AMENDED AND RESTATED SCHEDULE A DATED JUNE 3, 2013 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUST SCHEDULE OF PORTFOLIOS AND CLASSES
Exhibit 99.28(a)(iii)
AMENDED AND RESTATED
SCHEDULE A
DATED JUNE 3, 2013
TO
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST
OF
FUNDVANTAGE TRUST
SCHEDULE OF PORTFOLIOS AND CLASSES
|
Portfolio |
|
Classes |
|
Series | |
|
1. |
Cutwater High Yield Fund* |
|
Class A/Class C/Institutional† |
|
January 22, 2007 |
|
2. |
Cutwater Multi-Sector Inflation Protection Fund* |
|
Class A/Class C/Institutional† |
|
January 22, 2007 |
|
3. |
Cutwater Investment Grade Bond Fund* |
|
Class A/Class C/Institutional† |
|
January 22, 2007 |
|
4. |
Cutwater Municipal Bond Inflation Protection Fund* |
|
Class A/Class C/Institutional† |
|
January 22, 2007 |
|
5. |
Lateef Fund |
|
Class A/Class C/Class I |
|
August 2, 2007 |
|
6. |
Boston Advisors Broad Allocation Strategy Fund |
|
Class A‡/Institutional |
|
June 11, 2010 |
|
7. |
WHV International Equity Fund |
|
Class A/Class I |
|
September 19, 2008 |
|
8. |
Pemberwick Fund |
|
|
|
June 12, 2009 |
|
9. |
Private Capital Management Value Fund |
|
Class A/Class C/Class I/Class R |
|
December 11, 2009 |
|
10. |
Pacific Capital Tax-Free Securities Fund |
|
Class Y |
|
February 9, 2010 |
|
11. |
Pacific Capital Tax-Free Short Intermediate Securities Fund |
|
Class Y |
|
February 9, 2010 |
|
12. |
Xxxxxxxxx Value Fund |
|
Class A/Class C/Class I/Class R |
|
March 26, 2010 |
|
13. |
Xxxxxxxxx Investment Grade Fixed Income Fund |
|
Class A/Class C/Class I/Class R |
|
March 26, 2010 |
|
14. |
Xxxxx Growth Fund |
|
Retail Class§/Institutional Class |
|
March 26, 2010 |
|
15. |
DuPont Capital Emerging Markets Fund |
|
Class A/Class C/Class D/Class I |
|
June 11, 2010 |
|
16. |
DuPont Capital Emerging Markets Debt Fund |
|
Class A/Class C/Class D/Class I |
|
June 23, 2011 |
* Prior to June 11, 2010, the Cutwater High Yield Fund, the Cutwater Multi-Sector Inflation Protection Fund, the Cutwater Investment Grade Bond Fund, and the Cutwater Municipal Bond Inflation Protection were known as the MBIA High Yield Fund, the MBIA Multi-Sector Inflation Protection Fund, the MBIA Core Plus Fixed Income Fund, and the MBIA Municipal Bond Inflation Protection Fund, respectively.
† On June 11, 2010, Class A Shares and Class C were added and Retail Class was terminated.
‡ On December 15, 2010, Class A Shares were added.
§ On June 11, 2010, Retail Class Shares were added.
|
Portfolio |
|
Classes |
|
Series | |
|
17. |
Formula Investing U.S. Value 1000 Fund |
|
Class A/Class I |
|
September 24, 2010 |
|
18. |
Formula Investing U.S. Value Select Fund |
|
Class A/Class I |
|
September 24, 2010 |
|
19. |
Formula Investing International Value 400 Fund |
|
Class A/Class I |
|
September 24, 2010 |
|
20. |
Formula Investing International Value Select Fund |
|
Class A/Class I |
|
September 24, 2010 |
|
21. |
Compak Dynamic Asset Allocation Fund |
|
Class A/Class C/Class D/Class I |
|
September 24, 2010 |
|
22. |
WHV Emerging Markets Equity Fund |
|
Class A/Class I |
|
September 24, 2010 |
|
23. |
Timberline Small Cap Growth Fund** |
|
Class A/Advisor Class/Institutional Class |
|
December 15, 2010 |
|
24. |
EIC Value Fund |
|
Class A/Class C/Institutional Class/Retail Class†† |
|
December 15, 2010 |
|
25. |
Heitman REIT Fund |
|
Class A/Class Z/Institutional Class |
|
February 8, 2012 |
|
26. |
Origin International Equity Fund |
|
Class I |
|
June 14, 2012 |
|
27. |
Gotham Absolute Return Fund |
|
Institutional Class |
|
August 24, 2012 |
|
28. |
Gotham Enhanced Return Fund |
|
Institutional Class |
|
March 21, 2013 |
|
29. |
Gotham Neutral Fund |
|
Institutional Class |
|
June 3, 2013 |
|
30. |
EquityCompass Quality Dividend Fund |
|
Class A/Class C |
|
June 3, 2013 |
|
31. |
WHV Seizert Small Cap Value Equity Fund |
|
Class A/Class C/Class I |
|
June 3, 2013 |
** Prior to April 30, 2012, the Timberline Small Cap Growth Fund was known as the “TW Small Cap Growth Fund.”
†† On March 24, 2011, Class C and Retail Class were added.
