77Q1
Xxxx Xxxxx Partners Capital Preservation
Fund II
April 9, 2007
PFPC, Inc.
000 Xxxxxxxx Xxxxxxx
Xxxxxxxxxx, XX 00000
Re: Transfer Agency and Services
Agreement
Ladies and Gentlemen:
Reference is made to the Transfer
Agency and Services Agreement (as amended
to date, the Agreement), dated as of
January 1, 2006, by and among PFPC, Inc.,
a Massachusetts corporation, and each
investment company identified as an Old
Fund on Exhibit A hereto (each, a Fund
and, collectively, the Funds) on behalf
of each of its series identified as Old
Portfolios on Exhibit A hereto (each, a
Portfolio and, collectively, the
Portfolios).
In connection with a restructuring of
the complex of which the Funds and
Portfolios are a part, as of the close of
business on April 13, 2007 or April 27,
2007, as indicated on Exhibit A hereto
(each, a Closing Date), many of the
Funds and Portfolios will be reorganized
as set forth on Exhibit A hereto.
Additionally, as indicated on Exhibit A,
several Funds and Portfolios have recently
ceased or shall cease operations following
fund combinations (or otherwise) on the
date indicated on Exhibit A hereto (each,
a Termination Date).
On each applicable Closing Date,
(i) each investment company identified as
a New Fund shall become a Fund party
to the Agreement on behalf of each of its
series identified on Exhibit A as a New
Portfolio and shall assume all of the
rights and obligations under the Agreement
of the corresponding Old Fund with respect
to each applicable Old Portfolio (or, if
such Old Fund has no Old Portfolios, with
respect to the Old Fund itself), (ii) each
such New Portfolio shall be deemed a
Portfolio within the meaning of the
Agreement, and (iii) each Old Portfolio
shall cease be deemed to be a Portfolio
under the Agreement. As of each
applicable Termination Date, each Old
Portfolio indicated on Exhibit A hereto as
terminating operations shall cease to be
deemed a Portfolio under the Agreement.
As of the date on which an Old Fund
has no further rights or obligations under
the Agreement, by virtue of (i) all of the
rights and obligations of its Old
Portfolios (or, if such Old Fund has no
Old Portfolios, the Old Fund itself)
having been assumed by one or more New
Funds and/or (ii) its Old Portfolios (or,
if such Old Fund has no Old Portfolios,
the Old Fund itself) having ceased
operations, such Old Fund shall cease to
be a party to the Agreement and shall have
no rights or obligations thereunder.
Except to the extent expressly set
forth herein, this letter shall not be
deemed to otherwise amend or modify any
term of the Agreement.
Please sign below to evidence your
consent and agreement to the above.
EACH MANAGEMENT
INVESTMENT
COMPANY
IDENTIFIED ON
EXHIBIT A HERETO
AS AN OLD FUND
OR A NEW FUND
By:
Name:
Title:
Consented and Agreed to:
PFPC, INC.
By:
Name: Xxxxx X. Xxxxxxxx
Title: Senior Vice President
and Managing Director
Exhibit A
FUNDS AND PORTFOLIOS
INVOLVED IN RESTRUCTURINGS
OR FUND COMBINATIONS
Old Fund
Old Portfolio
Restructur
ing, Fund
Combinatio
n or Other
Cessation
of
Operations
New Fund
New Portfolio
Closing
Date or
Termination
Date
(as
applicable)
Xxxx Xxxxx Partners
Adjustable Rate
Income Fund (f/k/a SB
Adjustable Rate
Income Fund)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Adjustable Rate
Income Fund
4/13/07
Xxxx Xxxxx Partners
Aggressive Growth
Fund, Inc. (f/k/a
Xxxxx Xxxxxx
Aggressive Growth
Fund Inc.)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Aggressive Growth
Fund
4/13/07
Xxxx Xxxxx Partners
Lifestyle Series,
Inc. (f/k/a Xxxxx
Xxxxxx Allocation
Series Inc.)
