SR&F BASE TRUST MANAGEMENT AGREEMENT SCHEDULE A
SR&F BASE TRUST
MANAGEMENT AGREEMENT
SCHEDULE A
The Portfolios of SR&F Base Trust currently subject to this Agreement are as
follows:
Effective Date End of Initial Term
SR&F Municipal Money Market Portfolio 9/28/95 6/30/97
SR&F High Yield Portfolio 11/1/96 6/30/98
SR&F Growth Investor Portfolio 2/3/97 6/30/98
SR&F Balanced Portfolio 2/3/97 6/30/98
SR&F Growth Stock Portfolio 2/3/97 6/30/98
SR&F Intermediate Bond Portfolio 2/2/98 6/30/99
SR&F Income Portfolio 2/2/98 6/30/99
SR&F High-Yield Municipals Portfolio 2/2/98 6/30/99
SR&F Cash Reserves Portfolio 3/2/98 6/30/99
Dated: July 1, 2001
SR&F BASE TRUST
/s/ Xxxxxxx X. Xxxxxx
Attest: By:____________________________________
/s/ Xxxxx Xxxxxx Xxxxxxx X. Xxxxxx
__________________________ Secretary
Xxxxx Xxxxxx
Assistant Secretary
XXXXX XXX & XXXXXXX INCORPORATED
/s/ Xxxxxxx X. Xxxxxx
Attest: By:____________________________________
/s/ Xxxxx Xxxxxx Xxxxxxx X. Xxxxxx
_____________________________ Assistant Secretary
Xxxxx Xxxxxx
Assistant Secretary
SR&F BASE TRUST
MANAGEMENT AGREEMENT
SCHEDULE B
Compensation pursuant to Section 7 of the SR&F Base Trust Management Agreement
shall be calculated in accordance with the following schedule(s):
Fund
SR&F Municipal Money Market Portfolio 0.250% of average net assets
SR&F High Yield Portfolio 0.500% on first $500 million,
0.475% thereafter
SR&F Growth Investor Portfolio 0.60% up to $500 million
0.55% next $500 million,
0.50% thereafter
SR&F Balanced Portfolio 0.55% up to $500 million,
0.50% next $500 million,
0.45% thereafter
SR&F Growth Stock Portfolio 0.60% up to $500 million,
0.55% next $500 million,
0.50% up to $2 billion,
0.45% thereafter
SR&F Intermediate Bond Portfolio 0.35% of average net assets,
SR&F Income Portfolio 0.50% up to $100 million,
0.475% thereafter
SR&F High-Yield Municipals Portfolio 0.450% up to $100 million,
0.425% next $100 million,
0.400% thereafter
SR&F Cash Reserves Portfolio 0.250% up to $500 million
0.225% up to $1 billion
0.200% thereafter
Dated: July 1, 2001
SR&F BASE TRUST
/s/ Xxxxxxx X. Xxxxxx
Attest: By:_____________________________
/s/ Xxxxx Xxxxxx Xxxxxxx X. Xxxxxx
________________________________________ Secretary
Xxxxx Xxxxxx
Assistant Secretary
XXXXX XXX & XXXXXXX INCORPORATED
/s/ Xxxxxxx X. Xxxxxx
Attest: By:_____________________________
/s/ Xxxxx Xxxxxx Xxxxxxx X. Xxxxxx
________________________________________ Assistant Secretary
Xxxxx Xxxxxx
Assistant Secretary
