AMENDMENT TO THE PROFESSIONALLY MANAGED PORTFOLIOS TRANSFER AGENT SERVICING AGREEMENT
AMENDMENT TO THE
THIS AMENDMENT dated as of the 11th day of November, 2013, to the Transfer Agent Servicing Agreement, dated as of June 22, 2006, as amended June 15, 2009, (the “Agreement”), is entered by and between Professionally Managed Portfolios, a Massachusetts business trust (the “Trust”), on behalf of its separate series, the Xxxxxx Funds and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
RECITALS
WHEREAS, the parties have entered into a Transfer Agent Servicing Agreement; and
WHEREAS, the parties desire to amend the series of the Trust to add the Xxxxxx Small Intrinsic Value Fund and the Xxxxxx Small-Mid Cap Fund; and
WHEREAS, Section 12 of the Agreement allows for its amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Amended Exhibit H is hereby superseded and replaced with Amended
Exhibit H attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
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PROFESSIONALLY MANAGED
PORTFOLIOS
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U.S. BANCORP FUND SERVICES, LLC
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By: /s/ Xxxxxx X. Xxxxxxxx
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By: /s/ Xxxxxxx X. XxXxx
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Name: Xxxxxx X. Xxxxxxxx
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Name: Xxxxxxx X. XxXxx
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Title: President
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Title: Executive Vice President
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Amended Exhibit H to the Professionally Managed Portfolios
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Name of Series
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Date Added
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Xxxxxx Fund
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Xxxxxx Small Cap Fund
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Xxxxxx Blue Chip 25 Fund
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Xxxxxx Equity Income Fund
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Xxxxxx Pure Contrarian Fund
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Xxxxxx Small Intrinsic Value Fund
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on or after 11/11/ 2013
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Xxxxxx Small-Mid Cap Fund
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on or after 11/11/ 2013
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TRANSFER AGENT & SHAREHOLDER SERVICES ANNUAL
FEE SCHEDULE EFFECTIVE: 09/01/2009
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Shareholder Account Fee (Subject to Minimum)
No-Load - $[ ] /account
Load Fund - $[ ] /account
Daily Accrual Fund - $[ ] /account
XXXX Xxxxx 0 - $[ ]/account
Daily Accrual Fund - $[ ]/account
Closed Account - $[ ]/account
Annual Minimum: $[ ] per CUSIP
Extraordinary services - quoted separately
Conversion of Shareholder Records – $[ ] per Fund
from U.S. Bancorp – Your current provider may
charge for out-of-pocket costs, time and materials.
Service Charges to Investors
Qualified Plan Fees (Billed to Investors)
$[ ] /qualified plan acct (Cap at $[ ]/SSN)
$[ ] /education XXX acct (Cap at $[ ]/SSN)
$[ ] /transfer to successor trustee
$[ ] /participant distribution (Excluding SWPs)
$[ ] /refund of excess contribution
Additional Shareholder Fees (Billed to Investors)
$[ ] /outgoing wire transfer
$[ ] /overnight delivery
$[ ] /telephone exchange
$[ ] /return check or ACH
$[ ] /stop payment
$ [ ] /research request (For requested items of the
second calendar year [or previous] to the
request)(Cap at $[ ])
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System Charges
1. NSCC Service Interface – Setup - $[ ] /fund group
Annual - $[ ] /fund/year
2. Voice Response Services - $[ ] per call/$[ ] minimum
3. Asset Allocation Services - $[ ] /account group/year
4. 12b-1 Aging - $[ ] /account/year
5. Fund Addition - $[ ] each additional CUSIP
Out-of-pocket expenses
Including but not limited to telephone toll-free lines, call transfers, mailing, sorting and postage, stationary, envelopes, programming, service/data conversion, special reports, insurance, record retention, literature fulfillment kits, microfilm, microfiche, proxies, proxy services, lost shareholder search, disaster recovery charges, ACH fees, Fed wire charges, NSCC charges, AML verification services, data communication and implementation charges, travel, training and all other our-of-pocket expenses.
Activity Charges
Manual Shareholder Transaction $[ ]/transaction
Omnibus Account Transaction $[ ]/transaction
Correspondence $[ ]/item
Telephone Calls $[ ]/minute
Voice Response Calls $[ ]/call
Additional Services
Above pricing is for standard services. Available but not included above are the following services – FAN Web shareholder e-commerce, Vision intermediary e-commerce, FAN Mail electronic data delivery, B.O.S.S. sales reporting data warehouse, investor e-mail services, literature fulfillment, lead conversion reporting, 12b-1 aging, Short-Term Trader reporting
Fees are billed monthly.
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Advisor’s Signature not required as fees are not changing – only the Xxxxxx Small Intrinsic Value Fund & the Xxxxxx Small-Mid Cap Fund are being added.
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