Xxxx Xxxxx Partners
Lifestyle Allocation
50% (f/k/a Balanced
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Lifestyle
Allocation 50%
4/13/07
Xxxx Xxxxx Partners
Lifestyle Allocation
30% (f/k/a
Conservative
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Lifestyle
Allocation 30%
4/13/07
Xxxx Xxxxx Partners
Lifestyle Allocation
70% (f/k/a Growth
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Lifestyle
Allocation 70%
4/13/07
Xxxx Xxxxx Partners
Lifestyle Allocation
85% (f/k/a High
Growth Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Lifestyle
Allocation 85%
4/13/07
Xxxx Xxxxx Partners
Lifestyle Allocation
100%
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Lifestyle
Allocation 100%
4/13/07
Xxxx Xxxxx Partners
Lifestyle Income Fund
(f/k/a Income
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Lifestyle Income
Fund
4/13/07
Xxxx Xxxxx Partners
Variable Lifestyle
Allocation 50% (f/k/a
Select Balanced
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Lifestyle
Allocation 50%
4/27/07
Xxxx Xxxxx Partners
Variable Lifestyle
Allocation 70% (f/k/a
Select Growth
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Lifestyle
Allocation 70%
4/27/07
Xxxx Xxxxx Partners
Variable Lifestyle
Allocation 85% (f/k/a
Select High Growth
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Lifestyle
Allocation 85%
4/27/07
Xxxx Xxxxx Partners
Appreciation Fund,
Inc. (f/k/a Xxxxx
Xxxxxx Appreciation
Fund Inc.)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Appreciation Fund
4/13/07
Xxxx Xxxxx Partners
Arizona Municipals
Fund, Inc. (f/k/a
Xxxxx Xxxxxx Arizona
Municipals Fund Inc.)
n/a
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Managed
Municipals
Fund)
n/a
n/a
2/2/07
Xxxx Xxxxx Partners
California Municipals
Fund, Inc. (f/k/a
Xxxxx Xxxxxx
California Municipals
Fund Inc.)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
California
Municipals Fund
4/13/07
Xxxx Xxxxx Partners
Equity Funds (f/k/a
Xxxxx Xxxxxx Equity
Funds)
Xxxx Xxxxx Partners
Social Awareness Fund
(f/k/a Xxxxx Xxxxxx
Social Awareness
Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Social Awareness
Fund
4/13/07
Xxxx Xxxxx Partners
Fundamental Value
Fund, Inc. (f/k/a
Xxxxx Xxxxxx
Fundamental Value
Fund Inc.)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Fundamental Value
Fund
4/13/07
Xxxx Xxxxx Partners
Funds, Inc. (f/k/a
Xxxxx Xxxxxx Funds,
Inc.)
Xxxx Xxxxx Partners
Large Cap Value Fund
(f/k/a Xxxxx Xxxxxx
Large Cap Value Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Investors
Value
Fund)
n/a
n/a
3/2/07
Xxxx Xxxxx Partners
U.S. Government
Securities Fund
(f/k/a Xxxxx Xxxxxx
U.S. Government
Securities Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Government
Securities
Fund)
n/a
n/a
2/2/07
Xxxx Xxxxx Partners
Short-Term Investment
Grade Bond Fund
(f/k/a Xxxxx Xxxxxx
Short-Term Investment
Grade Bond Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Short-Term
Investment Grade
Bond Fund
4/13/07
Xxxx Xxxxx Partners
Income Funds (f/k/a
Xxxxx Xxxxxx Income
Funds)
Xxxx Xxxxx Partners
Dividend and Income
Fund (f/k/a Xxxxx
Xxxxxx Xxxxxxxx and
Income Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Capital
and Income
Fund)
n/a
n/a
12/1/06
Xxxx Xxxxx Partners
Convertible Fund
(f/k/a SB Convertible
Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Convertible Fund
4/13/07
Xxxx Xxxxx Partners
Diversified Strategic
Income Fund (f/k/a
Xxxxx Xxxxxx
Diversified Strategic
Income Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Diversified
Strategic Income
Fund
4/13/07
Xxxx Xxxxx Partners
Exchange Reserve Fund
(f/k/a Xxxxx Xxxxxx
Exchange Reserve
Fund)
Combinatio
n
(acquired
by Xxxxx
Xxxxxx
Money
FundsCash
Portfolio)
n/a
n/a
3/16/07
Xxxx Xxxxx Partners
High Income Fund
(f/k/a Xxxxx Xxxxxx
High Income Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
High Income Fund
4/13/07
Xxxx Xxxxx Partners
Municipal High Income
Fund (f/k/a Xxxxx
Xxxxxx Municipal High
Income Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Municipal High
Income Fund
4/13/07
Xxxx Xxxxx Partners
Capital and Income
Fund (f/k/a SB
Capital and Income
Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Capital and Income
Fund
4/13/07
Xxxx Xxxxx Partners
Core Bond Fund (f/k/a
Xxxxx Xxxxxx Total
Return Bond Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Core Bond Fund
4/13/07
Xxxxx Xxxxxx
Institutional Cash
Management Fund Inc.
