AMENDED AND RESTATED SCHEDULE A DATED SEPTEMBER 23, 2014 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF FUNDVANTAGE TRUST SCHEDULE OF PORTFOLIOS AND CLASSES
Exhibit 99.B(a)(iii)
AMENDED AND RESTATED
SCHEDULE A
DATED SEPTEMBER 23, 2014
TO
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST
OF
FUNDVANTAGE TRUST
SCHEDULE OF PORTFOLIOS AND CLASSES
|
Portfolio |
|
Classes |
|
Series |
|
1. Cutwater High Yield Fund* |
|
Class A/Class C/Institutional† |
|
January 22, 2007 |
|
2. Cutwater Multi-Sector Inflation Protection Fund* |
|
Class A/Class C/Institutional† |
|
January 22, 2007 |
|
3. Cutwater Investment Grade Bond Fund* |
|
Class A/Class C/Institutional† |
|
January 22, 2007 |
|
4. Cutwater Municipal Bond Inflation Protection Fund* |
|
Class A/Class C/Institutional† |
|
January 22, 2007 |
|
5. Lateef Fund |
|
Class A/Class C/Class I |
|
August 2, 2007 |
|
6. Boston Advisors Broad Allocation Strategy Fund |
|
Class A‡/Institutional |
|
June 11, 2010 |
|
7. WHV International Equity Fund |
|
Class A/Class C§/Class I |
|
September 19, 2008 |
|
8. Pemberwick Fund |
|
|
|
June 12, 2009 |
|
9. Private Capital Management Value Fund |
|
Class A/Class C/Class I/Class R |
|
December 11, 2009 |
|
10. Pacific Capital Tax-Free Securities Fund |
|
Class Y |
|
February 9, 2010 |
|
11. Pacific Capital Tax-Free Short Intermediate Securities Fund |
|
Class Y |
|
February 9, 2010 |
|
12. Xxxxxxxxx Value Fund |
|
Class A/Class C/Class I/Class R |
|
March 26, 2010 |
|
13. Xxxxxxxxx Investment Grade Fixed Income Fund |
|
Class A/Class C/Class I/Class R |
|
March 26, 2010 |
|
14. Xxxxx Growth Fund |
|
Class A**/Class C**/Retail Class††/Institutional Class |
|
March 26, 2010 |
* Prior to June 11, 2010, the Cutwater High Yield Fund, the Cutwater Multi-Sector Inflation Protection Fund, the Cutwater Investment Grade Bond Fund, and the Cutwater Municipal Bond Inflation Protection were known as the MBIA High Yield Fund, the MBIA Multi-Sector Inflation Protection Fund, the MBIA Core Plus Fixed Income Fund, and the MBIA Municipal Bond Inflation Protection Fund, respectively.
† On June 11, 2010, Class A Shares and Class C were added and Retail Class was terminated.
‡ On December 15, 2010, Class A Shares were added.
§ On June 20, 2013, Class C Shares were added.
** On December 18, 2013, Class A Shares and Class C were added.
†† On June 11, 2010, Retail Class Shares were added.
|
Portfolio |
|
Classes |
|
Series |
|
15. DuPont Capital Emerging Markets Fund |
|
Class I‡‡ |
|
June 11, 2010 |
|
16. DuPont Capital Emerging Markets Debt Fund |
|
Class I‡‡ |
|
June 23, 2011 |
|
17. Montibus Small Cap Growth Fund§§ |
|
Class A/Adviser Class/Institutional Class |
|
December 15, 2010 |
|
18. EIC Value Fund |
|
Class A/Class C/Institutional Class/Retail Class*** |
|
December 15, 2010 |
|
19. Origin International Equity Fund |
|
Class I |
|
June 14, 2012 |
|
20. Gotham Absolute Return Fund |
|
Institutional Class |
|
August 24, 2012 |
|
21. Gotham Enhanced Return Fund |
|
Institutional Class |
|
March 21, 2013 |
|
22. Gotham Neutral Fund |
|
Institutional Class |
|
June 3, 2013 |
|
23. Quality Dividend Fund |
|
Class A/Class C/Institutional Class††† |
|
June 3, 2013 |
|
24. WHV/Seizert Small Cap Value Equity Fund |
|
Class A/Class C/Class I |
|
June 3, 2013 |
|
25. Bradesco Latin American Equity Fund |
|
Class A/Class C/Institutional Class/Retail Class |
|
August 21, 2013 |
|
26. Bradesco Latin American Hard Currency Bond Fund‡‡‡ |
|
Class A/Class C/Institutional Class/Retail Class |
|
August 21, 2013 |
|
27. Sirios Focus Fund |
|
Class A/Class C/Institutional Class/Retail Class |
|
August 21, 2013 |
|
28. Mount Xxxxx U.S. Focused Equity Fund |
|
Class I/Class II |
|
September 24, 2013 |
|
29. Pacific Capital U.S. Government Money Market Fund§§§ |
|
|
|
September 24, 2013 |
|
30. SkyBridge Dividend Value Fund |
|
Class A / Class C / Class I |
|
December 18, 2013 |
|
31. WHV/EAM International Small Cap Equity Fund |
|
Class A/Class I |
|
March 21, 2014 |
|
32. WHV/EAM Emerging Markets Small Cap Equity Fund |
|
Class A/Class I |
|
March 21, 2014 |
|
33. Xxxxx Capital Global Growth****Fund |
|
Class A/Class C/Institutional Class/Retail Class |
|
March 21, 2014 |
‡‡ On August 21, 2013, Class A Shares, Class C Shares and Class D Shares were terminated.
§§ Prior to April 30, 2012, the Timberline Small Cap Growth Fund was known as the “TW Small Cap Growth Fund.”
*** On March 24, 2011, Class C and Retail Class were added.
††† On June 20, 2013, Institutional Class Shares were added.
‡‡‡ Prior to May 1, 2014, the Bradesco Latin American Hard Currency Bond Fund was known as the “Bradesco Brazilian Hard Currency Bond Fund.”
§§§ Prior to March 21, 2014, the Pacific Capital U.S. Government Money Market Fund was known as the “BOH Government Money Market Fund.”
**** Prior to September 23, 2014, Xxxxx Capital Global Growth Fund was known as the “Xxxxx Global Growth Fund.”
|
Portfolio |
|
Classes |
|
Series |
|
34. Gotham Absolute 500 Fund |
|
Institutional Class |
|
May 13, 2014 |
|
35. WHV/Acuity Tactical Credit Long/Short Fund |
|
Class A/Class I |
|
September 23, 2014 |
|
36. Gotham Enhanced 500 Fund |
|
Institutional Class |
|
September 23, 2014 |
