FORM OF NINTH AMENDMENT TO UNDERWRITING AGREEMENT
Exhibit 28(e)(x)
FORM OF
NINTH AMENDMENT TO
This Ninth Amendment (the “Amendment”) to the Underwriting Agreement (the “Agreement”) dated as of April 1, 2012, by and between FundVantage Trust, a Delaware statutory trust (the “Trust”) and Foreside Funds Distributors LLC, a Delaware limited liability company (“Foreside”) is entered into as of June 11, 2014 (the “Effective Date”).
WHEREAS, the Trust and Foreside desire to amend Exhibit A of the Agreement to reflect the addition of Gotham Absolute 500 Fund, and the removal of the Xxxxxxx REIT Fund and the Origin International Equity Fund; and
WHEREAS, Section 14 of the Agreement requires all amendments to be in writing and signed by the parties;
NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
1. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Agreement.
2. Exhibit A to the Agreement is hereby amended and restated as provided on Appendix A attached hereto.
3. All other terms, conditions, provisions and sections of the Agreement remain in effect and are hereby incorporated herein by reference.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the Effective Date.
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FORESIDE FUNDS DISTRIBUTORS LLC | ||||
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By: |
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By: |
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Name: |
Xxxx Xxxxx, President |
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Name: |
Xxxx Xxxxxxxxx |
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Title: |
President |
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Title: |
President |
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APPENDIX A |
EXHIBIT A
Boston Advisors Broad Allocation Strategy Fund
Bradesco Latin American Hard Currency Bond Fund (f/k/a Bradesco Brazilian Hard Currency Bond Fund)
Bradesco Latin American Equity Fund
Cutwater High Yield Fund
Cutwater Investment Grade Bond Fund
Cutwater Multi-Sector Inflation Protection Fund
Cutwater Municipal Bond Inflation Protection Fund
DuPont Capital Emerging Markets Debt Fund
DuPont Capital Emerging Markets Fund
EIC Value Fund
Xxxxxxxxx Investment Grade Fixed Income Fund
Xxxxxxxxx Value Fund
Gotham Absolute Return Fund
Gotham Enhanced Return Fund
Gotham Neutral Fund
Gotham Absolute 500 Fund
Lateef Fund
Pacific Capital Tax-Free Securities Fund
Pacific Capital Tax-Free Short Intermediate Securities Fund
Pemberwick Fund
Xxxxx Growth Fund
Private Capital Management Value Fund
Quality Dividend Fund
Sirios Focus Fund
Montibus Small Cap Growth Fund (f/k/a Timberline Small Cap Growth Fund)
WHV International Equity Fund
WHV/Seizert Small Cap Value Equity Fund
Mount Xxxxx U.S. Focused Equity Fund
SkyBridge Dividend Value Fund
Pacific Capital U.S. Government Money Market Fund
WHV/EAM International Small Cap Equity Fund
WHV/EAM Emerging Markets Small Cap Equity Fund