Cash Portfolio
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
Western Asset
Institutional Money
Market Fund
4/13/07
Government Portfolio
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
Western Asset
Institutional
Government Money
Market Fund
4/13/07
Municipal Portfolio
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
Western Asset
Institutional
Municipal Money
Market Fund
4/13/07
Xxxx Xxxxx Partners
Investment Funds,
Inc. (f/k/a Xxxxx
Xxxxxx Investment
Funds Inc.)
Xxxx Xxxxx Partners
Investment Grade Bond
Fund (f/k/a Xxxxx
Xxxxxx Investment
Grade Bond Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Investment Grade
Bond Fund
4/13/07
Xxxx Xxxxx Partners
Multiple Discipline
Funds Balanced All
Cap Growth and Value
(f/k/a Xxxxx Xxxxxx
Multiple Discipline
FundsBalanced All
Cap Growth and Value
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Capital
and Income
Fund)
n/a
n/a
12/1/06
Xxxx Xxxxx Partners
Multiple Discipline
Funds Large Cap
Growth and Value
(f/k/a Xxxxx Xxxxxx
Multiple Discipline
FundsLarge Cap
Growth and Value
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Multiple
Discipline
Funds All
Cap Growth
and Value)
n/a
n/a
2/2/07
Xxxx Xxxxx Partners
Multiple Discipline
Funds All Cap Growth
and Value (f/k/a
Xxxxx Xxxxxx Multiple
Discipline FundsAll
Cap Growth and Value
Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
All Cap Fund
4/13/07
Xxxx Xxxxx Partners
Multiple Discipline
Funds Global All Cap
Growth and Value
(f/k/a Xxxxx Xxxxxx
Multiple Discipline
FundsGlobal All Cap
Growth and Value
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Multiple
Discipline
Funds All
Cap Growth
and Value)
n/a
n/a
2/2/07
Xxxx Xxxxx Partners
Multiple Discipline
Funds All Cap and
International (f/k/a
Xxxxx Xxxxxx Multiple
Discipline FundsAll
Cap and International
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Multiple
Discipline
Funds All
Cap Growth
and Value)
n/a
n/a
2/2/07
Xxxx Xxxxx Partners
Government Securities
Fund (f/k/a Xxxxx
Xxxxxx Government
Securities Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Government
Securities Fund
4/13/07
Xxxx Xxxxx Partners
Hansberger Global
Value Fund (f/k/a
Xxxxx Xxxxxx
Xxxxxxxxxx Global
Value Fund)
Ceased
Operations
n/a
n/a
12/06
Xxxx Xxxxx Partners
Real Return Strategy
Fund (f/k/a Xxxxx
Xxxxxx Real Return
Strategy Fund)
Ceased
Operations
n/a
n/a
12/06
Xxxx Xxxxx Partners
Small Cap Growth Fund
(f/k/a Xxxxx Xxxxxx
Small Cap Growth
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Small Cap
Growth
Fund)
n/a
n/a
3/2/07
Xxxx Xxxxx Partners
Small Cap Value Fund
(f/k/a Xxxxx Xxxxxx
Small Cap Value Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Small Cap Value
Fund
4/13/07
Xxxx Xxxxx Partners
Investment Series
(f/k/a Xxxxx Xxxxxx
Investment Series)
Xxxx Xxxxx Partners
International Fund
(f/k/a Xxxxx Xxxxxx
International Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Global
Equity
Fund)
n/a
n/a
12/1/06
Xxxx Xxxxx Partners
Dividend Strategy
Fund (f/k/a Xxxxx
Xxxxxx Dividend
Strategy Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Dividend Strategy
Fund
4/13/07
Xxxx Xxxxx Partners
Growth and Income
Fund (f/k/a SB Growth
and Income Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Multiple
Discipline
Funds All
Cap Growth
and Value)
n/a
n/a
2/2/07
Xxxx Xxxxx Partners
Variable Premier
Selections All Cap
Growth Portfolio
(f/k/a Xxxxx Xxxxxx
Premier Selections
All Cap Growth
Portfolio)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Aggressive
Growth
Portfolio)
n/a
n/a
4/27/07
Xxxx Xxxxx Investment
SeriesLegg Xxxxx
Partners Variable
