd. AJW Qualified Partners, LLC New Millennium Capital Partners II, LLC 1044 Northern...Securities Purchase Agreement • April 13th, 2006 • Luna Technologies International Inc • Industrial inorganic chemicals
AMENDMENT NO. 4 --------------- TO -- SECURITIES PURCHASE AGREEMENT -----------------------------Securities Purchase Agreement • December 22nd, 2005 • Salon Media Group Inc • Services-advertising • California
AND DEBENTURESSecurities Purchase Agreement • November 12th, 2004 • Interoil Corp • Crude petroleum & natural gas • New York
SUMMIT PARTNERS Summit Partners 222 Berkeley Street, 18th Floor Boston, Massachusetts 02116Securities Purchase Agreement • October 27th, 2004 • Sybari Software, Inc. • Services-prepackaged software
Reference is made to that certain Securities Purchase and Redemption Agreement, dated as of March 30, 2001, by and among Sybari Software, Inc. (the "Company") and each of the entities listed on the signature pages attached hereto (collectively, the "Summit Entities") (the "Purchase Agreement"). Capitalized terms not defined herein shall have the meanings ascribed to them under the Purchase Agreement.
HILLMAN INVESTMENT COMPANYSecurities Purchase Agreement • May 17th, 2004 • Hillman Companies Inc • Wholesale-machinery, equipment & supplies
ADDENDUM -------- Addendum, made this ___ day of January 2004 to that certain Securities Purchase Agreement dated December 23, 2003 by and between Alternate Energy Corp. a Nevada corporation (the "COMPANY"), and the purchasers identified on the...Securities Purchase Agreement • March 16th, 2004 • Alternate Energy Corp • Services-computer programming services
TOSecurities Purchase Agreement • December 10th, 2003 • Bam Entertainment Inc • Services-prepackaged software
November 12, 2003 Air Methods Corporation ARCH Air Medical Service, Inc. Mercy Air Service, Inc. Rocky Mountain Holdings, L.L.C. 7301 South Peoria Englewood, Colorado 80112 Re: Fourth Amendment/Waiver to Securities Purchase Agreement, dated as of...Securities Purchase Agreement • November 14th, 2003 • Air Methods Corp • Air transportation, nonscheduled
MacAndrews & Forbes Holdings Inc. 35 East 62nd Street New York, New York 10021Securities Purchase Agreement • October 15th, 2003 • Mafco Holdings Inc • Pharmaceutical preparations
Reference is made to the Securities Purchase Agreement (the "Purchase Agreement"), dated August 13, 2003, by and between SIGA Technologies, Inc. (the "Company") and MacAndrews & Forbes Holdings Inc. ("M & F"), as supplemented by those letter agreements dated August 13, 2003 and October 8, 2003 by which M & F assigned in part its right to purchase Shares and Warrants to certain Permitted Transferees (the "Assignees") as set forth on Schedule A thereto. Capitalized terms used but not defined herein shall have the meanings set forth in the Purchase Agreement.
RECITALS The Company and the Requisite Purchasers hereby agree to an amendment to the Purchase Agreement, on the terms and subject to the conditions set forth herein. NOW, THEREFORE, in consideration of the mutual covenants and agreements contained in...Securities Purchase Agreement • June 5th, 2003 • Seattle Genetics Inc /Wa • Biological products, (no disgnostic substances) • New York
AMENDMENT NO. 1, dated as of May 14, 2003 (this "Amendment No. 1"), to the Securities Purchase Agreement, dated as of May 12, 2003, (the "Purchase Agreement"), among SEATTLE GENETICS, INC., a Delaware corporation (the "Company") and the purchasers...Securities Purchase Agreement • May 15th, 2003 • Seattle Genetics Inc /Wa • Biological products, (no disgnostic substances) • New York
AMONGSecurities Purchase Agreement • April 23rd, 2003 • Hersha Hospitality Trust • Real estate investment trusts • Maryland
AMENDMENT NO.3 TO -----------------Securities Purchase Agreement • April 14th, 2003 • Greka Energy Corp • Crude petroleum & natural gas • New York
Total dollar amount of $ 150,000,000 $ 250,000,000 $ 300,000,000 offering sold to QIBs ----------------------------------------------------------------------- --------------------------------------------------- Total dollar amount of $ - $ - $ - any...Securities Purchase Agreement • December 30th, 2002 • Morgan Grenfell Investment Trust /Ny/
