Exhibit (h)(9)(iii)(a)
September 1, 2000
Westcore Trust
000 Xxxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxxxxx, XX 00000
First Trust Corporation
Xxxxx Xxxxxx
000 Xxxxxxxxxxx Xxxxxx, Xxxxx 0000
Xxxxxx, XX 00000
Denver Investment Advisors LLC
0000 Xxxxxxxxxxx Xxxxxx, 00xx Xxxxx
Xxxxxx, XX 00000
VIA: Federal Express
Re: The Shareholder Services Agreement (the "Agreement") dated as of
November 19, 1996 between First Trust Corporation, Denver Investment
Advisors LLC and Westcore Trust.
Dear Sirs:
By your signature below, please confirm that effective October 1, 2000 and
November 1, 2000, respectively, the Agreement (including any attachments thereto
listing the Funds covered by the Agreement) hereby is amended as follows:
Effective October 1, 2000, Westcore Trust will no longer offer Westcore
Intermediate-Term Bond Fund as an investment option through First Trust
Corporation. Westcore Trust understands that assets currently in the program
will remain, but additional purchases will not be allowed. Additionally,
Westcore Long-Term Bond Fund will be renamed Westcore Flexible Income Fund to
reflect certain changes in its investment objective and policies which are
detailed in the encloses supplement dated July 28, 2000 to the prospectus dated
October 1, 1999.
Commencing on November 1, 2000, Westcore Trust will add a new investment
portfolio - Westcore International Select Fund to this Agreement.
In all other respects the Agreement continues in effect in accordance with
its terms.
Please keep one signed original of this letter and return the remaining
originals to:
Westcore Trust
Attn: Xxxxxxxx Xxxx
0000 00xx Xxxxxx, 00xx Xxxxx
Xxxxxx, XX 00000
If you have any questions regarding the Agreement or Westcore Trust, please call
Xxxxx Xxxx or Xxxxxxxx Xxxx at (000) 000-0000. Please address any legal concerns
to Xxxxxx Xxxxxx at (000) 000-0000.
Yours Truly,
WESTCORE TRUST
By: /s/ Xxxx X. Xxxxxxxxx
-----------------------------
Name: Xxxx X. Xxxxxxxxx
Title: Vice President
Date: September 1, 2000
ACCEPTED AND AGREED TO:
FIRST TRUST CORPORATION DENVER INVESTMENT ADVISORS LLC
By: /s/ Xxxxxx Xxxxxxx Xxxxxx By: /s/ Xxxxxxx X. Xxxxx
----------------------------- -----------------------------
Name: Xxxxxx Xxxxxxx Ratkai Name: Xxxxxxx X. Xxxxx
Title: Vice President Title: Managing Director
Date: September 26, 2000 Date: September 1, 2000