Growth and Income
Portfolio (f/k/a
Xxxxx Xxxxxx Growth
and Income Portfolio)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Appreciati
on
Portfolio)
n/a
n/a
4/27/07
Xxxx Xxxxx Partners
Variable Government
Portfolio (f/k/a SB
Government Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Income
Trust
Xxxx Xxxxx Partners
Variable Government
Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Dividend
Strategy Portfolio
(f/k/a Xxxxx Xxxxxx
Dividend Strategy
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Dividend
Strategy Portfolio
4/27/07
Xxxx Xxxxx Partners
Investment Trust
(f/k/a Xxxxx Xxxxxx
Investment Trust)
Xxxx Xxxxx Partners
Intermediate Maturity
California Municipals
Fund (f/k/a Xxxxx
Xxxxxx Intermediate
Maturity California
Municipals Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Intermediate
Maturity California
Municipals Fund
4/13/07
Xxxx Xxxxx Partners
Intermediate Maturity
New York Municipals
Fund (f/k/a Xxxxx
Xxxxxx Intermediate
Maturity New York
Municipals Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Intermediate
Maturity New York
Municipals Fund
4/13/07
Xxxx Xxxxx Partners
Large Cap Growth Fund
(f/k/a Xxxxx Xxxxxx
Large Capitalization
Growth Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Large Cap Growth
Fund
4/13/07
Xxxx Xxxxx Partners
S&P 500 Index Fund
(f/k/a Xxxxx Xxxxxx
S&P 500 Index Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
S&P 500 Index Fund
4/13/07
Xxxx Xxxxx Partners
Mid Cap Core Fund
(f/k/a Xxxxx Xxxxxx
Mid Cap Core Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Mid Cap Core Fund
4/13/07
Xxxx Xxxxx Partners
Classic Values Fund
(f/k/a Xxxxx Xxxxxx
Classic Values Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Classic Values Fund
4/13/07
Xxxx Xxxxx Partners
Core Plus Bond Fund,
Inc. (f/k/a Xxxxx
Xxxxxx Core Plus Bond
Fund Inc.)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Core Plus Bond Fund
4/13/07
Xxxx Xxxxx Partners
Managed Municipals
Fund, Inc. (f/k/a
Xxxxx Xxxxxx Managed
Municipals Fund Inc.)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Managed Municipals
Fund
4/13/07
Xxxx Xxxxx Partners
Massachusetts
Municipals Fund
(f/k/a Xxxxx Xxxxxx
Massachusetts
Municipals Fund)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Massachusetts
Municipals Fund
4/13/07
Xxxxx Xxxxxx Money
Funds, Inc.
Cash Portfolio
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Western Asset Money
Market Fund
4/13/07
Government Portfolio
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Western Asset
Government Money
Market Fund
4/13/07
Xxxx Xxxxx Partners
Variable Portfolios
IV (f/k/a Xxxxx
Xxxxxx Multiple
Discipline Trust)
Xxxx Xxxxx Partners
Variable Multiple
Discipline Portfolio
All Cap Growth and
Value (f/k/a Multiple
Discipline Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Multiple
Discipline
PortfolioAll Cap
Growth and Value
4/27/07
Xxxx Xxxxx Partners
Variable Multiple
Discipline Portfolio
Large Cap Growth and
Value (f/k/a Multiple
Discipline Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Multiple
Discipline
PortfolioLarge Cap
Growth and Value
4/27/07
Xxxx Xxxxx Partners
Variable Multiple
Discipline Portfolio
Global All Cap Growth
and Value (f/k/a
Multiple Discipline
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Multiple
Discipline
PortfolioGlobal
All Cap Growth and
Value
4/27/07
Xxxx Xxxxx Partners
Variable Multiple
Discipline Portfolio
Balanced All Cap
Growth and Value
(f/k/a Multiple
Discipline Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Capital
and Income
Portfolio
4/27/07
Xxxxx Xxxxxx
Municipal Money
Market Fund, Inc.
