FIRST AMENDMENT TO THE CUSTODY AGREEMENT
FIRST
AMENDMENT TO THE
THIS
FIRST AMENDMENT
dated as
of September 5, 2008, to the Custody Agreement, dated as of May 30, 2008 (the
“Agreement”), is entered into by and between TRUST
FOR PROFESSIONAL MANAGERS,
a
Delaware business trust, (the “Trust”) on behalf of its series, the S&P
500® Capital
Appreciation Fund (Providing for Special Redemption Feature in 2018), f/k/a
as
the S&P
500® Protected Return Fund (with Protected Redemption Value in 2018)
(the
“Fund”) and U.S.
Bank, N.A., a
national banking association organized and existing under the laws of the United
States of America with its principal place of business at Cincinnati, Ohio
(the
“Custodian”).
RECITALS
WHEREAS,
the
parties have entered into an Agreement; and
WHEREAS,
the
Trust and the Custodian desire to amend the Agreement to change the name of
the
Fund; and
WHEREAS,
Article
14.2 of the Agreement allows for its amendment by a written instrument executed
by both parties.
NOW,
THEREFORE,
the
parties agree as follows:
Exhibit
C
of the Agreement is hereby superseded and replaced with Exhibit C attached
hereto.
Except
to
the extent amended hereby, the Agreement shall remain in full force and
effect.
IN
WITNESS WHEREOF,
the
parties hereto have caused this First Amendment to be executed by a duly
authorized officer on one or more counterparts as of the date and year first
written above.
| TRUST FOR PROFESSIONAL MANAGERS | U.S. BANK, N.A. | ||
|
By:
/s/ Xxxxxx Xxxxxxxxx
|
By:
|
/s/ Xxxxxxx X. XxXxx | |
|
|
|
||
|
Printed
Name: Xxxxxx Xxxxxxxxx
|
Printed
Name: Xxxxxxx X. XxXxx
|
||
| Title: Chairman | Title: Vice President | ||
|
|
|
1
EXHIBIT
C
Fund
Names
Name
of Series
S&P
500® Capital Appreciation Fund (Providing for Special Redemption
Feature
in 2018) - name change as of 9/4/08
2
