0001144204-08-051773 Sample Contracts

DISTRIBUTION AGREEMENT
Distribution Agreement • September 9th, 2008 • Trust for Professional Managers • Wisconsin

THIS AGREEMENT is made and entered into as of this 30th day of May, 2008, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and STRUCTURED INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.

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TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT S&P 500® Capital Appreciation Fund (Providing for Special Redemption Feature in 2018)
Investment Advisory Agreement • September 9th, 2008 • Trust for Professional Managers • Wisconsin

This INVESTMENT ADVISORY AGREEMENT is made as of the 30th day of May, 2008, by and between Trust for Professional Managers (hereinafter called the “Trust”), on behalf of the S&P 500® Capital Appreciation Fund (Providing for Special Redemption Feature in 2018) (the “Fund”), a series of the Trust, and Structured Investment Management, Inc. (hereinafter called the “Adviser”).

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STANDARD & POOR’S MASTER INDEX LICENSE AGREEMENT
Master Index License Agreement • September 9th, 2008 • Trust for Professional Managers • New York

This AGREEMENT, entered into as of the Effective Date, as set forth below, is made by and between STANDARD & POOR’S, a division of The McGraw-Hill Companies, Inc., a New York corporation (“S&P”) whose principal office is located at 55 Water Street, New York, New York 10041; and

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CUSTODY AGREEMENT
Custody Agreement • September 9th, 2008 • Trust for Professional Managers • Ohio

THIS AGREEMENT, made and entered into as of this 30th day of May, 2008 by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).

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FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • September 9th, 2008 • Trust for Professional Managers

THIS FIRST AMENDMENT dated as of September 5, 2008, to the Transfer Agent Servicing Agreement, dated as of May 30, 2008 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of its series, the S&P 500® Capital Appreciation Fund (Providing for Special Redemption Feature in 2018), f/k/a as the S&P 500® Protected Return Fund (with Protected Redemption Value in 2018) (the "Fund") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

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FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • September 9th, 2008 • Trust for Professional Managers

THIS FIRST AMENDMENT dated as of September 5, 2008, to the Fund Accounting Servicing Agreement, dated as of May 30, 2008 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of its series, the S&P 500® Capital Appreciation Fund (Providing for Special Redemption Feature in 2018), f/k/a as the S&P 500® Protected Return Fund (with Protected Redemption Value in 2018) (the "Fund") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

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FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENT
Distribution Agreement • September 9th, 2008 • Trust for Professional Managers

THIS FIRST AMENDMENT dated as of September 5, 2008, to the Distribution Agreement, dated as of May 30, 2008 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of its series, the S&P 500® Capital Appreciation Fund (Providing for Special Redemption Feature in 2018), f/k/a as the S&P 500® Protected Return Fund (with Protected Redemption Value in 2018) (the "Fund") and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”).

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FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • September 9th, 2008 • Trust for Professional Managers • Wisconsin

THIS AGREEMENT is made and entered into as of this 30th day of May, 2008, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

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TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSES LIMITATION AGREEMENT S&P 500® Capital Appreciation Fund (Providing for Special Redemption Feature in 2018)
Operating Expenses Limitation Agreement • September 9th, 2008 • Trust for Professional Managers • Wisconsin

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of May, 2008, by and between Trust for Professional Managers (the “Trust”), on behalf of the S&P 500® Capital Appreciation Fund (Providing for Special Redemption Feature in 2018) (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Structured Investment Management, Inc. (the “Adviser”).

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TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • September 9th, 2008 • Trust for Professional Managers • Wisconsin
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FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • September 9th, 2008 • Trust for Professional Managers • Wisconsin

THIS AGREEMENT is made and entered into as of this 30th day of May, 2008, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

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FIRST AMENDMENT TO THE CUSTODY AGREEMENT
Custody Agreement • September 9th, 2008 • Trust for Professional Managers

THIS FIRST AMENDMENT dated as of September 5, 2008, to the Custody Agreement, dated as of May 30, 2008 (the “Agreement”), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the “Trust”) on behalf of its series, the S&P 500® Capital Appreciation Fund (Providing for Special Redemption Feature in 2018), f/k/a as the S&P 500® Protected Return Fund (with Protected Redemption Value in 2018) (the “Fund”) and U.S. Bank, N.A., a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).

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FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • September 9th, 2008 • Trust for Professional Managers

THIS FIRST AMENDMENT dated as of September 5, 2008, to the Fund Administration Servicing Agreement, dated as of May 30, 2008 (the "Agreement"), is entered into by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, (the "Trust") on behalf of its series, the S&P 500® Capital Appreciation Fund (Providing for Special Redemption Feature in 2018), f/k/a as the S&P 500® Protected Return Fund (with Protected Redemption Value in 2018) (the "Fund") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).

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