n/a
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Western Asset
Municipal Money
Market Fund
4/13/07
Xxxx Xxxxx Partners
Municipal Funds
(f/k/a Xxxxx Xxxxxx
Xxxx Funds)
California Money
Market Portfolio
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Western Asset
California
Municipal Money
Market Fund
4/13/07
Xxxx Xxxxx Partners
Florida Municipals
Fund (f/k/a Florida
Portfolio)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Managed
Municipals
Fund)
n/a
n/a
2/2/07
Xxxx Xxxxx Partners
Georgia Municipals
Fund (f/k/a Georgia
Portfolio)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Managed
Municipals
Fund)
n/a
n/a
2/2/07
Xxxx Xxxxx Partners
Intermediate-Term
Municipals
Fund (f/k/a Limited
Term Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Intermediate-Term
Municipals Fund
4/13/07
Xxxx Xxxxx Partners
National Municipals
Fund (f/k/a National
Portfolio)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Managed
Municipals
Fund)
n/a
n/a
2/2/07
Massachusetts Money
Market Portfolio
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Western Asset
Massachusetts
Municipal Money
Market Fund
4/13/07
New York Money Market
Portfolio
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Western Asset New
York Municipal
Money Market Fund
4/13/07
Xxxx Xxxxx Partners
New York Municipals
Fund (f/k/a New York
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
New York Municipals
Fund
4/13/07
Xxxx Xxxxx Partners
Pennsylvania
Municipals Fund
(f/k/a Pennsylvania
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Pennsylvania
Municipals Fund
4/13/07
Xxxx Xxxxx Partners
New Jersey Municipals
Fund, Inc. (f/k/a
Xxxxx Xxxxxx New
Jersey Municipals
Fund Inc.)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
New Jersey
Municipals Fund
4/13/07
Xxxx Xxxxx Partners
Oregon Municipals
Fund (f/k/a Xxxxx
Xxxxxx Oregon
Municipals Fund)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Oregon Municipals
Fund
4/13/07
Xxxx Xxxxx Partners
Sector Series, Inc.
(f/k/a Xxxxx Xxxxxx
Sector Series Inc.)
Xxxx Xxxxx Partners
Financial Services
Fund (f/k/a Xxxxx
Xxxxxx Financial
Services Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Financial Services
Fund
4/13/07
Xxxx Xxxxx Partners
Health Sciences Fund
(f/k/a Xxxxx Xxxxxx
Health Sciences Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Aggressive
Growth
Fund)
n/a
n/a
12/1/06
Xxxx Xxxxx Partners
Technology Fund
(f/k/a Xxxxx Xxxxxx
Technology Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Large Cap
Growth
Fund)
n/a
n/a
2/2/07
Xxxx Xxxxx Partners
Small Cap Core Fund,
Inc. (f/k/a Xxxxx
Xxxxxx Small Cap Core
Fund, Inc.)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Small Cap Core Fund
4/13/07
Xxxx Xxxxx Partners
World Funds, Inc.
