AMENDED AND RESTATED SCHEDULE A DATED MARCH 30, 2016 TO THE INVESTMENT ADVISORY AGREEMENT DATED NOVEMBER 2, 2010 BETWEEN FUNDVANTAGE TRUST AND GOTHAM ASSET MANAGEMENT, LLC
Exhibit 99.B(d)(xii)(B)
AMENDED AND RESTATED
SCHEDULE A
DATED MARCH 30, 2016
TO THE
INVESTMENT ADVISORY AGREEMENT DATED NOVEMBER 2, 2010
BETWEEN
FUNDVANTAGE TRUST AND GOTHAM ASSET MANAGEMENT, LLC
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Series of FundVantage Trust |
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Effective Date |
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Gotham Absolute Return Fund |
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August 28, 2012 |
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Gotham Enhanced Return Fund |
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May 30, 2013 |
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Gotham Neutral Fund |
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August 30, 2013 |
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Gotham Absolute 500 Fund |
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July 25, 2014 |
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Gotham Enhanced 500 Fund |
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December 31, 2014 |
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Gotham Total Return Fund |
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March 30, 2015 |
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Gotham Index Plus Fund |
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March 30, 2015 |
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Gotham Institutional Value Fund |
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December 31, 2015 |
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Gotham Hedged Plus Fund |
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March 30, 2016 |
IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule A to be executed in its name and on its behalf by its duly authorized representative as of March 30, 2016.
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By: |
/s/ Xxxxx Xxxx |
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Name: |
Xxxxx Xxxx |
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Title: |
Treasurer and Chief Financial Officer |
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GOTHAM ASSET MANAGEMENT, LLC | |
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By: |
/s/ Xxxxx XxXxxxx |
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Name: |
Xxxxx XxXxxxx |
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Title: |
General Counsel & CCO |
AMENDED AND RESTATED
SCHEDULE B
DATED MARCH 30, 2016
TO THE
INVESTMENT ADVISORY AGREEMENT DATED NOVEMBER 2, 2010
BETWEEN
FUNDVANTAGE TRUST AND GOTHAM ASSET MANAGEMENT, LLC
Investment Advisory Fee Schedule
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Fund |
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Annual Fee as a Percentage |
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Effective Date |
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Gotham Absolute Return Fund |
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2.00% (200 basis points) |
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August 28, 2012 |
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Gotham Enhanced Return Fund |
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2.00% (200 basis points) |
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May 30, 2013 |
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Gotham Neutral Fund |
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2.00% (200 basis points) |
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August 30, 2013 |
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Gotham Absolute 500 Fund |
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1.50% (150 basis points) |
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December 7, 2015 |
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Gotham Enhanced 500 Fund |
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1.50% (150 basis points) |
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December 7, 2015 |
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Gotham Index Plus Fund |
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1.00% (100 basis points) |
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December 7, 2015 |
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Gotham Total Return Fund |
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2.00% (200 basis points)* |
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March 30, 2015 |
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Gotham Institutional Value Fund |
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0.80% (80 basis points) |
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December 31, 2015 |
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Gotham Hedged Plus Fund |
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1.00% (100 basis points) |
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March 30, 2016 |
* Assets invested in other mutual funds advised by Gotham shall be excluded from the Gotham Total Return Fund’s average daily net assets for purposes of calculating the advisory fee.
[Signature Page Follows]
IN WITNESS WHEREOF, each of the parties hereto has caused this Amended and Restated Schedule B to be executed in its name and on its behalf by its duly authorized representative as of March 30, 2016.
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By: |
/s/ Xxxxx Xxxx |
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Name: |
Xxxxx Xxxx |
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Title: |
Treasurer and Chief Financial Officer |
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GOTHAM ASSET MANAGEMENT, LLC | |
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By: |
/s/ Xxxxx XxXxxxx |
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Name: |
Xxxxx XxXxxxx |
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Title: |
General Counsel & CCO |