-------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM HIGH INCOME PLUS FUND, FORMERLY KNOWN AS HIGH YIELD BOND FUND -------------------------------------------------------------------------------------------------------------------------- Security Purchased Security Purchased Comparison Security
EXHIBIT 2 SIGNATURE PAGE TO SECURITIES PURCHASE AGREEMENT ADDITIONAL INVESTMENT These signature pages are dated as of October 25, 2002 and constitute a legally binding supplement to the Securities Purchase Agreement dated as of October 10, 2002...Securities Purchase Agreement • November 7th, 2002 • Hillman Co • Radio & tv broadcasting & communications equipment
Investment Amount: $525,000 ----------- Common Shares: 552,632 --------------- Warrant Shares: 138,158 By: -------------- -------------------------------- Alan R. Brudos, Partner Address for Notice: Jupiter Partners c/o Bryan & Edwards 600 Montgomery...Securities Purchase Agreement • October 31st, 2002 • Superconductor Technologies Inc • Radio & tv broadcasting & communications equipment
JOINDER AGREEMENT AND FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 10th, 2002 • Micro Therapeutics Inc • Surgical & medical instruments & apparatus • Delaware
R E C I T A L SSecurities Purchase Agreement • September 20th, 2002 • Overhill Farms Inc • Canned, frozen & preservd fruit, veg & food specialties • California
Exhibit 10.15 Elan International Services, Ltd. c/o Elan Corporation, plc Flatts, Smiths Parish Bermuda, FL 04 Ladies and Gentlemen: Reference is made to the Securities Purchase Agreement ("SECURITIES PURCHASE AGREEMENT") dated as of January 21, 1999,...Securities Purchase Agreement • April 5th, 2002 • Dov Pharmaceutical Inc • Pharmaceutical preparations
Reference is made to the Securities Purchase Agreement ("SECURITIES PURCHASE AGREEMENT") dated as of January 21, 1999, by and between Elan International Services, Ltd ("EIS") and DOV Pharmaceutical, Inc. ("DOV"). This letter confirms and documents that EIS and its transferee affiliate Elan Pharmaceutical Investments, Ltd. hereby agree to the following: (1) EIS shall not exercise and hereby waives the Purchase Right, as defined in Section 6 of the Securities Purchase Agreement, to participate in the $7.07 million equity financing by DOV contemplated by the proposed enclosed form of purchase agreement with Biotechnology Value Fund, L.P., its affiliates and other investors, if any, that determine to participate (collectively, the ("INVESTORS") which is being carried out pursuant to the terms set forth in the attached form of preferred stock purchase agreement; (2) EIS hereby consents to the terms of the attached form of registration rights agreement among DOV and the Investors, which amon
FANNIE MAY HOLDINGS, INC. ARCHIBALD CANDY CORPORATION 1137 West Jackson Boulevard Chicago, IL 60607 October 2, 2001Securities Purchase Agreement • December 10th, 2001 • Archibald Candy Corp • Sugar & confectionery products
FANNIE MAY HOLDINGS, INC. ARCHIBALD CANDY CORPORATION 1137 West Jackson Boulevard Chicago, IL 60607 November 14, 2001Securities Purchase Agreement • December 10th, 2001 • Archibald Candy Corp • Sugar & confectionery products
Amendment No. 1 to Securities Purchase Agreement This Amendment No. 1 dated as of August 22, 2001 with respect to the Securities Purchase Agreement dated as of July 15, 2001 (as amended, the "Securities Purchase Agreement") among American Skiing...Securities Purchase Agreement • September 4th, 2001 • American Skiing Co /Me • Services-miscellaneous amusement & recreation
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this "Agreement") is made as of May 17, 2001, by and among Montrose Investments Ltd., a Cayman Islands corporation, Strong River Investments, Inc., a Cayman Islands...Securities Purchase Agreement • May 21st, 2001 • Neotherapeutics Inc • Pharmaceutical preparations • New York
March 23, 2001 GAINSCO, INC. 500 Commerce Street Fort Worth, Texas 76102 RE: SECURITIES PURCHASE AGREEMENT Gentlemen: Reference is hereby made to that certain Securities Purchase Agreement dated February 26, 2001 by and between Robert W. Stallings and...Securities Purchase Agreement • March 30th, 2001 • Gainsco Inc • Fire, marine & casualty insurance