(f/k/a Xxxxx Xxxxxx
World Funds)
Xxxx Xxxxx Partners
Inflation Management
Fund (f/k/a Xxxxx
Xxxxxx Inflation
Management Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Inflation
Management Fund
4/13/07
Xxxx Xxxxx Partners
International All Cap
Opportunity Fund
(f/k/a International
All Cap Growth
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Variable
International All
Cap Opportunity
Fund
4/13/07
Xxxx Xxxxx Partners
Variable Portfolios
II (f/k/a Greenwich
Street Series Fund)
Xxxx Xxxxx Partners
Variable Appreciation
Portfolio (f/k/a
Appreciation
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable
Appreciation
Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Capital and
Income Portfolio
(f/k/a Capital and
Income Portfolio)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Multiple
Discipline
Portfolio
Balanced
All Cap
Growth and
Value)
n/a
n/a
4/27/07
Xxxx Xxxxx Partners
Variable Diversified
Strategic Income
Portfolio (f/k/a
Diversified Strategic
Income Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Income
Trust
Xxxx Xxxxx Partners
Variable
Diversified
Strategic Income
Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Aggressive
Growth Portfolio
(f/k/a Salomon
Brothers Variable
Aggressive Growth
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Aggressive
Growth
Portfolio)
n/a
n/a
4/27/07
Xxxx Xxxxx Partners
Variable Equity Index
Portfolio (f/k/a
Equity Index
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Equity
Index Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Growth and
Income Portfolio
(f/k/a Salomon
Brothers Variable
Growth & Income Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Appreciati
on
Portfolio)
n/a
n/a
4/27/07
Xxxx Xxxxx Partners
Variable Fundamental
Value Portfolio
(f/k/a Fundamental
Value Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable
Fundamental Value
Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Portfolios
III, Inc. (f/k/a
Travelers Series Fund
Inc. )
Xxxx Xxxxx Partners
Variable Aggressive
Growth Portfolio
(f/k/a Xxxxx Xxxxxx
Aggressive Growth
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Aggressive
Growth Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable High Income
Portfolio (f/k/a
Xxxxx Xxxxxx High
Income Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Income
Trust
Xxxx Xxxxx Partners
Variable High
Income Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable
International All Cap
Growth Portfolio
(f/k/a Xxxxx Xxxxxx
International All Cap
Growth Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
International All
Cap Opportunity
Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Large Cap
Growth Portfolio
(f/k/a Xxxxx Xxxxxx
Large Capitalization
Growth Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Large Cap
Growth Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Large Cap
Value Portfolio
(f/k/a Xxxxx Xxxxxx
Large Cap Value
Portfolio)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Investors
Portfolio)
n/a
n/a
4/27/07
Xxxx Xxxxx Partners
Variable Mid Cap Core
Portfolio (f/k/a
Xxxxx Xxxxxx Mid Cap
Core Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Mid Cap
Core Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Money Market
Portfolio (f/k/a
Xxxxx Xxxxxx Money
Market Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Income
Trust
Xxxx Xxxxx Partners
Variable Money
Market Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Social
Awareness Stock
Portfolio (f/k/a
Social Awareness
Stock Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Social
Awareness Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Adjustable
Rate Income Portfolio
(f/k/a SB Adjustable
Rate Income
Portfolio)
Restructur
ing
Xxxx Xxxxx Partners
Variable Income
Trust
Xxxx Xxxxx Partners
Variable Adjustable
Rate Income
Portfolio
4/27/07
Xxxx Xxxxx Partners
Equity Fund, Inc.
(f/k/a The Salomon
Brothers Fund Inc)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Equity Fund
4/13/07
Xxxx Xxxxx Partners
Investors Value Fund,
Inc. (f/k/a Salomon
Brothers Investors
Value Fund Inc)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Investors Value
Fund
4/13/07
Xxxx Xxxxx Partners
Capital Fund, Inc.
(f/k/a Salomon
Brothers Capital Fund
Inc)
n/a
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Capital Fund
4/13/07
Xxxx Xxxxx Partners
Series Funds, Inc.
(f/k/a Salomon
Brothers Series Funds
Inc.)
Xxxx Xxxxx Partners
Balanced Fund (f/k/a
Salomon Brothers
Balanced Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Capital
and Income
Fund)
n/a
n/a
3/16/07
Salomon Brothers Cash
Management Fund
Ceased
Operations
n/a
n/a
8/18/06
Xxxx Xxxxx Partners
Global High Yield
Bond Fund (f/k/a
Salomon Brothers High
Yield Bond Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Global High Yield
Bond Fund
4/13/07
Salomon Brothers
Institutional Money
Market Fund
Ceased
Operations
n/a
n/a
10/6/06
Salomon Brothers
Large Cap Growth Fund
Ceased
Operations
n/a
n/a
2/3/06
Xxxx Xxxxx Partners
New York Municipal
Money Market Fund
(f/k/a Salomon
Brothers NY Municipal
Money Mkt Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Municipal
Funds -
New York
Money
Market
Portfolio)
n/a
n/a
3/2/07
Xxxx Xxxxx Partners
Small Cap Growth Fund
I (f/k/a Salomon
Brothers Small Cap
Growth Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Small Cap Growth
Fund
4/13/07
Xxxx Xxxxx Partners
Strategic Bond Fund
(f/k/a Salomon
Brothers Strategic
Bond Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Diversifie
d
Strategic
Income
Fund)
n/a
n/a
3/2/07
Xxxx Xxxxx Partners
Short/Intermediate
U.S. Government Fund
(f/k/a Salomon
Brothers
Short/Intermediate US
Government Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Short/Intermediate
U.S. Government
Fund
4/13/07
Salomon Brothers All
Cap Value Fund
Liquidated
n/a
n/a
2/3/06
Western Asset Funds
II, Inc. (f/k/a
Salomon Brothers
Institutional Series
Funds Inc.)
Western Asset Global
High Yield Bond
Portfolio (f/k/a
Salomon Brothers
Institutional High
Yield Bond Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Western Asset
Global High Yield
Bond Portfolio
4/13/07
Western Asset
Emerging Market Debt
Portfolio (f/k/a
Salomon Brothers
Institutional
Emerging Markets Debt
Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Western Asset
Emerging Markets
Debt Portfolio
4/13/07
Xxxx Xxxxx Partners
Variable Portfolios
I, Inc. (f/k/a
Salomon Brothers
Variable Series Funds
Inc.)
Xxxx Xxxxx Partners
Variable All Cap
Portfolio (f/k/a
Salomon Brothers
Variable All Cap
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Fundamenta
l Value
Portfolio)
n/a
n/a
4/27/07
Xxxx Xxxxx Partners
Variable Global High
Yield Bond Portfolio
(f/k/a Salomon
Brothers Variable
High Yield Bond Fund)
Restructur
ing
Xxxx Xxxxx Partners
Variable Income
Trust
Xxxx Xxxxx Partners
Variable Global
High Yield Bond
Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Investors
Portfolio (f/k/a
Salomon Brothers
Variable Investors
Fund)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Investors
Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Large Cap
Growth Portfolio
(f/k/a Salomon
Brothers Variable
Large Cap Growth
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Large Cap
Growth
Portfolio)
n/a
n/a
4/27/07
Xxxx Xxxxx Partners
Variable Small Cap
Growth Portfolio
(f/k/a Salomon
Brothers Variable
Small Cap Growth
Fund)
Restructur
ing
Xxxx Xxxxx Partners
Variable Equity
Trust
Xxxx Xxxxx Partners
Variable Small Cap
Growth Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Strategic
Bond Portfolio (f/k/a
Salomon Brothers
Variable Strategic
Bond Fund)
Restructur
ing
Xxxx Xxxxx Partners
Variable Income
Trust
Xxxx Xxxxx Partners
Variable Strategic
Bond Portfolio
4/27/07
Xxxx Xxxxx Partners
Variable Total Return
Portfolio (f/k/a
Salomon Brothers
Variable Total Return
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Multiple
Discipline
Portfolio
Balanced
All Cap
Growth and
Value)
n/a
n/a
4/27/07
CitiFunds Trust I
Xxxx Xxxxx Partners
Emerging Markets
Equity Fund (f/k/a
Xxxxx Xxxxxx Emerging
Markets Equity Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Emerging Markets
Equity Fund
4/13/07
Xxxx Xxxxx Partners
Trust II (f/k/a Xxxxx
Xxxxxx Trust II)
Xxxx Xxxxx Partners
Capital Preservation
Fund (f/k/a Xxxxx
Xxxxxx Capital
Preservation Fund)
Not
Restructur
ing
n/a
n/a
n/a
Xxxx Xxxxx Partners
Capital Preservation
Fund II (f/k/a Xxxxx
Xxxxxx Capital
Preservation Fund II)
Not
Restructur
ing
n/a
n/a
n/a
Xxxx Xxxxx Partners
Diversified Large Cap
Growth Fund (f/k/a
Xxxxx Xxxxxx
Diversified Large Cap
Growth Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Diversified Large
Cap Growth Fund
4/13/07
Xxxx Xxxxx Partners
Global Equity Fund
(f/k/a Xxxxx Xxxxxx
International Large
Cap Fund)
Restructur
ing
Xxxx Xxxxx Partners
Equity Trust
Xxxx Xxxxx Partners
Global Equity Fund
4/13/07
Xxxx Xxxxx Partners
Small Cap Growth
Opportunities Fund
(f/k/a Xxxxx Xxxxxx
Small Cap Growth
Opportunities Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Small Cap
Growth
Fund)
n/a
n/a
3/2/07
Xxxx Xxxxx Partners
Short Duration
Municipal Income Fund
(f/k/a Xxxxx Xxxxxx
Short Duration
Municipal Income
Fund)
Restructur
ing
Xxxx Xxxxx Partners
Income Trust
Xxxx Xxxxx Partners
Short Duration
Municipal Income
Fund
4/13/07
CitiFunds Trust III
Citi Cash Reserves
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Citi Cash Reserves
4/13/07
Citi U.S. Treasury
Reserves
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Citi U.S. Treasury
Reserves
4/13/07
Citi California Tax
Free Reserves
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Citi California Tax
Free Reserves
4/13/07
Citi Connecticut Tax
Free Reserves
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Citi Connecticut
Tax Free Reserves
4/13/07
Citi New York Tax
Free Reserves
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Citi New York Tax
Free Reserves
4/13/07
Citi Tax Free
Reserves
Restructur
ing
Xxxx Xxxxx Partners
Money Market Trust
Citi Tax Free
Reserves
4/13/07
CitiFunds
Institutional Trust
Citi Institutional
Liquid Reserves
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
Citi Institutional
Liquid Reserves
4/13/07
Citi Institutional
Cash Reserves
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
Citi Institutional
Cash Reserves
4/13/07
Citi Institutional
U.S. Treasury
Reserves
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
Citi Institutional
U.S. Treasury
Reserves
4/13/07
Citi Institutional
Tax Free Reserves
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
Citi Institutional
Tax Free Reserves
4/13/07
Citi Institutional
Enhanced Income Fund
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
Citi Institutional
Enhanced Income
Fund
4/13/07
SMASh Series M Fund
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
SMASh Series M Fund
4/13/07
SMASh Series C Fund
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
SMASh Series C Fund
4/13/07
SMASh Series EC Fund
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
SMASh Series EC
Fund
4/13/07
SMASh Series MEC Fund
Restructur
ing
Xxxx Xxxxx Partners
Institutional Trust
SMASh Series MEC
Fund
4/13/07
Xxxx Xxxxx Partners
Funds Trust (f/k/a
Salomon Funds Trust)
Xxxx Xxxxx Partners
National Tax Free
Bond Fund (f/k/a
Salomon Brothers
National Tax Free
Bond Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Managed
Municipals
Fund)
n/a
n/a
3/2/07
Xxxx Xxxxx Partners
California Tax Free
Bond Fund (f/k/a
Salomon Brothers
California Tax Free
Bond Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
California
Municipals
Fund)
n/a
n/a
3/2/07
Xxxx Xxxxx Partners
New York Tax Free
Bond Fund (f/k/a
Salomon Brothers New
York Tax Free Bond
Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
New York
Municipals
Fund)
n/a
n/a
3/2/07
Xxxx Xxxxx Partners
Mid Cap Fund (f/k/a
Salomon Brothers Mid
Cap Fund)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Capital
Fund)
n/a
n/a
12/1/06
Xxxx Xxxxx Partners
Variable Portfolios V
(f/k/a Variable
Annuity Portfolios)
Xxxx Xxxxx Partners
Variable Small Cap
Growth Opportunities
Portfolio (f/k/a
Xxxxx Xxxxxx Small
Cap Growth
Opportunities
Portfolio)
Combinatio
n
(acquired
by Xxxx
Xxxxx
Partners
Variable
Small Cap
Growth
Portfolio)
n/a
n/a
4/27/07
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BUSDOCS/1632320.2
BUSDOCS/1632320.2
